Banks and Credit Unions Regulatory Compliance Training - Live Webinars, Recordings & CDs

This webinar training will help you implement ISO standards in your Enterprise risk management (ERM) system and understand the benefits. This session will enable on how to integrate ISO 27001 in your organization as the main structure for information security management.

In this webinar, you’ll learn about the role accountants can play in managing litigation and bankruptcy to reduce costs for their clients in cash distressed situations.

This webinar discuss how big data is used for AML compliance review. The instructor will explain how an unstructured data, becomes structured and is subjected to data quality review, sampling and subsequent forensic analysis. The instructor will share how this analysis influences strategic decision in terms of risk mitigation and AML Program enhancement.

This webinar covers the basics of handling insurances in the payroll department including reviewing the requirements under the ACA for the 2016 reporting of health insurance. The Instructor will cover how to handle health insurance plans such as HSAs or HRAs, taxing and reporting life insurance and third party sick pay. He will also explain the role payroll plays in workers’ compensation pay-outs and premium payments.

This training program explains ‘The Custody Rule’. The instructor will help you determine if your firm has custody, compliance surrounding maintaining custody and regulatory deficiencies.

This webinar training will explain project management principles to prepare your business to overcome risk and outage. The instructor will discuss how to conduct risk assessment and business impact analysis. He will also discuss how to test and document risk elements and the process or steps to be taken to combat it.

In this training program, participants will learn the best ways to create PivotTables and Pivot Charts by comparing two or more fields in a variety of layout styles, performing ad-hoc grouping of information, creating a Pivot Chart that is in sync with a PivotTable, and more.

This training program will analyze best practices for the investment policy statement (IPS), elements of the IPS, the significant areas of the firm that should be involved in the development of the IPS, creating and maintaining the IPS, and compliance testing of the IPS.

This training program will explore the rationale behind the Weingarten Decision and other similar court decisions. It will also examine the union employee’s responsibilities when subject to an investigative interview and the union representative’s role in an investigative interview, along with sanctions and remedies for violation of Weingarten Rights.

With the constant tide of data breaches and hacker threats, cybersecurity is a critical element in an organization’s policies. This training program will explore the common and not-so-common insider threats to your organization’s information security and help identify the red flags of potential or actual insider cyber crime.

This three-part webinar series is designed specifically for businesses who either currently process ACH credits and/or debits, or those exploring the network for use in the future. Each session will focus on niche areas of ACH essentials. This course in the series will explore ACH pre-notifications, returns and reversals from the perspective of how each affects a business originator.

Small business failures are particularly vulnerable to going out of business as a result of uncontrolled and unidentified losses. If you are small business retail owner, manager, or loss prevention consultant, this training program will teach you how to conduct a full shrink (loss) investigation. If you are contemplating opening a small retail business, this webinar will give you a head start on understanding the complexities and importance of controlling losses.

A block chain is a transaction database shared by all nodes participating in a system based on the Bitcoin protocol. This course describes the Bitcoin concept, what Blockchain is and its financial applications to creating secure KYC and payment data sets. This course explains a Blockchain concept where the Blockchain itself is a shared single source of truth.

This training program will analyze ADV Part 1, ADV Part 2 A, ADV Part 2 B, and offer a breakdown of each section of the ADV. It will discuss annual filing requirements and offer best practices for reporting accurately.

In this training program, attendees will learn how to gain access to the financial regulators priorities and understand how to apply those priorities to their firm. The program will also discuss incorporating the priorities into your annual review and identifying priorities that need to become part of the compliance manual/code of ethics.

This training program will address important compliance issues and high risk lending issues of the Community Reinvestment Act (CRA). It will help attendees in understanding why community bank lending is important for achieving goals underlying successful community reinvestment and focus on the basics of risk management for community bank lending.

This webinar provides practical information on how companies may defend themselves during SEC examinations. The webinar highlights the newest initiatives arising from the SEC’s examination program. Presented by the former Inspector General of the SEC, the webinar provides valuable insider information about SEC exams.

This training program will demonstrate why companies planning to do business with the government should be prepared to be audited by the Defense Contract Audit Agency (DCAA). DCAA performs all needed contract audits for the Department of Defense (DoD). The focus of this program is to offer attendees a strong knowledge of DFARS (Defense Federal Acquisition Regulation Supplement) and help understand what is required when pricing proposals, developing a compliant accounting system, and maintaining contracts.

This training program will prepare your organization to understand the need for data security, the steps that can be taken to institute or augment your data security policies/procedures, and the implementation of the needed controls. This webinar will introduce attendees to a set of known and respected data security standards that can be employed by your organization to improve your security. Attendees will walk away with ideas to leverage the curriculum with their existing security infrastructure.

This webinar training provides an in depth understanding and applicability of the risk metrics. The instructor helps in establishing the purpose they serve and reviewing the methodology for creating a set of risk metrics. He will also discuss the sampling of forms of risk metrics to be employed and review the risk metric management process.