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Home › Online Training ›  Risk Management & Controls

Risk Management and Controls Regulatory Compliance Training - Live Webinars, Recordings & CDs

The risk management courses on this page are designed to help you strengthen your professional profile and add value to your organization. These courses will help you get insights associated with the numerous laws pertaining to risk management. You will learn how to manage business risks such as developing risks around competition, operational strategies, vendor risk management, establishing meaningful metrics, avoiding decision-making errors, and much more.
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Recorded/CD
Business Law, Ethics and Lender Liability - The Promissory Note, Tort Reform and its Impact on the Borrower

Business Law, Ethics and Lender Liability - The Promissory Note, Tort Reform and its Impact on the Borrower

  • Speaker: David L Osburn
  • Product ID: 704698
  • Duration: 60 Min
This training program will provide insight into business law basics and lender liability. The webinar will explore the basics of business law including the judicial process, stages of litigation, alternatives to litigation (arbitration and mediation), and business structure. Attendees will gain an understanding of contract law, problem loan situations, and bank collection efforts. Additionally, the related concept of lender liability will be reviewed including the technical aspects of this vital area and recent industry trends.
CD/Recorded
$0
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Recorded/CD
Small Business Lending: Understanding Financial Metrics - Minimize Conflicts

Small Business Lending: Understanding Financial Metrics - Minimize Conflicts

  • Speaker: Charles H Green
  • Product ID: 705105
  • Duration: 100 Min
This webinar training will identify challenges to small business lending through the lens of macro economic realities and help in understanding the scope of the marketplace. Attendees will gain a clear overview of the principal risk factors that are present with all small businesses and determine whether they might be overcome.
CD/Recorded
$0
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Recorded/CD
Using Lean to Streamline your Operations, Continuity Planning and Recovery

Using Lean to Streamline your Operations, Continuity Planning and Recovery

  • Speaker: Michael C Redmond
  • Product ID: 704826
  • Duration: 60 Min
This webinar training will discuss the lean principles and how to effectively implement them in your system to identify and reduce waste. The instructor will discuss how to apply lean to align business system and process with organisational goals so as to deliver rapid and measurable results.
CD/Recorded
$0
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Recorded/CD
Packaging and Labeling for Commercial and Clinical Products

Packaging and Labeling for Commercial and Clinical Products

  • Speaker: Peggy Berry
  • Product ID: 704378
  • Duration: 90 Min
This training program will discuss optimizing your packaging design for commercial and clinical products and translating a protocol into effective packaging design. Attendees will learn how to implement an effective artwork change management system. Real-life case studies and dos/don’ts for packaging and labeling for commercial and clinical products will also be discussed.
CD/Recorded
$279
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Recorded/CD
Corporate Governance and the Board of Directors' Role

Corporate Governance and the Board of Directors' Role

  • Speaker: Adam Kerns
  • Product ID: 705067
  • Duration: 60 Min
This webinar will offer a comprehensive, in-depth review of the state laws affecting the corporate governance standards applicable to insurance companies and the board of directors’ role in those standards.
CD/Recorded
$199
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Recorded/CD
AML Risks in Correspondent Banking: What You Need to Know for 2017

AML Risks in Correspondent Banking: What You Need to Know for 2017

  • Speaker: Joe Soniat
  • Product ID: 704997
  • Duration: 60 Min
Correspondent banking has become a hot topic with BSA AML over the past few years. With examination scrutiny on correspondent banking high, this training program will highlight why it is essential to know the risk and what to do when it comes to banking other banks.
CD/Recorded
$279
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Recorded/CD
Procurement and Contract Fraud - Detection and Prevention

Procurement and Contract Fraud - Detection and Prevention

  • Speaker: John E Grimes
  • Product ID: 704334
  • Duration: 90 Min
This training program will examine the fraud vulnerabilities in the procurement of materials and services in the private sector. In addition, it will explore the many procurement and contract fraud schemes and at what point in the procurement and contract process they occur.
CD/Recorded
$179
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Recorded/CD
Investment Performance Risk - Deep Dive into Leverage

Investment Performance Risk - Deep Dive into Leverage

  • Speaker: Robert Geary
  • Product ID: 704811
  • Duration: 60 Min
This training program will provide an in depth understanding of the management of investment performance risk as an individual investor and in the investment relationship of a money manager. Participants will learn to fully recognize and evaluate the use of leverage and establish the appropriateness of leverage in a portfolio or a single investment.
CD/Recorded
$0
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Recorded/CD
Quality by Design

Quality by Design

  • Speaker: Heath Rushing
  • Product ID: 705051
  • Duration: 60 Min
This training program will guide attendees in implementing QbD principles from discovery through product discontinuation. It will also illustrate applying statistics to set specifications and validate measurement systems (assays) and discuss utilizing risk management tools to identify and prioritize potential critical process parameters.
CD/Recorded
$0
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Recorded/CD
Sexual Harassment in the Age of Social Media - Investigation, Assessment & Prevention Strategies

Sexual Harassment in the Age of Social Media - Investigation, Assessment & Prevention Strategies

  • Speaker: U Harold Levy
  • Product ID: 704976
  • Duration: 60 Min
Given the ease of receiving and viewing sexually explicit materials on cell phones, computers and social media, employers as well as employees should be concerned about preventing sexual harassment in the workplace. This workshop will focus on the issue of sexual harassment and how to prevent it in the workplace. It will provide an overview of sexual harassment, sex discrimination, its definition and the laws that prohibit it.
CD/Recorded
$229
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Recorded/CD
The Department of Labor's Fiduciary the New Final Rule - Best Practices for Conducting a Due Diligence and Reviewing the Best Interest Contract Exemption

The Department of Labor's Fiduciary the New Final Rule - Best Practices for Conducting a Due Diligence and Reviewing the Best Interest Contract Exemption

  • Speaker: Lisa Marsden
  • Product ID: 705021
  • Duration: 60 Min
This 60-minute training session will provide a detailed overview of the Department of Labor’s Final Fiduciary Rule including the history and on-going resistance to the rule. The session will delve into details on how the rule was established and who it will be applied to. The webinar instructor will discuss the summary of the details of the new final rule and what firms must do to comply.
CD/Recorded
$179
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Recorded/CD
Precision Tools for Error Reduction: Strategies and Implementation Techniques

Precision Tools for Error Reduction: Strategies and Implementation Techniques

  • Speaker: Ginette M Collazo
  • Product ID: 704364
  • Duration: 90 Min
This training program will analyze the factors and causes behind human errors. It will define the process to manage human error deviations and participants will learn about human error measurement. The program will also discuss tools for measurement and Key Performance Indicators (KPIs).
CD/Recorded
$179
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Recorded/CD
Project Risk Management

Project Risk Management

  • Speaker: Mario Mosse
  • Product ID: 705015
  • Duration: 90 Min
Project risk management includes the processes of conducting risk management planning, identification, analysis, action planning, and controlling risk on a project. This training program will analyze the objectives of project risk management - to increase the likelihood and impact of positive outcomes while decreasing the likelihood and impact of negative events affecting the success of the project.
CD/Recorded
$229
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Recorded/CD
How to Manage Reputational Risk

How to Manage Reputational Risk

  • Speaker: Mario Mosse
  • Product ID: 705012
  • Duration: 90 Min
Reputation risk is the risk of loss resulting from damages to a firm's reputation, in lost revenue; increased operating, capital or regulatory costs; or destruction of shareholder value, due to an adverse or potentially criminal event even if the company is not found guilty. This training program will explore the hidden danger behind reputational risk that can pose a threat to the survival of the biggest and best-run companies, often wiping out millions or billions of dollars in market capitalization or future revenues and occasionally resulting in a change at the uppermost levels of management.
CD/Recorded
$179
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Recorded/CD
The Overall Annual Compliance Review - Latest Advisers Act

The Overall Annual Compliance Review - Latest Advisers Act

  • Speaker: Lisa Marsden
  • Product ID: 705016
  • Duration: 60 Min
This webinar will focus on compliance requirements to prevent violations of the Advisers Act. The training program will also discuss how to design your firm’s annual review and effectively manage the review process.
CD/Recorded
$0
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Recorded/CD
Cyber Security Risk Assessment

Cyber Security Risk Assessment

  • Speaker: Michael C Redmond
  • Product ID: 704523
  • Duration: 60 Min
This training program will examine strategic planning to prepare and review your cyber and information security risks, cyber risks and impact analysis, IT outsourcing, and other underlying risks. The program will help attendees identify, analyze and document the events and environmental surroundings that can adversely affect an organization.
CD/Recorded
$249
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Recorded/CD
What are ACH Payments, How Do They Work and What Does That Mean - Essentials of ACH Payments

What are ACH Payments, How Do They Work and What Does That Mean - Essentials of ACH Payments

  • Speaker: Donna K Olheiser
  • Product ID: 704281
  • Duration: 90 Min
This training program will help attendees identify what is the ACH network and examples of ACH electronic payments. It will list the five basic participants in each electronic ACH transaction and describe the settlement process and the difference between a debit and a credit ACH transaction.
CD/Recorded
$179
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Recorded/CD
Project Management Essentials: The 8 Keys to Successfully Completing Every Project On-Time and On Budget

Project Management Essentials: The 8 Keys to Successfully Completing Every Project On-Time and On Budget

  • Speaker: Christopher R DeVany
  • Product ID: 705013
  • Duration: 90 Min
This training program will help attendees grasp the essentials of project management and plan effectively for identifying project needs. It will also discuss practices for keeping content, process, and structure on track to produce positive outcomes.
CD/Recorded
$0
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Recorded/CD
Using the ISP98 Model Forms for Standby Letters of Credit

Using the ISP98 Model Forms for Standby Letters of Credit

  • Speaker: Buddy Baker
  • Product ID: 702830
  • Duration: 90 Min
This training on Letters of Credit will walk you through the ISP98 Model Forms, explain variations and show how you can adapt them to structure standby letters of credit that comply with the provisions of the ISP98.
CD/Recorded
$249
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Recorded/CD
What is Required for RoHS2 per EN 50581, 2012?

What is Required for RoHS2 per EN 50581, 2012?

  • Speaker: Jim Kandler
  • Product ID: 704988
  • Duration: 60 Min
This training program will discuss the manufacturer’s obligations mentioned in the EN 50581, 2012 guidance document. The topics in the guidance document will be explored from the perspective of a US manufacturer.
CD/Recorded
$0
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