ComplianceOnline

Audit and Inspection Training - Live Webinars, Recordings & CDs

The courses on this page cover pre-audit preparations, during audit processes, post-audit processes, Dos and Don'ts, and more. The programs cover regulatory audits, internal audits, and other quality audits. Browse our wide range of courses designed to help you identify your strengths and problem areas, find solutions, and boost your morale.

Recorded/CD
Preparing Compliant eCTD Submissions:  Are You Prepared for Upcoming FDA Mandate on e-Submissions?

Preparing Compliant eCTD Submissions: Are You Prepared for Upcoming FDA Mandate on e-Submissions?

  • Speaker: Peggy Berry
  • Product ID: 705349
  • Duration: 60 Min
This webinar will review the CTD format requirements including documentation and technical requirements for an eCTD submissions. It will help attendees prepare for implementing the FDA upcoming mandates on e-submissions.
CD/Recorded
$10
Recorded/CD
Practical Risk Appetite and Risk Tolerance

Practical Risk Appetite and Risk Tolerance

  • Speaker: Mario Mosse
  • Product ID: 704949
  • Duration: 90 Min
This webinar will discuss how to implement and monitor risk policy. The instructor will explain the challenges and opportunities involved in developing and implementing an effective risk appetite statement, which is supported by risk limits, and the determination of actual exposure against those limits and risk tolerance.
CD/Recorded
$229
Recorded/CD
How to Conduct a HIPAA Risk Assessment

How to Conduct a HIPAA Risk Assessment

  • Speaker: Brian Tuttle
  • Product ID: 704592
  • Duration: 60 Min
This training program will cover the proper methodologies of conducting a HIPAA risk assessment based on the formula used by federal auditors and based on the NIST (National Institute of Standard for Technologies) guidelines. The session will also cover the most important aspects to be aware of in terms of the federal auditing process as well as the new risks regarding patients suing for wrongful disclosures.
CD/Recorded
$249
Recorded/CD
How to Perform a HIPAA Risk Assessment

How to Perform a HIPAA Risk Assessment

  • Speaker: James B Wener
  • Product ID: 704058
  • Duration: 60 Min
This risk assessment training will discuss why it is essential to perform a risk assessment and what kind of breaches can occur. It will also list what HIPAA regulations require and what it should tell you.
CD/Recorded
$249
Recorded/CD
The Good, the Bad & the Ugly : A ‘How-to’ guide on Employee Performance Management - Module 3

The Good, the Bad & the Ugly : A ‘How-to’ guide on Employee Performance Management - Module 3

  • Speaker: Wes Pruett
  • Product ID: 704747
  • Duration: 90 Min
This training program will highlight the steps for conducting disciplinary investigations. It will discuss how to hold employees accountable for sustained change and detail a simple system for determining how to coach employees. It will also focus on Performance Improvement Plans (PIPs) and how progressive discipline policies can hurt you.
CD/Recorded
$229
Recorded/CD
Developing an Operational Risk Appetite Statement

Developing an Operational Risk Appetite Statement

  • Speaker: Mario Mosse
  • Product ID: 703661
  • Duration: 90 Min
This webinar will discuss the challenges and opportunities involved in developing and implementing an operational risk appetite statement, which is supported by operational risk limits, and the determination of actual exposure against those limits.
CD/Recorded
$229
Recorded/CD
Mastering AP Internal Controls: How to Reduce Risk and Prevent Fraud

Mastering AP Internal Controls: How to Reduce Risk and Prevent Fraud

  • Speaker: Patrick A Haggerty
  • Product ID: 704419
  • Duration: 90 Min
This webinar training will explain the process of internal controls in account payable operation as per COSO framework, why it is required and how to effectively implement it across organisation. Participants will learn how to master internal AP controls : preventive and corrective, to mitigate risk, ensure information system security and prevent fraud.
CD/Recorded
$249
Recorded/CD
Employee Retention Toolkit : Set the Stage to meet Employee Expectation - Module 2

Employee Retention Toolkit : Set the Stage to meet Employee Expectation - Module 2

  • Speaker: Wes Pruett
  • Product ID: 704729
  • Duration: 90 Min
This training program in the three-part series will break down specific steps for conducting an effective retention interview. It will help organizations in employing a system for tracking retention in relation to risk of leaving and employee performance. It will also examine the link between employee satisfaction, motivation, and engagement and how it relates to stay interviews.
CD/Recorded
$229
Recorded/CD
How to undergo an FDA Inspection Successfully

How to undergo an FDA Inspection Successfully

  • Speaker: Marie Morin
  • Product ID: 705170
  • Duration: 90 Min
This webinar will discuss best practices for preparing for an international announced inspection as well as how to be always prepared for those in the US who may be inspected at any time. It also discusses the various roles of the persons who will be assisting during the inspection and suggests how to organize support personnel to aid in keeping the inspection going smoothly and identify and address issues before FDA sees them.
CD/Recorded
$249
Recorded/CD
The Predictive Utility of Behavior Based Interviews: A Hands-on Training with Practical Handouts - Module 1

The Predictive Utility of Behavior Based Interviews: A Hands-on Training with Practical Handouts - Module 1

  • Speaker: Wes Pruett
  • Product ID: 704705
  • Duration: 90 Min
When it comes to hiring effective employees the best interview method is undoubtedly the behavioral-based interview format where the interviewee formulates responses to specific situations he/she has actually encountered at the workplace. The concept is that past performance is the best predictor of future performance. This kind of interview format helps employers know what the employee can and cannot do based on assessing past work behaviors. This first training program in the three-part series will focus on the SOAR method (Situation – Obstacle – Action – Result) of behavioral-based interviews to help you make each department at your workplace more productive and efficient by hiring the right employees for the job.
CD/Recorded
$229
Recorded/CD
Navigating the Regulatory Landscapes from State to State

Navigating the Regulatory Landscapes from State to State

  • Speaker: Darin Detwiler
  • Product ID: 705417
  • Duration: 60 Min
This webinar will provide participants with competitive insight into differences between states’ regulatory agencies, impact(s) of states’ funding sources on their food regulatory authority and variations in states’ history of adopting federal food policies such as FDA Food Code.
CD/Recorded
$199
Recorded/CD
Building a Vendor Qualification Program for FDA Regulated Industries

Building a Vendor Qualification Program for FDA Regulated Industries

  • Speaker: Jonathan M Lewis
  • Product ID: 703467
  • Duration: 60 Min
This webinar will teach attendees best practices for building a sustainable vendor qualification program for FDA regulated industries. It will discuss common pitfalls to avoid when qualifying vendors.
CD/Recorded
$249
Recorded/CD
Classifying Workers: Independent Contractor or Employee? - Risks and Practical solutions

Classifying Workers: Independent Contractor or Employee? - Risks and Practical solutions

  • Speaker: Deborah Wolfe
  • Product ID: 704566
  • Duration: 60 Min
This training program will explore how to avoid the misclassification of workers which can have severe consequences for business owners. In this program, participants will understand classification of independent contractor, common law employee, statutory employee, and statutory nonemployee. How to Document Classification?, Associated Forms – SS-8, 1099, 940, 941
CD/Recorded
$249
Recorded/CD
Accounts Payable Payment (ACH, Check and Card) Fraud, Risk and Risk Mitigation

Accounts Payable Payment (ACH, Check and Card) Fraud, Risk and Risk Mitigation

  • Speaker: Ray Graber
  • Product ID: 704905
  • Duration: 60 Min
This training on detecting and preventing accounts payable payment fraud will explain the several types of payment fraud that occur in today’s business environment. It will provide you the tools to safeguard your accounts payable process from potential fraud.
CD/Recorded
$179
Recorded/CD
Writing Effective Audit Observations

Writing Effective Audit Observations

  • Speaker: Jonnie T Keith
  • Product ID: 703740
  • Duration: 90 Min
This webinar will provide the principles for writing an effective audit report. The audit report represents the end result of weeks of reviews, analyses, interviews and discussions. It is used to provide information to management on the areas you reviewed. And, more importantly, the report brings issues to their attention that needs to be addressed. How well you communicate that information is critical to getting the results you are seeking.
CD/Recorded
$249
Recorded/CD
Conducting Internal Investigations: Insights from Former SEC Inspector General

Conducting Internal Investigations: Insights from Former SEC Inspector General

  • Speaker: H. David Kotz
  • Product ID: 703339
  • Duration: 90 Min
This training will provide the attendees simple but powerful tools and tips to conduct credible and thorough internal investigations. Attendees will learn how to perform effective witness interviews.
CD/Recorded
$249
Recorded/CD
Laboratory Accreditation: Getting there is Just the Beginning

Laboratory Accreditation: Getting there is Just the Beginning

  • Speaker: Michael Brodsky
  • Product ID: 703285
  • Duration: 60 Min
This training on laboratory accreditation will focus on ISO/IEC 17025 requirements. Attendees will learn how to develop and maintain a quality management system to ensure compliance with the international laboratory accreditation standard.
CD/Recorded
$199
Recorded/CD
Remediating Water System Biofilm - What to Do After It Gets Ahead of You

Remediating Water System Biofilm - What to Do After It Gets Ahead of You

  • Speaker: T.C Soli
  • Product ID: 702860
  • Duration: 90 Min
This pharmaceutical water systems webinar training will discuss what you should do when your monitoring data tells you that you may have a significant biofilm problem. It covers how to verify that the data and your interpretation of the data are correct, as well as the location of the problem which gives you clues as to what caused the problem and its impact on manufacturing and product.
CD/Recorded
$249
Recorded/CD
Best Practices Processes for Travel and Entertainment Expenses - IRS Tax Codes, Audit Tips and Documentation

Best Practices Processes for Travel and Entertainment Expenses - IRS Tax Codes, Audit Tips and Documentation

  • Speaker: Candace Leuck
  • Product ID: 704567
  • Duration: 90 Min
This training program is designed to ensure that businesses maximize the available deductions for travel and entertainment expenses. It is important to remain current on these regulations as the Internal Revenue Service focuses a fair amount of effort in this area during audits.
CD/Recorded
$179
Recorded/CD
Understanding HIPAA Risk Mitigation

Understanding HIPAA Risk Mitigation

  • Speaker: Jay Hodes
  • Product ID: 705327
  • Duration: 90 Min
This webinar will focus on requirements of the HIPAA Security and Privacy rules including administrative, technical and physical safeguards, and policies and procedures that needs to be in place for a HIPAA compliance program. It will further cover case examples of HIPAA breaches and explain how to avoid them.
CD/Recorded
$179
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