ComplianceOnline

Audit and Inspection Training - Live Webinars, Recordings & CDs

The courses on this page cover pre-audit preparations, during audit processes, post-audit processes, Dos and Don'ts, and more. The programs cover regulatory audits, internal audits, and other quality audits. Browse our wide range of courses designed to help you identify your strengths and problem areas, find solutions, and boost your morale.

Recorded/CD
Managing ACH Business to Business Payments

Managing ACH Business to Business Payments

  • Speaker: Rayleen M Pirnie
  • Product ID: 704918
  • Duration: 90 Min
This webinar training will explore B2B ACH payments. The instructor will explain how to isolate benefits and risks and discuss various options including Credit Push vs. Debit, and analyze critical authorization provisions. He will also investigate sound business practices to successfully managing business to business ACH payments.
CD/Recorded
$179
Recorded/CD
Section 1557 of the Affordable Care Act:  New Civil Rights Law for the Healthcare Industry

Section 1557 of the Affordable Care Act: New Civil Rights Law for the Healthcare Industry

  • Speaker: Dr. Susan Strauss
  • Product ID: 704923
  • Duration: 90 Min
The U. S. Department of Health and Human Services, Office for Civil Rights issued the new regulations for Section 1557 of the Affordable Care Act. This act deals with nondiscrimination in healthcare and provides important new protections for patients including broad rules dealing with sex discrimination.This webinar will guide how to implement the new law to certify decreased risk of liability, ensure quality and equitable care and insurance coverage of all patients thereby enhancing quality care of patients.
CD/Recorded
$0
Recorded/CD
Reducing Risk in Third Party Relationships in the Financial Industry

Reducing Risk in Third Party Relationships in the Financial Industry

  • Speaker: Marc Perl
  • Product ID: 704928
  • Duration: 60 Min
This webinar will prepare your organization to incorporate the best practices that should drive the use of third-parties. Participants will learn techniques of reducing risk in third-party relationships. An FI should adopt risk management processes commensurate with the level of risk and complexity of its third party relationships and should assure that comprehensive risk management and oversight of third party relationships involving critical activities reduce risk based on best practices.
CD/Recorded
$50
Recorded/CD
Being Prepared for a HIPAA Audit

Being Prepared for a HIPAA Audit

  • Speaker: Jay Hodes
  • Product ID: 704722
  • Duration: 60 Min
Almost 120,000,000 individuals were affected by HIPAA data breaches in 2015. This is a significant reason why Congress has inquired about the recent and very sizeable increases in cyber-attacks that inflect the risk of medical identity theft. This training program will explore how, with the Phase 2 audit program underway, selected covered entities will soon receive written notifications they are going to be audited.
CD/Recorded
$179
Recorded/CD
How to Apply ISO 27001 Principles to Enterprise Risk Management in 2017

How to Apply ISO 27001 Principles to Enterprise Risk Management in 2017

  • Speaker: Michael C Redmond
  • Product ID: 704828
  • Duration: 60 Min
This webinar training will help you implement ISO standards in your Enterprise risk management (ERM) system and understand the benefits. This session will enable on how to integrate ISO 27001 in your organization as the main structure for information security management.
CD/Recorded
$0
Recorded/CD
Develop and Upgrade Sound Business Continuity Plans | New and Potential Threats

Develop and Upgrade Sound Business Continuity Plans | New and Potential Threats

  • Speaker: Javier Kuong
  • Product ID: 704908
  • Duration: 120 Min
This webinar will offer guidelines on how organizations should take a short-, medium-, and long-term vision of their enterprise-wide contingency and business continuity plan preparation. It will also offer best practices to upgrade your Business Continuality Plan (BCP) to cope with a whole variety of new current and forecast threats, with uncertain times of occurrence, in a dynamic business and global threat panorama.
CD/Recorded
$0
Recorded/CD
The FDA Compliance Enforcement Process

The FDA Compliance Enforcement Process

  • Speaker: David L Chesney
  • Product ID: 704913
  • Duration: 90 Min
This 90 mins webinar will provide a thorough understanding of the range of FDA enforcement options and the criteria the agency applies in deciding which to use.
CD/Recorded
$0
Recorded/CD
The New EU Clinical Trial Regulation

The New EU Clinical Trial Regulation

  • Speaker: Robert J Russell
  • Product ID: 703758
  • Duration: 90 Min
This course will present attendees with a clear understanding of the new processes and requirements for EU sponsors of clinical trials as the new regulation is published, rolled-out and implemented by the Member States, the European Medicines Agency and the European Commission.
CD/Recorded
$279
Recorded/CD
How to Use Big Data for an AML/AB&C Compliance and Risk Mitigation

How to Use Big Data for an AML/AB&C Compliance and Risk Mitigation

  • Speaker: Shaun Miller
  • Product ID: 704779
  • Duration: 120 Min
This webinar discuss how big data is used for AML compliance review. The instructor will explain how an unstructured data, becomes structured and is subjected to data quality review, sampling and subsequent forensic analysis. The instructor will share how this analysis influences strategic decision in terms of risk mitigation and AML Program enhancement.
CD/Recorded
$229
Recorded/CD
USP Hot Topics:  What's Hot Now and How to Track Coming Changes and Influence USP

USP Hot Topics: What's Hot Now and How to Track Coming Changes and Influence USP

  • Speaker: Gregory Martin
  • Product ID: 703521
  • Duration: 90 Min
This webinar will provide insight into some of the hottest topics at USP which will have the greatest impact on pharmaceutical laboratories. It will provide a comprehensive overview of the major changes in the USP that have been proposed or implemented in the last year and describe strategies for keeping abreast of coming changes and how you can influence them.
CD/Recorded
$249
Recorded/CD
Developing and Using HR Audit Tools

Developing and Using HR Audit Tools

  • Speaker: Ronald Adler
  • Product ID: 702329
  • Duration: 90 Min
This Webinar will discuss the development and use of HR audit tools. The session will cover critical HR audit issues reviewed including indentifying HR audit stakeholders, assessing HR audit areas, developing an HR audit plan, designing HR audit tools, and developing an HR audit scorecard.
CD/Recorded
$229
Recorded/CD
Essentials of Taxing and Reporting Insurance Benefits for 2016 and Beyond

Essentials of Taxing and Reporting Insurance Benefits for 2016 and Beyond

  • Speaker: Vicki M. Lambert
  • Product ID: 704870
  • Duration: 90 Min
This webinar covers the basics of handling insurances in the payroll department including reviewing the requirements under the ACA for the 2016 reporting of health insurance. The Instructor will cover how to handle health insurance plans such as HSAs or HRAs, taxing and reporting life insurance and third party sick pay. He will also explain the role payroll plays in workers’ compensation pay-outs and premium payments.
CD/Recorded
$0
Recorded/CD
ADA Accessibility - Is Your Property in Compliance?

ADA Accessibility - Is Your Property in Compliance?

  • Speaker: Richard Vivenzio
  • Product ID: 704888
  • Duration: 90 Min
The ADA is both complicated and controversial. This webinar will explain the ADA litigation trends and provide tips on how to avoid ADA complaints and lawsuits. Participants will learn about the ADA requirements for new and existing building projects and how to comply with them.
CD/Recorded
$199
Recorded/CD
ISO 9001:2015 Risk Based Thinking Training

ISO 9001:2015 Risk Based Thinking Training

  • Speaker: Kevin Gholston
  • Product ID: 704801
  • Duration: 120 Min
With the release of ISO 9001:2015 September 23, 2015, now is the time to prepare. This 9001-2015 Risk Based Thinking training program will highlight the changes from the ISO 9001:2008 revision. A key change is the addition of risk based thinking, and the training includes group exercises to reinforce this new process.
CD/Recorded
$0
Recorded/CD
The Custody Rule for Financial Firms

The Custody Rule for Financial Firms

  • Speaker: Lisa Marsden,Stacey Rodgers
  • Product ID: 704873
  • Duration: 60 Min
This training program explains ‘The Custody Rule’. The instructor will help you determine if your firm has custody, compliance surrounding maintaining custody and regulatory deficiencies.
CD/Recorded
$249
Recorded/CD
Employee Orientation: Job Enlargement, Enrichment and Enhancement

Employee Orientation: Job Enlargement, Enrichment and Enhancement

  • Speaker: Meloney Sallie Dosunmu
  • Product ID: 704895
  • Duration: 90 Min
This webinar training discusses the success factors for implementing effective job design. The instructor helps in identifying the readiness of employee, the orientation needs and suitability. Participants will learn about the appropriate circumstances and best methods to implement and evaluate the effectiveness of job enhancement, job enrichment or job enlargement.
CD/Recorded
$0
Recorded/CD
Navigating the Maze of ADA and FMLA Compliance: The Interplay Between the Laws - Part 4

Navigating the Maze of ADA and FMLA Compliance: The Interplay Between the Laws - Part 4

  • Speaker: Cathleen M. Hampton
  • Product ID: 704833
  • Duration: 120 Min
As many have noted, the interaction of the Family and Medical Leave Act (FMLA), Americans with Disabilities Act (ADA), and workers' compensation laws is known by many employers to be the Bermuda Triangle of employment law. To help fill in the gaps, this training session will analyze the statutes, regulations, and guidance to answer the most frequently asked questions about these laws.
CD/Recorded
$0
Recorded/CD
Mitigating and Conducting Very Effective Risk Assessments and Business Impact Analysis

Mitigating and Conducting Very Effective Risk Assessments and Business Impact Analysis

  • Speaker: Michael C Redmond
  • Product ID: 704823
  • Duration: 60 Min
This webinar training will explain project management principles to prepare your business to overcome risk and outage. The instructor will discuss how to conduct risk assessment and business impact analysis. He will also discuss how to test and document risk elements and the process or steps to be taken to combat it.
CD/Recorded
$0
Recorded/CD
Mission Possible Series:  Reducing Your Compensable Claims by 50% Within 2 Years - Part 2

Mission Possible Series: Reducing Your Compensable Claims by 50% Within 2 Years - Part 2

  • Speaker: Michael Aust
  • Product ID: 704752
  • Duration: 60 Min
This training program in the series will explain what it means to establish a safety culture within the workforce. It will also identify the key steps in an effective workers’ compensation management program and discuss roles and responsibilities of each step of the safety maturity curve. Attendees will learn the benefits of sustaining an effective worker’s compensation management program in the workplace.
CD/Recorded
$199
Recorded/CD
Performance Metrics: Measuring Bank Management's Effectiveness

Performance Metrics: Measuring Bank Management's Effectiveness

  • Speaker: David L Osburn
  • Product ID: 704832
  • Duration: 60 Min
This training session will discuss how to measure the effectiveness of bank management from a technical and employee perspective. The webinar will also cover department policies and procedures, increasing customer satisfaction, and improving employee morale. Additionally, the webinar will review individual and team evaluations and measuring bank financial performance. The webinar concepts will be illustrated through case studies.
CD/Recorded
$0
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