ComplianceOnline

Audit and Inspection Training - Live Webinars, Recordings & CDs

The courses on this page cover pre-audit preparations, during audit processes, post-audit processes, Dos and Don'ts, and more. The programs cover regulatory audits, internal audits, and other quality audits. Browse our wide range of courses designed to help you identify your strengths and problem areas, find solutions, and boost your morale.

Recorded/CD
How to Perform an Environmental Inspection in Accordance with NEPA 1970

How to Perform an Environmental Inspection in Accordance with NEPA 1970

  • Speaker: Keith Warwick
  • Product ID: 705127
  • Duration: 75 Min
This training program will focus on NEPA (National Environmental Policy Act) national environmental policies and goals. It will also discuss provisions for governmental agencies to effect NEPA, establishing the QEC in the Executive Office of the President.
CD/Recorded
$0
Recorded/CD
Setting Up A Stress-Testing Program

Setting Up A Stress-Testing Program

  • Speaker: Fred Vacelet
  • Product ID: 705155
  • Duration: 60 Min
For a multitude of reasons, stress-testing programs have seldom satisfied regulators, even after the 2007 crisis. After most significant mishap in every bank, management often discovers that the managerial stress-testing have revealed to be insufficient, over-driven by optimism. In this training program, the instructor will deconstruct regulatory constraints after Basel II and III, lessons learnt after 2007, and stress-testing as a strategic exercise.
CD/Recorded
$0
Recorded/CD
Pasteurization Instruments and Records in a Food Processing Facility

Pasteurization Instruments and Records in a Food Processing Facility

  • Speaker: Thomas Perkins
  • Product ID: 704914
  • Duration: 60 Min
The webinar will address the various records required by government agencies in the commercial conversion and packaging of food production. This webinar is designed to allow field level management to competently represent the local process and records as they are intended to satisfy the regulation.
CD/Recorded
$199
Recorded/CD
Health Care Contracting Toolkit: Best Practices & Three Key Tenets of Defensibility

Health Care Contracting Toolkit: Best Practices & Three Key Tenets of Defensibility

  • Speaker: Joseph Wolfe
  • Product ID: 705121
  • Duration: 60 Min
Any time a health care organization structures a contract involving physicians, it must be aware of the federal laws that are unique to the healthcare industry (e.g., the Stark Law, Anti-Kickback Statute, Civil Monetary Penalties Law, False Claims Act, etc.). These laws affect any contract with physicians who are in a position to refer, including employment or service contracts, group compensation structures, joint ventures, leases for space or equipment, free or discounted items or services and virtually any other exchange of remuneration.
CD/Recorded
$0
Recorded/CD
Putting the Quality in Audit Reports

Putting the Quality in Audit Reports

  • Speaker: Jonnie T Keith
  • Product ID: 705066
  • Duration: 90 Min
The objective of any report is to provide important information to management in the area reviewed. It represents the end result of weeks of reviews, analyses, interviews and discussions. The quality of that report will have an impact on how well the report is understood and accepted. This training program will review the audit standards related to audit report quality and encourage attendees to participate in various quality report exercises.
CD/Recorded
$0
Recorded/CD
Business Law, Ethics and Lender Liability - The Promissory Note, Tort Reform and its Impact on the Borrower

Business Law, Ethics and Lender Liability - The Promissory Note, Tort Reform and its Impact on the Borrower

  • Speaker: David L Osburn
  • Product ID: 704698
  • Duration: 60 Min
This training program will provide insight into business law basics and lender liability. The webinar will explore the basics of business law including the judicial process, stages of litigation, alternatives to litigation (arbitration and mediation), and business structure. Attendees will gain an understanding of contract law, problem loan situations, and bank collection efforts. Additionally, the related concept of lender liability will be reviewed including the technical aspects of this vital area and recent industry trends.
CD/Recorded
$0
Recorded/CD
Developing an Effective & Responsive Emergency Action Plan

Developing an Effective & Responsive Emergency Action Plan

  • Speaker: Michael Aust
  • Product ID: 704600
  • Duration: 60 Min
This training program will highlight elements of an emergency action plan and illustrate best practices for emergency evacuation floor plans. The program will help attendees recognize violations of OSHA exit route requirements and help develop and implement workplace emergency action and fire protection plans.
CD/Recorded
$199
Recorded/CD
FLSA Overtime Rule Injunction vs. Future

FLSA Overtime Rule Injunction vs. Future

  • Speaker: Matthew W Burr
  • Product ID: 705080
  • Duration: 60 Min
The webinar will overview the injunction on the FLSA overtime rule. It will offer attendees an understanding of the effect it can have on their organization and discuss the implications of the change.
CD/Recorded
$0
Recorded/CD
Quality Control for Microbiological Media and Reagents

Quality Control for Microbiological Media and Reagents

  • Speaker: Todd Graham
  • Product ID: 705060
  • Duration: 60 Min
This webinar will give you the tools you need to maintain a quality supply of media and reagents in a variety of microbiology laboratories. A thorough understanding of the variety of challenges necessary in maintain quality media and reagents will be brought to the fore. This will allow you to perform microbiology testing with confidence.
CD/Recorded
$249
Recorded/CD
Using Lean to Streamline your Operations, Continuity Planning and Recovery

Using Lean to Streamline your Operations, Continuity Planning and Recovery

  • Speaker: Michael C Redmond
  • Product ID: 704826
  • Duration: 60 Min
This webinar training will discuss the lean principles and how to effectively implement them in your system to identify and reduce waste. The instructor will discuss how to apply lean to align business system and process with organisational goals so as to deliver rapid and measurable results.
CD/Recorded
$0
Recorded/CD
Subcontractor auditing (cGMP/Pharma/Med device industries)

Subcontractor auditing (cGMP/Pharma/Med device industries)

  • Speaker: Jan Warner
  • Product ID: 705063
  • Duration: 90 Min
This course will describe the basic principles and requirements for building a supplier audit program. This webinar will provide a framework on which to build your subcontractor auditing program.
CD/Recorded
$0
Recorded/CD
Use of Electronic Health Record Data (EHR) in FDA regulated clinical investigations

Use of Electronic Health Record Data (EHR) in FDA regulated clinical investigations

  • Speaker: Rachelle D Souza
  • Product ID: 704906
  • Duration: 60 Min
This webinar will discuss FDA’s current recommendations on using electronic health records in prospective clinical investigations of human drugs, biologics, medical devices and combination products.
CD/Recorded
$249
Recorded/CD
Effective Discipline and Lawsuit-Proof Termination: How to Remedy Performance and Conduct Problems While Minimizing Your Legal Risks

Effective Discipline and Lawsuit-Proof Termination: How to Remedy Performance and Conduct Problems While Minimizing Your Legal Risks

  • Speaker: Susan Fahey Desmond
  • Product ID: 705058
  • Duration: 90 Min
This training program will elucidate effective documentation techniques. It will discuss what documentation is needed to justify a termination decision and key record retention requirements. Attendees will learn how to fill out a performance appraisal and understand the essentials of a document retention program.
CD/Recorded
$249
Recorded/CD
Implementing a Modern Pharmaceutical Quality System

Implementing a Modern Pharmaceutical Quality System

  • Speaker: Steven Laurenz
  • Product ID: 705055
  • Duration: 60 Min
This presentation explores the basic concepts making up an ICH Q10 Quality System approach and steps to properly implement the concepts.
CD/Recorded
$0
Recorded/CD
Business Email Compromise and Ransomware - Red Flags and Mitigation

Business Email Compromise and Ransomware - Red Flags and Mitigation

  • Speaker: Rayleen M Pirnie
  • Product ID: 705038
  • Duration: 60 Min
The Internet Crime Complaint Center (IC3) reports that U.S. victims alone lost $18 million in 15 months to just a single form of ransomware. This training program will review the risks associated with various types of cyber fraud, and in particular, business email compromise (BEC) and ransomware. The session will also discuss documenting sound business practices to minimize exposure and loss and list what to present to your board of directors before an incident.
CD/Recorded
$179
Recorded/CD
Overview of Penalties for Different OSHA Violations in 2017

Overview of Penalties for Different OSHA Violations in 2017

  • Speaker: Michael Aust
  • Product ID: 704965
  • Duration: 60 Min
This training program addresses the increase in OSHA penalties. The new penalties took effect August 2, 2016. Any citations issued by OSHA on or after this date will be subject to the new penalties if the related violations occurred after November 2, 2015.
CD/Recorded
$0
Recorded/CD
Practical Application of HIPAA Risk Analysis

Practical Application of HIPAA Risk Analysis

  • Speaker: Jim Sheldon-Dean
  • Product ID: 704294
  • Duration: 90 Min
This 90-minute webinar training will look at how to properly conduct a risk analysis. Attendees will learn what safeguards need to be in place, what documentation is required, and what follow-through needs to be done. The course will examine the pros and cons of various available free tools, and in-house versus outsourced reviews.
CD/Recorded
$249
Recorded/CD
AML Risks in Correspondent Banking: What You Need to Know for 2017

AML Risks in Correspondent Banking: What You Need to Know for 2017

  • Speaker: Joe Soniat
  • Product ID: 704997
  • Duration: 60 Min
Correspondent banking has become a hot topic with BSA AML over the past few years. With examination scrutiny on correspondent banking high, this training program will highlight why it is essential to know the risk and what to do when it comes to banking other banks.
CD/Recorded
$279
Recorded/CD
Procurement and Contract Fraud - Detection and Prevention

Procurement and Contract Fraud - Detection and Prevention

  • Speaker: John E Grimes
  • Product ID: 704334
  • Duration: 90 Min
This training program will examine the fraud vulnerabilities in the procurement of materials and services in the private sector. In addition, it will explore the many procurement and contract fraud schemes and at what point in the procurement and contract process they occur.
CD/Recorded
$179
Recorded/CD
ISO 45001 - Mitigation Essentials - Part 1

ISO 45001 - Mitigation Essentials - Part 1

  • Speaker: Michael Aust
  • Product ID: 704939
  • Duration: 60 Min
This webinar will discuss about safety management system and ISO 45001, and how and why 100,000 companies are expected to comply by 2019. Also, this webinar will provide an overview of the new/updated concept of ISO 45001 along with the comparison of OHSAS 18001:2007 to ISO 45001. Furthermore, we will also discuss a three year mitigation process for organizations already 18001 certified.
CD/Recorded
$0
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