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Home › Online Training ›  Compliance & Ethics

Compliance and Ethics Training - Live Webinars, Recordings & CDs

Evaluate and mitigate non-compliance and fraud risks, improve operations, and protect company reputation with our Ethics and Compliance Training Programs. You will learn how to curb non-compliant decisions and drive business in compliance with regulatory and corporate ethics. Browse this page for a range of courses of interest to you.
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Recorded/CD
Implementing a Risk Management Program - Handbook, Risk Appetite and Risk Culture

Implementing a Risk Management Program - Handbook, Risk Appetite and Risk Culture

  • Speaker: Fred Vacelet
  • Product ID: 705115
  • Duration: 60 Min
This training program will review a few ways to ensure that a financial institution reviews things from the start and consistently, in setting up a risk management framework that allows the bank to focus on its strategy rather than mere compliance.
CD/Recorded
$229
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Recorded/CD
The IRS is Coming: How to Prepare for the New IRS Partnership Audit Rules

The IRS is Coming: How to Prepare for the New IRS Partnership Audit Rules

  • Speaker: Travis A Greaves,T Joshua Wu
  • Product ID: 705112
  • Duration: 60 Min
The new IRS partnership audit rules require all partnership and LLCs taxed as partnerships to amend their partnership agreement and take action now. In this training program, attendees will learn how these rules impact your business and your clients. The session will discuss IRS issues with TEFRA (Tax Equity and Fiscal Responsibility Act) and detail the concepts and terms in the Bipartisan Budget Act.
CD/Recorded
$0
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Recorded/CD
AICPA'S Financial Reporting Framework for Small and Medium Size Entities

AICPA'S Financial Reporting Framework for Small and Medium Size Entities

  • Speaker: Candace Leuck
  • Product ID: 705141
  • Duration: 90 Min
Accountants and other financial professionals who deal with privately held entities wishing to reduce the cost and reporting burden that exists with reporting using generally accepted accounting principles should become familiar with the AICPA’s (American Institute of CPAs) recently developed accrual basis framework of accounting. This training program will deconstruct AICPA's financial reporting framework for small and medium size entities.
CD/Recorded
$0
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Recorded/CD
How to Establish an Effective Internal Control System

How to Establish an Effective Internal Control System

  • Speaker: David Sanders
  • Product ID: 705133
  • Duration: 90 Min
This webinar will enhance participants’ knowledge by detailing the elements of internal controls. Internal controls are a key part of any organization's continued growth, performance and success. With fraud at an all-time high, a well-designed internal control structure will enhance operations by improving your department's over all security and effectiveness.
CD/Recorded
$0
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Recorded/CD
AML Compliance and FinCEN Updates and its Implications

AML Compliance and FinCEN Updates and its Implications

  • Speaker: Armen Khachadourian
  • Product ID: 705185
  • Duration: 90 Min
The webinar will provide an overview of the currency and monetary reporting requirements imposed by the Bank Secrecy Act. It will also discuss red flags that pose present and future challenges for regulated businesses. Recognizing and investigating suspicious activities is the key in safeguarding an organization's financial system from illicit use and combating money laundering. Timely and accurate reporting will promote national security through the collection, analysis, and dissemination of financial intelligence to the proper authorities.
CD/Recorded
$0
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Recorded/CD
Overhauling Outdated Credit Decisioning: Understanding and Best Practices

Overhauling Outdated Credit Decisioning: Understanding and Best Practices

  • Speaker: David Peterson
  • Product ID: 705187
  • Duration: 60 Min
In this training program, attendees will learn the 9 regulations governing payments risk and KYC/KYCC in which you may be out of compliance, as part of the process to overhaul outdated credit decisioning.
CD/Recorded
$0
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Recorded/CD
Marketing and Advertising Compliance - The First UDAAP Hotspot

Marketing and Advertising Compliance - The First UDAAP Hotspot

  • Speaker: Kara Lamphere
  • Product ID: 703451
  • Duration: 90 Min
This webinar will explain Unfair, Deceptive, and Abusive Act or Practices (UDAAP), including different standards for advertising over the internet and social media. It will also provide practical solutions for avoiding the pitfalls and still create meaningful advertisements.
CD/Recorded
$249
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Recorded/CD
Sharing Information with Family and Friends under HIPAA - What is Permissible or Not

Sharing Information with Family and Friends under HIPAA - What is Permissible or Not

  • Speaker: Jim Sheldon-Dean
  • Product ID: 705173
  • Duration: 90 Min
CD/Recorded
$0
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Recorded/CD
Introduction to EU REACH for US Manufacturers

Introduction to EU REACH for US Manufacturers

  • Speaker: Jim Kandler
  • Product ID: 705190
  • Duration: 60 Min
EU REACH can be confusing and many in the US seek a more solid understanding of it. In this introductory webinar, participants will be introduced to the important terms and concepts of the directive. They will obtain a basic knowledge of what RoHS is about and if they need to learn more.
CD/Recorded
$179
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Recorded/CD
Comply With OFAC: Cuba Sanctions Regulations

Comply With OFAC: Cuba Sanctions Regulations

  • Speaker: Shaun Miller
  • Product ID: 705101
  • Duration: 90 Min
This training will review Office of Foreign Assets Control (OFAC) and the US Department of Commerce, Bureau of Industry and Security (BIS) respectively amended; the Cuban Assets Control Regulations (CACR) and the Export Administration Regulations (EAR) to further ease the US embargo against Cuba and authorize certain business activities with Cuba in targeted sectors.
CD/Recorded
$199
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Recorded/CD
How to Survive a DEA Inspection Series: "Understanding a DEA Computation Chart for Manufacturers or FIND=FINE"

How to Survive a DEA Inspection Series: "Understanding a DEA Computation Chart for Manufacturers or FIND=FINE"

  • Speaker: Carlos M Aquino
  • Product ID: 705163
  • Duration: 60 Min
The presentation is tailored for those corporate leaders and employees of DEA registered manufacturers responsible for handling Schedules I through V controlled substances and List I regulated chemical products. This training will cover several recommendations to improve your methods of record-keeping required of DEA registrants.
CD/Recorded
$0
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Recorded/CD
Affordable Care Act (ACA); Discrimination; Interpreter and More: Complying with Section 1557: OCR and CMS Hospital CoPs

Affordable Care Act (ACA); Discrimination; Interpreter and More: Complying with Section 1557: OCR and CMS Hospital CoPs

  • Speaker: Sue Dill Calloway
  • Product ID: 705151
  • Duration: 120 Min
Section 1557 of the Affordable Care Act (ACA) forbids discrimination based on sex, race, color, national origin, age and disability. It builds on longstanding and familiar federal civil rights laws but is the first law to prohibit discrimination on the basis of sex (which includes gender, gender identity and sex stereotyping) in covered health programs and activities. Sex discrimination also includes discriminatory treatment on the basis of pregnancy, false pregnancy, termination of pregnancy, recovering from pregnancy, childbirth and related medical conditions, sex stereotyping, and gender identity.
CD/Recorded
$0
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Recorded/CD
PMP - Requirement Validation and Gathering for Fortune 500 Companies

PMP - Requirement Validation and Gathering for Fortune 500 Companies

  • Speaker: Kevin Chenoweth
  • Product ID: 705129
  • Duration: 90 Min
This training program will deconstruct how to define requirements management and change process. It will also offer a clear understanding of the role of requirements in the project life cycle, the role of requirements in the business case, and the role of stakeholders in requirements definition.
CD/Recorded
$0
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Recorded/CD
Setting Up A Stress-Testing Program

Setting Up A Stress-Testing Program

  • Speaker: Fred Vacelet
  • Product ID: 705155
  • Duration: 60 Min
For a multitude of reasons, stress-testing programs have seldom satisfied regulators, even after the 2007 crisis. After most significant mishap in every bank, management often discovers that the managerial stress-testing have revealed to be insufficient, over-driven by optimism. In this training program, the instructor will deconstruct regulatory constraints after Basel II and III, lessons learnt after 2007, and stress-testing as a strategic exercise.
CD/Recorded
$0
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Recorded/CD
Preparing for an Export Control Audit

Preparing for an Export Control Audit

  • Speaker: Randi Waltuck Barnett
  • Product ID: 704146
  • Duration: 90 Min
This training program will offer a complete set of best practices for preparing for an export control audit. The course will also discuss performing your own proactive review of policies, procedures, transactions, and record keeping and managing the audit process and keeping management informed.
CD/Recorded
$149
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Recorded/CD
NYS Department of Labor Proposed Salary Increases

NYS Department of Labor Proposed Salary Increases

  • Speaker: Matthew W Burr
  • Product ID: 705071
  • Duration: 60 Min
With the overtime changes in New York State, this training program will discuss areas in New York State where the change will take effect. It will also discuss future changes to the rate and potential federal changes to the overtime rule.
CD/Recorded
$249
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Recorded/CD
Corporate Governance and the Board of Directors' Role

Corporate Governance and the Board of Directors' Role

  • Speaker: Adam Kerns
  • Product ID: 705067
  • Duration: 60 Min
This webinar will offer a comprehensive, in-depth review of the state laws affecting the corporate governance standards applicable to insurance companies and the board of directors’ role in those standards.
CD/Recorded
$199
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Recorded/CD
Business Email Compromise and Ransomware - Red Flags and Mitigation

Business Email Compromise and Ransomware - Red Flags and Mitigation

  • Speaker: Rayleen M Pirnie
  • Product ID: 705038
  • Duration: 60 Min
The Internet Crime Complaint Center (IC3) reports that U.S. victims alone lost $18 million in 15 months to just a single form of ransomware. This training program will review the risks associated with various types of cyber fraud, and in particular, business email compromise (BEC) and ransomware. The session will also discuss documenting sound business practices to minimize exposure and loss and list what to present to your board of directors before an incident.
CD/Recorded
$179
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Recorded/CD
US Controls on Exports Abroad and Re-Exports: Understand the Regulatory and Administrative Concerns

US Controls on Exports Abroad and Re-Exports: Understand the Regulatory and Administrative Concerns

  • Speaker: Matilda Vasquez
  • Product ID: 705010
  • Duration: 60 Min
This training program will offer an overview of the Foreign Trade Regulations, the 10 General Prohibitions of the Export Administration Regulations, Office of Foreign Assets Controls and the International Traffic in Arms Regulations. It will also offer insight into exports abroad, transshipment and re-export regulations and practices.
CD/Recorded
$179
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Recorded/CD
AML Risks in Correspondent Banking: What You Need to Know for 2017

AML Risks in Correspondent Banking: What You Need to Know for 2017

  • Speaker: Joe Soniat
  • Product ID: 704997
  • Duration: 60 Min
Correspondent banking has become a hot topic with BSA AML over the past few years. With examination scrutiny on correspondent banking high, this training program will highlight why it is essential to know the risk and what to do when it comes to banking other banks.
CD/Recorded
$279
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