ComplianceOnline

Corporate Governance Regulatory Compliance Training - Live Webinars, Recordings & CDs

If you are seeking to learn how to manage the complex Governance, Regulatory, and Compliance challenges, ComplianceOnline is the right platform. Our training programs help you comply with corporate governance standards and uphold robust compliance management systems with greater levels of transparency, objectivity, and professionalism. Explore our range of courses that cover new laws and regulations, standards, and best practices.

Recorded/CD
International Financial Reporting Standards for Fixed Assets - Property, Plant, and Equipment

International Financial Reporting Standards for Fixed Assets - Property, Plant, and Equipment

  • Speaker: Mike Morley
  • Product ID: 701162
  • Duration: 60 Min
This SOX compliance training will help you become acquainted with the latest information regarding IFRS and will include an opportunity to practice applying these standards. International Financial Reporting Standards are changing how companies account for long-lived tangible assets on their financial statements.
CD/Recorded
$99
Recorded/CD
Internal Control: Concepts & Application

Internal Control: Concepts & Application

  • Speaker: Bernice Russell Bond
  • Product ID: 701046
  • Duration:
This workshop will provide you with the knowledge necessary to apply the COSO model in order to manage your business risk. Today when we talk about internal control, we’re talking about a new standard. Promulgated by the Committee of Sponsoring Organizations (COSO), also known as the Treadway Commission, which has caused a paradigm shift where the emphasis is on identification and management of business risks.This workshop will provide you with the knowledge necessary to apply the COSO model in order to manage your business risk.
CD/Recorded
$199
Recorded/CD
Risk Management and the Risk Assessment Process

Risk Management and the Risk Assessment Process

  • Speaker: Bernice Russell Bond
  • Product ID: 701047
  • Duration: 90 Min
This Risk Management training will cover Risk management & Risk assessment within all business processes. Risk management is a concern that must be taken seriously in all aspects of your business. Are you prepared for the problems you may face?
CD/Recorded
$99
Recorded/CD
Accounts Receivables: How to Ensure Sarbanes-Oxley Compliance

Accounts Receivables: How to Ensure Sarbanes-Oxley Compliance

  • Speaker: Mike Morley
  • Product ID: 700185
  • Duration: 60 Min
What credit professionals need to understand to carry out their responsibilities and duties to ensure Sarbanes-Oxley compliance. The Sarbanes-Oxley Act of 2002 makes company executives of publicly traded US companies personally and criminally responsible for the accuracy and reliability of the financial disclosures of their companies.
CD/Recorded
$199
Recorded/CD
Complying with Sarbanes Oxley (SOX), Section 404

Complying with Sarbanes Oxley (SOX), Section 404

  • Speaker: Bernice Russell Bond
  • Product ID: 700944
  • Duration: 90 Min
Learn how to comply Sarbanes Oxley compliance in a cost-efficient manner. Many have questioned whether the Sarbanes-Oxley law requirements can be met in a cost-efficient manner. Absorbing the first-year lessons — and, going forward, is a challenge facing all public companies as they prepare to meet quarterly and annual reporting requirements. And further challenges will arise as new compliance issues emerge and PCAOB regulations evolve.
CD/Recorded
$249
Recorded/CD
Internal Control and Sarbanes-Oxley Section 404

Internal Control and Sarbanes-Oxley Section 404

  • Speaker: Dr. Sandford Liebesman
  • Product ID: 700936
  • Duration:
The core of the presentation will be an in-depth look at Section 404 and the COSO Guidance used by most organizations for compliance. We will describe the SOX legislation including the creation of the Public Corporation Accounting Oversight Board (PCAOB) and key sections of the Act.
CD/Recorded
$149
Recorded/CD
Leveraging SOX Anti-Fraud Programs to Reduce Company-Wide Risks

Leveraging SOX Anti-Fraud Programs to Reduce Company-Wide Risks

  • Speaker: Peter Goldmann
  • Product ID: 700938
  • Duration: 60 Min
The training supports SOX Compliance (particularly Section 30 as it pertains to anonymous hotlines), and conforms to key criteria of the revised US Federal Sentencing Guidelines. Know how to promptly and effectively REPORT incidents of fraud or suspicious conduct.
CD/Recorded
$199
Recorded/CD
Writing Effective Suspicious Activity Reports

Writing Effective Suspicious Activity Reports

  • Speaker: Kenneth Barden
  • Product ID: 700482
  • Duration: 60 Min
The keystone of AML compliance is the reporting to proper authorities of those transactions and activities considered to be suspicious
CD/Recorded
$149
Recorded/CD
Federal Corrupt Practices Act - How Your Institution Can Comply

Federal Corrupt Practices Act - How Your Institution Can Comply

  • Speaker: Kenneth Barden
  • Product ID: 700747
  • Duration: 60 Min
This webinar will discuss the FCPA and potential pitfalls that US businesses must be aware of when conducting overseas business.
CD/Recorded
$249
Recorded/CD
Designing an Effective Audit Program

Designing an Effective Audit Program

  • Speaker: Deborah Donaldson
  • Product ID: 700780
  • Duration: 60 Min
This webinar will provide valuable assistance to all regulated companies that need to audit any department, process or procedure, financial records, assets, etc. This program will look at the formation and interpretation of the ICQs, narratives, flowcharts, as well as the proper design for the audit steps.
CD/Recorded
$249
Recorded/CD
How to Put Together An Effective Audit Program

How to Put Together An Effective Audit Program

  • Speaker: Deborah Donaldson
  • Product ID: 700285
  • Duration: 60 Min
This program will lay the foundation for subsequent webinars. but can be used as a starting point for the development of any audit program. The goal is to have a program that is comprehensive enough to guide the auditor(s) through the testing of an adequate number of areas, the documentation of the findings and conclusions based on quantitative data, and the presentation and recommendations based on the findings
CD/Recorded
$149
Recorded/CD
Sarbanes-Oxley, IT and Segregation of Duties

Sarbanes-Oxley, IT and Segregation of Duties

  • Speaker: George Spafford
  • Product ID: 700112
  • Duration: 60 Min
This segregation of duties (SOD) training/webinar in Sarbanes-Oxley and IT will provide an overview of the current interpretation of Sarbanes-Oxley and will talk about what risks that Sarbanes-Oxley is especially concerned with when it comes to segregation of duties.
CD/Recorded
$99
Recorded/CD
AML requirements for non-bank financial institutions

AML requirements for non-bank financial institutions

  • Speaker: Kenneth Barden
  • Product ID: 700483
  • Duration: 60 Min
This webinar will focus on AML issues relevant to non-bank financial institutions, such as insurance companies, capital market intermediaries, pension funds, etc.
CD/Recorded
$149
Recorded/CD
Risk Management - Beyond the Numbers

Risk Management - Beyond the Numbers

  • Speaker: Roger Greenwald
  • Product ID: 700624
  • Duration: 60 Min
This Risk Management webinar/training will describe enhancements to these techniques that can improve your relationships with customers and regulatory agencies, resulting in a reduced number of surprises during inspections.
CD/Recorded
$249
Recorded/CD
New SEC Guidance on Sarbanes-Oxley Section 404

New SEC Guidance on Sarbanes-Oxley Section 404

  • Speaker: Bob Benoit
  • Product ID: 700538
  • Duration: 60 Min
This Sarbanes-Oxley Section 404 compliance training will discussed recent developments in the SEC guidance.
CD/Recorded
$149
Recorded/CD
How to Audit Contingency and Business Continuity Plans

How to Audit Contingency and Business Continuity Plans

  • Speaker: Javier Kuong
  • Product ID: 700484
  • Duration: 60 Min
In this Audit webinar/training learn how to Audit Contingency and Business Continuity Plans and need for an effective audit of your contingency and business continuity plans. Having a contingency and business continuity plan is only half of the battle. A key issue is how does your organization know that the contingency and business continuity plan is sound and adequate for your needs? .
CD/Recorded
$249
Recorded/CD
Internal Controls and Governance: Strategies and Controls for SOX Compliance and IT Governance for Small and Medium Business

Internal Controls and Governance: Strategies and Controls for SOX Compliance and IT Governance for Small and Medium Business

  • Speaker: Javier Kuong
  • Product ID: 700096
  • Duration: 60 Min
This Internal Controls and Governance training will guide you through Strategies and Controls for Small and Medium Business in SOX Compliance & IT Governance.
CD/Recorded
$249
Recorded/CD
Auditing a Compliance and Ethics Program Evaluating the Design and Operating Effectiveness

Auditing a Compliance and Ethics Program Evaluating the Design and Operating Effectiveness

  • Speaker: Dan Swanson
  • Product ID: 700238
  • Duration: 60 Min
This Auditing training will show you how to audit your compliance and ethics program and how to Evaluate the Design and Operating Effectiveness. Organizations are exposed to governance, compliance and ethical risks daily. Coupled with the current economic, regulatory and social climate, these risks have propelled corporate governance, compliance management and integrity to a top business priority
CD/Recorded
$249
Recorded/CD
Strategic Planning: Mapping and Measuring Strategy

Strategic Planning: Mapping and Measuring Strategy

  • Speaker: Amie Devero
  • Product ID: 700423
  • Duration: 60 Min
In this Strategic Planning training learn to map and measure the strategy and Creating metrics that will populate a balanced scorecard, allowing for the measurement of the strategy’s execution, and the measurement of its validity. Real strategy is one of the most poorly understood management areas. Most strategic planning consists of little more than issuing goals and assigning projects and tasks--then producing a giant tome that no one ever reads.
CD/Recorded
$149
Recorded/CD
Virtual SOX Compliance

Virtual SOX Compliance

  • Speaker: Bob Benoit
  • Product ID: 700405
  • Duration: 60 Min
Virtual SOX is one of the first open doors to effective and efficient sox compliance pathway. Using technology and local administrative talent we can gather backup documents, scan, upload and observe access controls. The concept of performing a Section 404 effort completely remote requires us to have a very different paradigm shift.
CD/Recorded
$199
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