ComplianceOnline
Join for Free
Signin
Welcome back! Please log in below to continue.
Forgot Password?
New customer? Free Signup
Your Shopping Cart
Contains 0 items
Total: $0.00
View Shopping Cart
Home › Online Training ›  Risk Management & Controls

Risk Management and Controls Regulatory Compliance Training - Live Webinars, Recordings & CDs

The risk management courses on this page are designed to help you strengthen your professional profile and add value to your organization. These courses will help you get insights associated with the numerous laws pertaining to risk management. You will learn how to manage business risks such as developing risks around competition, operational strategies, vendor risk management, establishing meaningful metrics, avoiding decision-making errors, and much more.
Loading....
Recorded/CD
New Home Health Conditions of Participation

New Home Health Conditions of Participation

  • Speaker: Sharon Litwin
  • Product ID: 705337
  • Duration: 90 Min
This CMS compliance training will address the key changes in the new Conditions of Participations (CoPs) that will be effective July 13, 2017. It will focus on the change processes and policies for patient rights, aide services, evolving plan of care, infection control, emergency preparedness program, QAPI and more.
CD/Recorded
$0
View Details
Recorded/CD
BSA/AML/OFAC Risk Assessments and Evaluation Compliance Program - How to Deal, Change and Create Efficiencies and Effectiveness Processes

BSA/AML/OFAC Risk Assessments and Evaluation Compliance Program - How to Deal, Change and Create Efficiencies and Effectiveness Processes

  • Speaker: Kara Lamphere
  • Product ID: 703493
  • Duration: 60 Min
This webinar will highlight BSA/AML/OFAC risk assessments and evaluation compliance program. It will discuss BSA definitions, OFAC rules, Currency Transaction Reporting (CTR), Suspicious Activity Reporting (SAR) including additional requirements, such as 314(a), PEPs, and Pouch activities and much more.
CD/Recorded
$179
View Details
Recorded/CD
Strengthening Compliance with Effective AML Analytics, Algorithms, Machine Learning and Data Science

Strengthening Compliance with Effective AML Analytics, Algorithms, Machine Learning and Data Science

  • Speaker: Joe Soniat
  • Product ID: 705143
  • Duration: 60 Min
Learn how effective AML analytics, algorithms, machine learning and data science can strengthen your compliance program. This session will also discuss using analytics to help BSA/AML investigations, how you can use the CDD data gathered along with analytics, model validation and BSA/AML.
CD/Recorded
$199
View Details
Recorded/CD
Implementing a Risk Management Program - Handbook, Risk Appetite and Risk Culture

Implementing a Risk Management Program - Handbook, Risk Appetite and Risk Culture

  • Speaker: Fred Vacelet
  • Product ID: 705115
  • Duration: 60 Min
This training program will review a few ways to ensure that a financial institution reviews things from the start and consistently, in setting up a risk management framework that allows the bank to focus on its strategy rather than mere compliance.
CD/Recorded
$229
View Details
Recorded/CD
Impact and Control of RFIs on Construction Projects

Impact and Control of RFIs on Construction Projects

  • Speaker: Jim Zack
  • Product ID: 704288
  • Duration: 90 Min
This webinar discusses the genesis of RFIs and their development and the use and abuse of RFIs on construction projects including ways to mitigate the potential adverse impact of RFIs. Speaker discusses a number of contractual mechanisms to control the RFI process and mitigate potential impact damage claims based on the number of RFIs. The webinar also sets forth best management practices concerning the RFI process.
CD/Recorded
$199
View Details
Recorded/CD
Three Ways Home Healthcare is Changing the Medical Device Game

Three Ways Home Healthcare is Changing the Medical Device Game

  • Speaker: Tom Kramer
  • Product ID: 705228
  • Duration: 60 Min
This medical device training program will provide an understanding of creative methodologies to solve design and development challenges of connected solutions for patient monitoring, scheduling, tracking, or drug delivery. It will demonstrate how consumer technologies vary by level of complexity and how they can be used in healthcare.
CD/Recorded
$0
View Details
Recorded/CD
High Risk Transaction Case Studies

High Risk Transaction Case Studies

  • Speaker: Heidi Lee
  • Product ID: 705175
  • Duration: 90 Min
This training program will help attendees understand how the Interagency Appraisal and Evaluation Guidelines define HRTs (high risk transactions). It will also discuss best practices for checking your bank transaction risk process and offer ideas for improving your bank’s process for assessing and handling HRTs. Attendees will learn more about the regulatory impact of a HCRE transaction and the limited exemptions for ADC loans.
CD/Recorded
$0
View Details
Recorded/CD
California Unfair Claims Settlement Practices

California Unfair Claims Settlement Practices

  • Speaker: Marc Estrella
  • Product ID: 703996
  • Duration: 60 Min
This training program will offer attendees an in-depth understanding of specific Unfair Claims Settlement Practices under California Law. It will further offer them an understanding of the regulations governing Unfair Claims Settlement Practices created by the California Department of Insurance.
CD/Recorded
$229
View Details
Recorded/CD
Writing an Investigative Case Report | Findings and Recommendations

Writing an Investigative Case Report | Findings and Recommendations

  • Speaker: John E Grimes
  • Product ID: 704837
  • Duration: 90 Min
This training program will discuss how to synthesize an abundance of investigative information into a concise, thorough, accurate, and unbiased report. It will also offer pointers on creating an easy to read, professional looking document. Attendees will learn to effectively organize case reports.
CD/Recorded
$199
View Details
Recorded/CD
Regulation E - The Basics and Error Resolution

Regulation E - The Basics and Error Resolution

  • Speaker: Donna K Olheiser
  • Product ID: 705178
  • Duration: 90 Min
Financial institutions have responsibilities and liabilities under Regulation E for consumer accounts when there are unauthorized transactions. However, the consumer account holder has some liability too. This webinar training will explore the limits of liability and help attendees understand who is liable for what amount, aided with real-life scenarios.
CD/Recorded
$249
View Details
Recorded/CD
How to Establish an Effective Internal Control System

How to Establish an Effective Internal Control System

  • Speaker: David Sanders
  • Product ID: 705133
  • Duration: 90 Min
This webinar will enhance participants’ knowledge by detailing the elements of internal controls. Internal controls are a key part of any organization's continued growth, performance and success. With fraud at an all-time high, a well-designed internal control structure will enhance operations by improving your department's over all security and effectiveness.
CD/Recorded
$0
View Details
Recorded/CD
Medical Device Cybersecurity Following New FDA Guidance

Medical Device Cybersecurity Following New FDA Guidance

  • Speaker: Edwin Waldbusser
  • Product ID: 705200
  • Duration: 60 Min
This training will discuss the final guidance on postmarket management of cybersecurity in medical devices which was released in Dec. 2016. Attendees will learn how to establish a risk-based framework for assessing when changes to medical devices for cybersecurity vulnerabilities require reporting to the FDA.
CD/Recorded
$179
View Details
Recorded/CD
Preparing Stability Protocols for Development and Commercial Products

Preparing Stability Protocols for Development and Commercial Products

  • Speaker: Peggy Berry
  • Product ID: 704459
  • Duration: 90 Min
This training program will discuss the requirements of ICH and the FDA for stability protocol content and format, including special stability studies required for approval.
CD/Recorded
$279
View Details
Recorded/CD
Overhauling Outdated Credit Decisioning: Understanding and Best Practices

Overhauling Outdated Credit Decisioning: Understanding and Best Practices

  • Speaker: David Peterson
  • Product ID: 705187
  • Duration: 60 Min
In this training program, attendees will learn the 9 regulations governing payments risk and KYC/KYCC in which you may be out of compliance, as part of the process to overhaul outdated credit decisioning.
CD/Recorded
$0
View Details
Recorded/CD
Marketing and Advertising Compliance - The First UDAAP Hotspot

Marketing and Advertising Compliance - The First UDAAP Hotspot

  • Speaker: Kara Lamphere
  • Product ID: 703451
  • Duration: 90 Min
This webinar will explain Unfair, Deceptive, and Abusive Act or Practices (UDAAP), including different standards for advertising over the internet and social media. It will also provide practical solutions for avoiding the pitfalls and still create meaningful advertisements.
CD/Recorded
$249
View Details
Recorded/CD
Preventing and Detecting Fraudulent Vendor Disbursements

Preventing and Detecting Fraudulent Vendor Disbursements

  • Speaker: John E Grimes
  • Product ID: 704505
  • Duration: 90 Min
This training program will highlight various disbursement fraud schemes. It will also discuss preventing disbursement fraud by establishing a strong anti-fraud policy and understanding of the human factor.
CD/Recorded
$149
View Details
Recorded/CD
Introduction to EU REACH for US Manufacturers

Introduction to EU REACH for US Manufacturers

  • Speaker: Jim Kandler
  • Product ID: 705190
  • Duration: 60 Min
EU REACH can be confusing and many in the US seek a more solid understanding of it. In this introductory webinar, participants will be introduced to the important terms and concepts of the directive. They will obtain a basic knowledge of what RoHS is about and if they need to learn more.
CD/Recorded
$179
View Details
Recorded/CD
Make the Best of Government Guaranteed Lending: Credit Enhancement - Opportunities

Make the Best of Government Guaranteed Lending: Credit Enhancement - Opportunities

  • Speaker: Charles H Green
  • Product ID: 705104
  • Duration: 60 Min
This training program will provide a brief overview of the SBA’s 7(a) loan guarantee program, the express loan program, and the 504/CDC loan program, as well as the USDA’s Business and Industry Loan program. The webinar will also analyze loan guarantee program benefits, credit enhancement and participation requirements. It will discuss the levels of participation and how lenders might qualify for delegated authority, depending on SBA lending experience and results.
CD/Recorded
$0
View Details
Recorded/CD
PMP - Requirement Validation and Gathering for Fortune 500 Companies

PMP - Requirement Validation and Gathering for Fortune 500 Companies

  • Speaker: Kevin Chenoweth
  • Product ID: 705129
  • Duration: 90 Min
This training program will deconstruct how to define requirements management and change process. It will also offer a clear understanding of the role of requirements in the project life cycle, the role of requirements in the business case, and the role of stakeholders in requirements definition.
CD/Recorded
$0
View Details
Recorded/CD
Setting Up A Stress-Testing Program

Setting Up A Stress-Testing Program

  • Speaker: Fred Vacelet
  • Product ID: 705155
  • Duration: 60 Min
For a multitude of reasons, stress-testing programs have seldom satisfied regulators, even after the 2007 crisis. After most significant mishap in every bank, management often discovers that the managerial stress-testing have revealed to be insufficient, over-driven by optimism. In this training program, the instructor will deconstruct regulatory constraints after Basel II and III, lessons learnt after 2007, and stress-testing as a strategic exercise.
CD/Recorded
$0
View Details
Best Sellers
You Recently Viewed
    Loading
Copyright © 2025 ComplianceOnline.com
MetricStream
Our Policies: Terms of use | Privacy