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Home › Online Training ›  Audit & Inspection-Role

Audit and Inspection Training - Live Webinars, Recordings & CDs

The courses on this page cover pre-audit preparations, during audit processes, post-audit processes, Dos and Don'ts, and more. The programs cover regulatory audits, internal audits, and other quality audits. Browse our wide range of courses designed to help you identify your strengths and problem areas, find solutions, and boost your morale.
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Recorded/CD
State Insurance Solvency Modernization Initiatives - Financial Crisis to Present

State Insurance Solvency Modernization Initiatives - Financial Crisis to Present

  • Speaker: Adam Kerns
  • Product ID: 704901
  • Duration: 60 Min
This webinar training will discuss the state insurance regulatory developments from 2008 through today regarding the (NAIC) Solvency Modernization Initiative (SMI). Participants who attend this webinar will receive a comprehensive, in-depth review of the various state insurance solvency modernization initiatives, along with a better understanding of how such initiatives will directly impact their daily operations.
CD/Recorded
$0
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Recorded/CD
Avoiding the Legal Pitfalls of Screening Applicants

Avoiding the Legal Pitfalls of Screening Applicants

  • Speaker: Susan Fahey Desmond
  • Product ID: 704277
  • Duration: 90 Min
Hiring the wrong individual can be costly in so many ways. You will be eventually looking at terminating him/her, and terminations always run the risk of a lawsuit. Hiring someone with a violent or criminal background can lead to a negligent hiring claim should the individual inflict harm on others while working for your organization. Yet, there are so many laws that say what you can or can’t do when screening your applicants. This webinar will guide participants through the legal pitfalls that come from screening applicants and how to avoid them.
CD/Recorded
$229
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Recorded/CD
Critical Elements of Quality Risk Management Relating to FDA Compliance

Critical Elements of Quality Risk Management Relating to FDA Compliance

  • Speaker: Danielle DeLucy
  • Product ID: 704829
  • Duration: 60 Min
This training program will discuss risk management and outline the requirements for applying risk management to the quality system. It will also discuss how to conduct and implement risk management practices at your firm and review communication techniques to highlight the benefits of risk management.
CD/Recorded
$0
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Recorded/CD
Enterprise Risk Management (ERM) and an Insurer’s Own Risk and Solvency Assessment (ORSA)

Enterprise Risk Management (ERM) and an Insurer’s Own Risk and Solvency Assessment (ORSA)

  • Speaker: Adam Kerns
  • Product ID: 704931
  • Duration: 60 Min
This webinar offer a comprehensive and in-depth review of the National Association of Insurance Commissioner’s (NAIC) Risk Management and Own Risk and Solvency Assessment Model Act and Guidance Manual (ORSA). Participants will learn about real world application to insurer’s daily operations and lessons learned so far.
CD/Recorded
$249
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Recorded/CD
Clinical Trial auditing - Identifying risks and building a more compliant and successful trial

Clinical Trial auditing - Identifying risks and building a more compliant and successful trial

  • Speaker: Calin Popa
  • Product ID: 701860
  • Duration: 90 Min
Learn how to successfully pass a clinical trial audit, how to prepare for it, where and how to identify the non compliance. Know FDA inspection strategy to identify areas of common deficiency.
CD/Recorded
$249
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Recorded/CD
HIPAA Compliance in 4 Parts

HIPAA Compliance in 4 Parts

  • Speaker: Rich Devlin
  • Product ID: 704940
  • Duration: 60 Min
This webinar will discuss the 4 parts of HIPAA compliance and how it can be accomplished comprehensively. You will learn why just performing a Security Risk Analysis (SRA) using the government’s CRM tool is insufficient for compliance and can land you in jail.
CD/Recorded
$0
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Recorded/CD
Conflict of Interest in the Business Environment: Address Workplace Ethics

Conflict of Interest in the Business Environment: Address Workplace Ethics

  • Speaker: John E Grimes
  • Product ID: 704936
  • Duration: 90 Min
This webinar will help in identifying the existence of a conflict of interest. Understand the levels at which potential conflicts can exist, and the various ways in which a conflict can harm an organization. The instructor will explain the correlation between a conflict of interest and corruption, including bribery, kickbacks, and illegal or unauthorized gratuities and discuss proactive preventive and detection measures to combat this fraud hazard.
CD/Recorded
$0
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Recorded/CD
HIPAA and BYOD

HIPAA and BYOD

  • Speaker: Brian Tuttle
  • Product ID: 704412
  • Duration: 60 Min
This HIPAA training program will focus on the risks and issues of the use of portable devices for patient communications and accessing PHI. Areas covered will be texting, email, encryption, medical messaging, voice data and risk factors as they relate to IT.
CD/Recorded
$179
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Recorded/CD
Managing ACH Business to Business Payments

Managing ACH Business to Business Payments

  • Speaker: Rayleen M Pirnie
  • Product ID: 704918
  • Duration: 90 Min
This webinar training will explore B2B ACH payments. The instructor will explain how to isolate benefits and risks and discuss various options including Credit Push vs. Debit, and analyze critical authorization provisions. He will also investigate sound business practices to successfully managing business to business ACH payments.
CD/Recorded
$179
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Recorded/CD
Reducing Risk in Third Party Relationships in the Financial Industry

Reducing Risk in Third Party Relationships in the Financial Industry

  • Speaker: Marc Perl
  • Product ID: 704928
  • Duration: 60 Min
This webinar will prepare your organization to incorporate the best practices that should drive the use of third-parties. Participants will learn techniques of reducing risk in third-party relationships. An FI should adopt risk management processes commensurate with the level of risk and complexity of its third party relationships and should assure that comprehensive risk management and oversight of third party relationships involving critical activities reduce risk based on best practices.
CD/Recorded
$50
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Recorded/CD
Being Prepared for a HIPAA Audit

Being Prepared for a HIPAA Audit

  • Speaker: Jay Hodes
  • Product ID: 704722
  • Duration: 60 Min
Almost 120,000,000 individuals were affected by HIPAA data breaches in 2015. This is a significant reason why Congress has inquired about the recent and very sizeable increases in cyber-attacks that inflect the risk of medical identity theft. This training program will explore how, with the Phase 2 audit program underway, selected covered entities will soon receive written notifications they are going to be audited.
CD/Recorded
$179
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Recorded/CD
How to Apply ISO 27001 Principles to Enterprise Risk Management in 2017

How to Apply ISO 27001 Principles to Enterprise Risk Management in 2017

  • Speaker: Michael C Redmond
  • Product ID: 704828
  • Duration: 60 Min
This webinar training will help you implement ISO standards in your Enterprise risk management (ERM) system and understand the benefits. This session will enable on how to integrate ISO 27001 in your organization as the main structure for information security management.
CD/Recorded
$0
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Recorded/CD
How to Use Big Data for an AML/AB&C Compliance and Risk Mitigation

How to Use Big Data for an AML/AB&C Compliance and Risk Mitigation

  • Speaker: Shaun Miller
  • Product ID: 704779
  • Duration: 120 Min
This webinar discuss how big data is used for AML compliance review. The instructor will explain how an unstructured data, becomes structured and is subjected to data quality review, sampling and subsequent forensic analysis. The instructor will share how this analysis influences strategic decision in terms of risk mitigation and AML Program enhancement.
CD/Recorded
$229
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Recorded/CD
USP Hot Topics: What's Hot Now and How to Track Coming Changes and Influence USP

USP Hot Topics: What's Hot Now and How to Track Coming Changes and Influence USP

  • Speaker: Gregory Martin
  • Product ID: 703521
  • Duration: 90 Min
This webinar will provide insight into some of the hottest topics at USP which will have the greatest impact on pharmaceutical laboratories. It will provide a comprehensive overview of the major changes in the USP that have been proposed or implemented in the last year and describe strategies for keeping abreast of coming changes and how you can influence them.
CD/Recorded
$249
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Recorded/CD
Developing and Using HR Audit Tools

Developing and Using HR Audit Tools

  • Speaker: Ronald Adler
  • Product ID: 702329
  • Duration: 90 Min
This Webinar will discuss the development and use of HR audit tools. The session will cover critical HR audit issues reviewed including indentifying HR audit stakeholders, assessing HR audit areas, developing an HR audit plan, designing HR audit tools, and developing an HR audit scorecard.
CD/Recorded
$229
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Recorded/CD
ADA Accessibility - Is Your Property in Compliance?

ADA Accessibility - Is Your Property in Compliance?

  • Speaker: Richard Vivenzio
  • Product ID: 704888
  • Duration: 90 Min
The ADA is both complicated and controversial. This webinar will explain the ADA litigation trends and provide tips on how to avoid ADA complaints and lawsuits. Participants will learn about the ADA requirements for new and existing building projects and how to comply with them.
CD/Recorded
$199
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Recorded/CD
ISO 9001:2015 Risk Based Thinking Training

ISO 9001:2015 Risk Based Thinking Training

  • Speaker: Kevin Gholston
  • Product ID: 704801
  • Duration: 120 Min
With the release of ISO 9001:2015 September 23, 2015, now is the time to prepare. This 9001-2015 Risk Based Thinking training program will highlight the changes from the ISO 9001:2008 revision. A key change is the addition of risk based thinking, and the training includes group exercises to reinforce this new process.
CD/Recorded
$0
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Recorded/CD
The Custody Rule for Financial Firms

The Custody Rule for Financial Firms

  • Speaker: Lisa Marsden,Stacey Rodgers
  • Product ID: 704873
  • Duration: 60 Min
This training program explains ‘The Custody Rule’. The instructor will help you determine if your firm has custody, compliance surrounding maintaining custody and regulatory deficiencies.
CD/Recorded
$249
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Recorded/CD
Employee Orientation: Job Enlargement, Enrichment and Enhancement

Employee Orientation: Job Enlargement, Enrichment and Enhancement

  • Speaker: Meloney Sallie Dosunmu
  • Product ID: 704895
  • Duration: 90 Min
This webinar training discusses the success factors for implementing effective job design. The instructor helps in identifying the readiness of employee, the orientation needs and suitability. Participants will learn about the appropriate circumstances and best methods to implement and evaluate the effectiveness of job enhancement, job enrichment or job enlargement.
CD/Recorded
$0
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Recorded/CD
Navigating the Maze of ADA and FMLA Compliance: The Interplay Between the Laws - Part 4

Navigating the Maze of ADA and FMLA Compliance: The Interplay Between the Laws - Part 4

  • Speaker: Cathleen M. Hampton
  • Product ID: 704833
  • Duration: 120 Min
As many have noted, the interaction of the Family and Medical Leave Act (FMLA), Americans with Disabilities Act (ADA), and workers' compensation laws is known by many employers to be the Bermuda Triangle of employment law. To help fill in the gaps, this training session will analyze the statutes, regulations, and guidance to answer the most frequently asked questions about these laws.
CD/Recorded
$0
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