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Home › Online Training ›  Corporate Governance Training

Corporate Governance Regulatory Compliance Training - Live Webinars, Recordings & CDs

If you are seeking to learn how to manage the complex Governance, Regulatory, and Compliance challenges, ComplianceOnline is the right platform. Our training programs help you comply with corporate governance standards and uphold robust compliance management systems with greater levels of transparency, objectivity, and professionalism. Explore our range of courses that cover new laws and regulations, standards, and best practices.
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Recorded/CD
Legal & Ethical Challenges for Employers: An Increase In Burnout, Stress, & Mental Illness

Legal & Ethical Challenges for Employers: An Increase In Burnout, Stress, & Mental Illness

  • Speaker: Dr. Susan Strauss
  • Product ID: 706946
  • Duration: 90 Min
Employers are seeing more mental health issues in their workforce than ever before. Long COVID has enhanced mental health concerns even more. Each year 1 in 5 adults is stricken with a mental illness (National Institute of Mental health), making mental illness an everyday reality for many of your employees. Yet only 1 in 3 people seek help with their illness. The ADA, HIPPA, FMLA and most states’ human/civil rights department dictate how employers deal with employees with mental health problems and could charge employers with civil rights liability. Privacy laws create challenges for employers to determine how serious a situation is and whether an employee poses a danger (though those with a mental illness pose no more risk of violence than those without a mental illness). Two thirds of employees would take a pay cut for a job that supports mental health – do you? As a manager, what can you do to better recognize and take care of your employees’ mental health? Seventy percent of employees could do more to support their employees’ mental health according to the Society of Human Rights Management (SHRM, February 15, 2023).
CD/Recorded
$0
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Recorded/CD
Introduction to disaster/emergency management and business continuity programs

Introduction to disaster/emergency management and business continuity programs

  • Speaker: Bill Greulich
  • Product ID: 701337
  • Duration: 60 Min
This Risk management training module will describe a common set of criteria for disaster/emergency management and business continuity programs.
CD/Recorded
$199
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Recorded/CD
Evaluating the Effectiveness of your ERM Program: Linking shareholder value with superior governance and ERM

Evaluating the Effectiveness of your ERM Program: Linking shareholder value with superior governance and ERM

  • Speaker: David R Koenig,Dr. Robert Mark
  • Product ID: 701231
  • Duration: 60 Min
This Enterprise Risk Management training (ERM) will provide a framework for evaluating the effectiveness of risk management based on an inventory of questions an effective ERM program should be able to answer.
CD/Recorded
$249
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Recorded/CD
International Financial Reporting Standards: The Basics

International Financial Reporting Standards: The Basics

  • Speaker: Mike Morley
  • Product ID: 701161
  • Duration: 60 Min
This SOX compliance training will help you become acquainted with the latest information regarding IFRS and will include an opportunity to practice applying these standards.
CD/Recorded
$0
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Recorded/CD
International Financial Reporting Standards for Fixed Assets - Property, Plant, and Equipment

International Financial Reporting Standards for Fixed Assets - Property, Plant, and Equipment

  • Speaker: Mike Morley
  • Product ID: 701162
  • Duration: 60 Min
This SOX compliance training will help you become acquainted with the latest information regarding IFRS and will include an opportunity to practice applying these standards. International Financial Reporting Standards are changing how companies account for long-lived tangible assets on their financial statements.
CD/Recorded
$99
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Recorded/CD
Internal Control: Concepts & Application

Internal Control: Concepts & Application

  • Speaker: Bernice Russell Bond
  • Product ID: 701046
  • Duration:
This workshop will provide you with the knowledge necessary to apply the COSO model in order to manage your business risk. Today when we talk about internal control, we’re talking about a new standard. Promulgated by the Committee of Sponsoring Organizations (COSO), also known as the Treadway Commission, which has caused a paradigm shift where the emphasis is on identification and management of business risks.This workshop will provide you with the knowledge necessary to apply the COSO model in order to manage your business risk.
CD/Recorded
$199
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Recorded/CD
Risk Management and the Risk Assessment Process

Risk Management and the Risk Assessment Process

  • Speaker: Bernice Russell Bond
  • Product ID: 701047
  • Duration: 90 Min
This Risk Management training will cover Risk management & Risk assessment within all business processes. Risk management is a concern that must be taken seriously in all aspects of your business. Are you prepared for the problems you may face?
CD/Recorded
$99
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Recorded/CD
Accounts Receivables: How to Ensure Sarbanes-Oxley Compliance

Accounts Receivables: How to Ensure Sarbanes-Oxley Compliance

  • Speaker: Mike Morley
  • Product ID: 700185
  • Duration: 60 Min
What credit professionals need to understand to carry out their responsibilities and duties to ensure Sarbanes-Oxley compliance. The Sarbanes-Oxley Act of 2002 makes company executives of publicly traded US companies personally and criminally responsible for the accuracy and reliability of the financial disclosures of their companies.
CD/Recorded
$199
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Recorded/CD
Complying with Sarbanes Oxley (SOX), Section 404

Complying with Sarbanes Oxley (SOX), Section 404

  • Speaker: Bernice Russell Bond
  • Product ID: 700944
  • Duration: 90 Min
Learn how to comply Sarbanes Oxley compliance in a cost-efficient manner. Many have questioned whether the Sarbanes-Oxley law requirements can be met in a cost-efficient manner. Absorbing the first-year lessons — and, going forward, is a challenge facing all public companies as they prepare to meet quarterly and annual reporting requirements. And further challenges will arise as new compliance issues emerge and PCAOB regulations evolve.
CD/Recorded
$249
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Recorded/CD
Internal Control and Sarbanes-Oxley Section 404

Internal Control and Sarbanes-Oxley Section 404

  • Speaker: Dr. Sandford Liebesman
  • Product ID: 700936
  • Duration:
The core of the presentation will be an in-depth look at Section 404 and the COSO Guidance used by most organizations for compliance. We will describe the SOX legislation including the creation of the Public Corporation Accounting Oversight Board (PCAOB) and key sections of the Act.
CD/Recorded
$149
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Recorded/CD
Leveraging SOX Anti-Fraud Programs to Reduce Company-Wide Risks

Leveraging SOX Anti-Fraud Programs to Reduce Company-Wide Risks

  • Speaker: Peter Goldmann
  • Product ID: 700938
  • Duration: 60 Min
The training supports SOX Compliance (particularly Section 30 as it pertains to anonymous hotlines), and conforms to key criteria of the revised US Federal Sentencing Guidelines. Know how to promptly and effectively REPORT incidents of fraud or suspicious conduct.
CD/Recorded
$199
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Recorded/CD
SOX: Internal Controls for Inventory

SOX: Internal Controls for Inventory

  • Speaker: Mike Morley
  • Product ID: 700359
  • Duration: 60 Min
Effective internal controls keep track of inventory and ensure that its proper value is reflected on the financial statements This presentation will provide you with the tools you need to establish and maintain strong internal controls for Inventory that meet Sarbanes-Oxley standards
CD/Recorded
$199
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Recorded/CD
Writing Effective Suspicious Activity Reports

Writing Effective Suspicious Activity Reports

  • Speaker: Kenneth Barden
  • Product ID: 700482
  • Duration: 60 Min
The keystone of AML compliance is the reporting to proper authorities of those transactions and activities considered to be suspicious
CD/Recorded
$149
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Recorded/CD
Federal Corrupt Practices Act - How Your Institution Can Comply

Federal Corrupt Practices Act - How Your Institution Can Comply

  • Speaker: Kenneth Barden
  • Product ID: 700747
  • Duration: 60 Min
This webinar will discuss the FCPA and potential pitfalls that US businesses must be aware of when conducting overseas business.
CD/Recorded
$249
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Recorded/CD
Designing an Effective Audit Program

Designing an Effective Audit Program

  • Speaker: Deborah Donaldson
  • Product ID: 700780
  • Duration: 60 Min
This webinar will provide valuable assistance to all regulated companies that need to audit any department, process or procedure, financial records, assets, etc. This program will look at the formation and interpretation of the ICQs, narratives, flowcharts, as well as the proper design for the audit steps.
CD/Recorded
$249
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Recorded/CD
How to Put Together An Effective Audit Program

How to Put Together An Effective Audit Program

  • Speaker: Deborah Donaldson
  • Product ID: 700285
  • Duration: 60 Min
This program will lay the foundation for subsequent webinars. but can be used as a starting point for the development of any audit program. The goal is to have a program that is comprehensive enough to guide the auditor(s) through the testing of an adequate number of areas, the documentation of the findings and conclusions based on quantitative data, and the presentation and recommendations based on the findings
CD/Recorded
$149
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Recorded/CD
Sarbanes-Oxley, IT and Segregation of Duties

Sarbanes-Oxley, IT and Segregation of Duties

  • Speaker: George Spafford
  • Product ID: 700112
  • Duration: 60 Min
This segregation of duties (SOD) training/webinar in Sarbanes-Oxley and IT will provide an overview of the current interpretation of Sarbanes-Oxley and will talk about what risks that Sarbanes-Oxley is especially concerned with when it comes to segregation of duties.
CD/Recorded
$99
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Recorded/CD
AML requirements for non-bank financial institutions

AML requirements for non-bank financial institutions

  • Speaker: Kenneth Barden
  • Product ID: 700483
  • Duration: 60 Min
This webinar will focus on AML issues relevant to non-bank financial institutions, such as insurance companies, capital market intermediaries, pension funds, etc.
CD/Recorded
$149
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Recorded/CD
Risk Management - Beyond the Numbers

Risk Management - Beyond the Numbers

  • Speaker: Roger Greenwald
  • Product ID: 700624
  • Duration: 60 Min
This Risk Management webinar/training will describe enhancements to these techniques that can improve your relationships with customers and regulatory agencies, resulting in a reduced number of surprises during inspections.
CD/Recorded
$249
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Recorded/CD
New SEC Guidance on Sarbanes-Oxley Section 404

New SEC Guidance on Sarbanes-Oxley Section 404

  • Speaker: Bob Benoit
  • Product ID: 700538
  • Duration: 60 Min
This Sarbanes-Oxley Section 404 compliance training will discussed recent developments in the SEC guidance.
CD/Recorded
$149
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