ComplianceOnline

Compliance and Ethics Training - Live Webinars, Recordings & CDs

Evaluate and mitigate non-compliance and fraud risks, improve operations, and protect company reputation with our Ethics and Compliance Training Programs. You will learn how to curb non-compliant decisions and drive business in compliance with regulatory and corporate ethics. Browse this page for a range of courses of interest to you.

Recorded/CD
Ethics in the Financial Services Industry

Ethics in the Financial Services Industry

  • Speaker: Lisa Marsden
  • Product ID: 705053
  • Duration: 60 Min
The application and practice of ethical behavior is not just about complying with rules and regulations but about doing the right thing. This training program will discuss case studies and how to apply best practical ethical behavior and how to incorporate the ethical behavior into your firm’s overall business culture.
CD/Recorded
$0
Recorded/CD
TSCA Reform - Immediate Actions Required

TSCA Reform - Immediate Actions Required

  • Speaker: Rose Passarella
  • Product ID: 705036
  • Duration: 60 Min
This webinar will provide an overview of the new law and major changes to Toxic Substances Control Act (TSCA). All chemical stakeholders doing business in the U.S. will need to understand the fundamental shifts in requirements, the new concepts and approaches that are introduced by the law, and the timetable that the U.S. Environmental Protection Agency (EPA) must follow in implementing the new law.
CD/Recorded
$169
Recorded/CD
Ethical Dilemmas in Food Policy

Ethical Dilemmas in Food Policy

  • Speaker: Darin Detwiler
  • Product ID: 705034
  • Duration: 90 Min
This webinar sheds light on the changes in the political, economic and judicial landscape of the food industry. Landmark food industry events over the last two decades highlight the evolution of the challenges and consequences related to ethical dilemmas in the food industry. This webinar covers the elements of food systems, economics of failure, true burden of disease, case studies from industry and regulatory agencies.
CD/Recorded
$219
Recorded/CD
Reducing the Cost of RoHS and REACH Compliance Declarations

Reducing the Cost of RoHS and REACH Compliance Declarations

  • Speaker: Jim Kandler
  • Product ID: 705028
  • Duration: 60 Min
This training program will introduce different methods to improve existing declaration collection efforts. It will propose several practical methods a manufacturer might implement to make their material compliance efforts more effective.
CD/Recorded
$209
Recorded/CD
The Department of Labor's Fiduciary the New Final Rule - Best Practices for Conducting a Due Diligence and Reviewing the Best Interest Contract Exemption

The Department of Labor's Fiduciary the New Final Rule - Best Practices for Conducting a Due Diligence and Reviewing the Best Interest Contract Exemption

  • Speaker: Lisa Marsden
  • Product ID: 705021
  • Duration: 60 Min
This 60-minute training session will provide a detailed overview of the Department of Labor’s Final Fiduciary Rule including the history and on-going resistance to the rule. The session will delve into details on how the rule was established and who it will be applied to. The webinar instructor will discuss the summary of the details of the new final rule and what firms must do to comply.
CD/Recorded
$179
Recorded/CD
Compliance with the New EU Clinical Trial Regulation

Compliance with the New EU Clinical Trial Regulation

  • Speaker: Laura Brown
  • Product ID: 705007
  • Duration: 60 Min
This webinar will provide an essential understanding to help with compliance with the new regulation and associated implementing acts and other texts for carrying out clinical trials in the EU.
CD/Recorded
$0
Recorded/CD
Physician Recruitment and Onboarding: Key Legal Considerations for Health Systems, Hospitals and Medical Groups

Physician Recruitment and Onboarding: Key Legal Considerations for Health Systems, Hospitals and Medical Groups

  • Speaker: Joseph Wolfe
  • Product ID: 704597
  • Duration: 60 Min
This training program will provide a general Stark Law overview and examine critical components of Stark and Anti-Kickback compliant recruitment arrangements such as income and cost allocations, reasonable practice restrictions, repayment requirements, etc. The program will also discuss best practices for drafting physician employment agreements, related compensation plans and facilitating effective onboarding.
CD/Recorded
$229
Recorded/CD
How to Implement a Workplace Diversity and Inclusion Program

How to Implement a Workplace Diversity and Inclusion Program

  • Speaker: Catherine Mattice Zundel
  • Product ID: 705017
  • Duration: 90 Min
A common workplace discussion often centers around diversity and inclusion and why it should be celebrated. This training program will discuss creating a strategic plan for diversity and inclusion. It will detail building an audit plan and auditing your HR department in order to determine opportunities for improvement.
CD/Recorded
$229
Recorded/CD
How to Manage Reputational Risk

How to Manage Reputational Risk

  • Speaker: Mario Mosse
  • Product ID: 705012
  • Duration: 90 Min
Reputation risk is the risk of loss resulting from damages to a firm's reputation, in lost revenue; increased operating, capital or regulatory costs; or destruction of shareholder value, due to an adverse or potentially criminal event even if the company is not found guilty. This training program will explore the hidden danger behind reputational risk that can pose a threat to the survival of the biggest and best-run companies, often wiping out millions or billions of dollars in market capitalization or future revenues and occasionally resulting in a change at the uppermost levels of management.
CD/Recorded
$179
Recorded/CD
The Overall Annual Compliance Review - Latest Advisers Act

The Overall Annual Compliance Review - Latest Advisers Act

  • Speaker: Lisa Marsden
  • Product ID: 705016
  • Duration: 60 Min
This webinar will focus on compliance requirements to prevent violations of the Advisers Act. The training program will also discuss how to design your firm’s annual review and effectively manage the review process.
CD/Recorded
$0
Recorded/CD
What is Required for RoHS2 per EN 50581, 2012?

What is Required for RoHS2 per EN 50581, 2012?

  • Speaker: Jim Kandler
  • Product ID: 704988
  • Duration: 60 Min
This training program will discuss the manufacturer’s obligations mentioned in the EN 50581, 2012 guidance document. The topics in the guidance document will be explored from the perspective of a US manufacturer.
CD/Recorded
$0
Recorded/CD
Planning and Managing Organizational Change: 10 Tips and Techniques

Planning and Managing Organizational Change: 10 Tips and Techniques

  • Speaker: Christopher R DeVany
  • Product ID: 704980
  • Duration: 90 Min
This training program will analyze the gaps that need to be addressed while implementing organizational changes. It will help attendees assess major issues involved in organizational readiness, help overcome intellectual challenges, help create effective communication plans, ensure all systems support, and finally, assess change management.
CD/Recorded
$0
Recorded/CD
Preparing a Financial Industry Compliance Manual and Code of Ethics

Preparing a Financial Industry Compliance Manual and Code of Ethics

  • Speaker: Lisa Marsden
  • Product ID: 704962
  • Duration: 60 Min
This training program will detail developing a compliance manual and a code of ethics for the financial industry, with the intent of clarifying the requirements of the Advisers Act. The instructor will also guide attendees on testing the manual, effectively managing it, and keeping it constantly updated.
CD/Recorded
$0
Recorded/CD
Payment Risk Management and Fraud Control | Minimizing the Risk of Duplicate, Fraudulent, and late Payments

Payment Risk Management and Fraud Control | Minimizing the Risk of Duplicate, Fraudulent, and late Payments

  • Speaker: Ray Graber
  • Product ID: 704944
  • Duration: 60 Min
This webinar is designed to provide professionals in every bank, credit union, and corporation the ability to develop and maintain payments as the core business practice for their customers and combat fraud across the board. This session helps in formulating payments strategies and risk management programs and serves as a unique opportunity for financial institutions and corporations to gain insight and prepare for the future.
CD/Recorded
$249
Recorded/CD
FCPA and Anti-Bribery Cases and Trends in the US, China and Russia

FCPA and Anti-Bribery Cases and Trends in the US, China and Russia

  • Speaker: Grant Smith
  • Product ID: 704332
  • Duration: 60 Min
This training program will highlight the practices prohibited by the FCPA. It will help determine if your current travel and entertainment policy is in compliance and discuss what accounting and anti-bribery violations are covered.
CD/Recorded
$50
Recorded/CD
Complying with the Rules and Regulations Pertaining to Letters of Credit: OFAC, Anti-Boycott, and the USA PATRIOT Act

Complying with the Rules and Regulations Pertaining to Letters of Credit: OFAC, Anti-Boycott, and the USA PATRIOT Act

  • Speaker: Buddy Baker
  • Product ID: 702639
  • Duration: 90 Min
This international trade compliance training will provide an overview and introduction to rules and regulations governing international trade and take an in-depth look at US sanctions enforced by the Office of Foreign Assets Control (OFAC), Anti-Boycott regulations maintained by the US Department of Commerce, and section 326 of the USA PATRIOT Act (“Know Your Customer”).
CD/Recorded
$249
Recorded/CD
Achieving Enterprise Information Security Goals - Creating Right Teams

Achieving Enterprise Information Security Goals - Creating Right Teams

  • Speaker: Rich Devlin,Joe Grannemon
  • Product ID: 704863
  • Duration: 60 Min
This webinar will involve a high-level discussion on how you can create effective teams for achieving your Information Security goals and addressing complex threats such as Ransomware. Learn how to create a Information Security plan and align your goals with objectives, strategies and tactics across teams.
CD/Recorded
$0
Recorded/CD
HIPAA Compliance for a Practice Manager

HIPAA Compliance for a Practice Manager

  • Speaker: Jay Hodes
  • Product ID: 704595
  • Duration: 60 Min
This training program will examine the practice or office manager’s role and strengths in any healthcare office. Besides being responsible for many of the daily operations within an office, the practice manager is often tasked with managing the HIPAA compliance program - knowing what is required is critically important.
CD/Recorded
$179
Recorded/CD
Pricing for Risk in Merchant Payments - Risk Metrics, Reserve Requirements, Pricing Models, Best Interchange Rates, EMV/NFC Guidelines

Pricing for Risk in Merchant Payments - Risk Metrics, Reserve Requirements, Pricing Models, Best Interchange Rates, EMV/NFC Guidelines

  • Speaker: Armen Khachadourian
  • Product ID: 704546
  • Duration: 90 Min
This training program will provide insight into fundamental underwriting and risk management guidelines, determining variables that constitute merchant risk, and on how to assign a dollar value and quantify exposure.
CD/Recorded
$0
Recorded/CD
Writing Effective Email

Writing Effective Email

  • Speaker: Phil Vassallo
  • Product ID: 704380
  • Duration: 90 Min
This training program will discuss best practices for managing your email system effectively and efficiently. It will guide attendees in composing purposeful, reader-focused emails and in employing strategies for creating a courteous tone.
CD/Recorded
$199
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