ComplianceOnline

Documentation and Policy Management Training - Live Webinars, Recordings & CDs

Learn the standards for documentation and management, maintain consistency with common law, regulatory requirements, ethical and current best practice requirements. On this page, browse a broad range of courses specially designed for you.

Recorded/CD
The Australian AML/CTF Act - Preparing for an Independent Review

The Australian AML/CTF Act - Preparing for an Independent Review

  • Speaker: David Harley
  • Product ID: 704662
  • Duration: 90 Min
This training program will discuss the planning and preparation needed for an independent review, or any other review of an AML/CTF program, and consider the stakeholders who need to be identified and managed throughout the field work, the impact on the business as they continue with business as usual as well as the likely areas where issues may be found. Understanding the process of an independent review provides the opportunity to test the implementation of your program before hand and call out some issues that need focus before any review commences.
CD/Recorded
$249
Recorded/CD
Design History File (DHF), Device Master Record (DMR) and DHR Utilizing the Principles of Lean Documents and Lean Configuration

Design History File (DHF), Device Master Record (DMR) and DHR Utilizing the Principles of Lean Documents and Lean Configuration

  • Speaker: Jose Mora
  • Product ID: 703373
  • Duration: 90 Min
This webinar will explain how to create, develop and manage Design History Files (DHFs), Device Master Records (DMRs), and Design History Files (DHFs) using lean document and lean configuration methods.
CD/Recorded
$0
Recorded/CD
How to Select and Manage Vendors in a Regulated Environment (incl. ICH E6)

How to Select and Manage Vendors in a Regulated Environment (incl. ICH E6)

  • Speaker: Angela Bazigos
  • Product ID: 705488
  • Duration: 90 Min
Buying software is a fact of life for most companies. There is fierce competition in the market, with multiple software vendors trying to convince to buy their product. How do you determine whether to buy the software or having it built in house? Or which vendor to choose? And if you buy something, how do you determine whether to have it hosted? And are there any regulations that apply to this software? And if so, what are they?
CD/Recorded
$0
Recorded/CD
Exempt v. Nonexempt: Ensuring Proper Classification of Employees for Compliance with Federal Overtime Laws

Exempt v. Nonexempt: Ensuring Proper Classification of Employees for Compliance with Federal Overtime Laws

  • Speaker: Allen Kato
  • Product ID: 704242
  • Duration: 90 Min
This training program will highlight exempt versus nonexempt classification of employees for compliance with federal overtime laws. It will include best practices and practical steps to ensure lawful classifications.
CD/Recorded
$249
Recorded/CD
Export Party Responsibilities - USPPI, FPPI, Forwarder, Carrier, Routed Transactions

Export Party Responsibilities - USPPI, FPPI, Forwarder, Carrier, Routed Transactions

  • Speaker: Suzanne Bullitt
  • Product ID: 704138
  • Duration: 60 Min
This training program will discuss why an effective export control program (ECP) consists of many processes that connect, intersect, and overlap. It is vital that employees responsible for export compliance know the requirements of Title 15, CFR, Part 30, and the responsibilities of U.S. parties at the time of export. This online training will provide compliance materials that examine U.S. Customs and Border Protection regulations for the international logistic arena.
CD/Recorded
$179
Recorded/CD
Export Party Responsibilities - USPPI, FPPI, Forwarder, Carrier, Routed Transactions

Export Party Responsibilities - USPPI, FPPI, Forwarder, Carrier, Routed Transactions

  • Speaker: Suzanne Bullitt
  • Product ID: 705225
  • Duration: 60 Min
This training program will discuss why an effective export control program (ECP) consists of many processes that connect, intersect, and overlap. It is vital that employees responsible for export compliance know the requirements of Title 15, CFR, Part 30, and the responsibilities of U.S. parties at the time of export. This online training will provide compliance materials that examine U.S. Customs and Border Protection regulations for the international logistic arena.
CD/Recorded
$179
Recorded/CD
Ensure successful FDA/Global Site Inspections and Maximize Potential Regulatory Opportunities by establishing effective Pharmaceutical Quality System (per ICH Q10 guidance document)

Ensure successful FDA/Global Site Inspections and Maximize Potential Regulatory Opportunities by establishing effective Pharmaceutical Quality System (per ICH Q10 guidance document)

  • Speaker: Stephanie Cooke
  • Product ID: 705477
  • Duration: 90 Min
This webinar will discuss the requirements for handling deviation based on GMPs, ICH guidance documents and other relevant guidance. It will also explain ICH Q8, Q9, and Q10 guidance documents and will provide best practices to ensure compliance with these documents in regards to handling deviations and nonconforming products.
CD/Recorded
$0
Recorded/CD
Choosing and Using Key Risk Indicators

Choosing and Using Key Risk Indicators

  • Speaker: Mario Mosse
  • Product ID: 704948
  • Duration: 60 Min
This webinar will discuss the significance, nature and types of KRIs. The instructor will discuss how to develop, evaluate and implement KRIs in accordance with organization’s risk culture and create strategies for effective reporting of risk indicators that lead to management action.
CD/Recorded
$249
Recorded/CD
SARs and Law Enforcement: Practical Insight to Streamline the Investigation Process

SARs and Law Enforcement: Practical Insight to Streamline the Investigation Process

  • Speaker: Joe Soniat
  • Product ID: 705177
  • Duration: 60 Min
In this training program, attendees will learn best practices for a financial institution’s SAR process. The program will also discuss SAR reporting process, working with law enforcement on SAR cases, documenting SAR decisions, and investigation tips.
CD/Recorded
$199
Recorded/CD
The New EEO-1 Report: What Employers Need to Know

The New EEO-1 Report: What Employers Need to Know

  • Speaker: David G Gabor
  • Product ID: 705511
  • Duration: 90 Min
In this interactive webinar you will learn about significant changes made by the Equal Employment Opportunity Commission to the EEO-1 survey and its impact on businesses. It is important for businesses to take steps now in order to prepare for the impact of these changes.
CD/Recorded
$229
Recorded/CD
Third Party Vendor Risk Assessment for Financial Firms - Rules, Regulations and Best Practices

Third Party Vendor Risk Assessment for Financial Firms - Rules, Regulations and Best Practices

  • Speaker: Lisa Marsden
  • Product ID: 704474
  • Duration: 60 Min
This training program will examine who are third party vendors and analyze why it is critical to prepare a risk assessment for third parties. The course will also offer an overview of the potential risks a third party vendor may impose on your firm.
CD/Recorded
$179
Recorded/CD
Selection and Auditing of Analytical Contract Laboratories:  Best Practices for Pharmaceutical Scientists

Selection and Auditing of Analytical Contract Laboratories: Best Practices for Pharmaceutical Scientists

  • Speaker: Daniel Norwood
  • Product ID: 705169
  • Duration: 90 Min
This webinar on selection and auditing of analytical contract laboratories will guide the participants to understand the process of CRO selection for analytical testing. Attendees will gain knowledge on the basic principles of quality auditing of a CRO; including audit planning, scheduling, conducting an audit, and the audit report process.
CD/Recorded
$249
Recorded/CD
Military and USG Construction - the Differences Between OSHA and EM-385

Military and USG Construction - the Differences Between OSHA and EM-385

  • Speaker: John J Meola
  • Product ID: 705507
  • Duration: 60 Min
This webinar will discuss the major differences and distinctions between the USACE EM 385 and OSHA and how you can interpret and navigate both systems to assure a successful and accident free job.
CD/Recorded
$0
Recorded/CD
Stability and Shelf Life of Medical Devices

Stability and Shelf Life of Medical Devices

  • Speaker: Stephanie Cooke
  • Product ID: 705485
  • Duration: 90 Min
This webinar will cover all relevant regulatory requirements (CFR, FDA, ISO, ASTM and European) for establishing the stability and determining the shelf-life of medical devices. Attendees will gain a better understanding of the design control process for designing medical devices.
CD/Recorded
$0
Recorded/CD
Compliance Department Restructuring with the New Regulatory Demands

Compliance Department Restructuring with the New Regulatory Demands

  • Speaker: Carlo Chalhoub
  • Product ID: 705454
  • Duration: 60 Min
This webinar addresses recent changes in the compliance environment. It will also discuss the process for evaluating compliance department structure and the goals of compliance restructuring.
CD/Recorded
$0
Recorded/CD
Is your Export Control Program Up to Standard?  A How-to on Conducting a thorough Self-Assessment

Is your Export Control Program Up to Standard? A How-to on Conducting a thorough Self-Assessment

  • Speaker: Suzanne Bullitt
  • Product ID: 703205
  • Duration: 60 Min
This training on Export Administration Regulations (EAR) compliance will provide the attendees best practices for developing an export control program for conducting a thorough self assessment.
CD/Recorded
$149
Recorded/CD
Develop a Device Master Record that can assist with Device History Record Review

Develop a Device Master Record that can assist with Device History Record Review

  • Speaker: Mary Nunnally
  • Product ID: 705328
  • Duration: 60 Min
This webinar provides a basic understanding of the records required to fulfill requirements of both US FDA 21CFR 820 and ISO 13485:2016 for establishment and maintenance of a Device Master Record. It will further discuss the responsibilities of various development team members such as R&D/engineering, operations, quality assurance, project management and executive management.
CD/Recorded
$0
Recorded/CD
OSHA for Medical and Dental Offices

OSHA for Medical and Dental Offices

  • Speaker: Kelly D Ogle
  • Product ID: 705416
  • Duration: 60 Min
This webinar will discuss the most frequently found safety hazards in medical and dental offices, the OSHA requirements and standards that apply, and how to ensure compliance.
CD/Recorded
$0
Recorded/CD
Equal Employment Opportunity (EEO) Beyond the Basics: Key Concepts and Principles

Equal Employment Opportunity (EEO) Beyond the Basics: Key Concepts and Principles

  • Speaker: Mary Gormandy White
  • Product ID: 705483
  • Duration: 60 Min
This webinar will focus on what supervisory and HR professionals at all levels need to know about EEO regulations and requirements, including protected characteristics, workplace harassment, retaliation and more.
CD/Recorded
$0
Recorded/CD
Novel Foods Regulation in the European

Novel Foods Regulation in the European

  • Speaker: Vicente Rodriguez
  • Product ID: 705495
  • Duration: 60 Min
Learn what foods or food ingredients are considered 'Novel Foods'. Learn about novel foods applications, pre-marketing authorization procedures and the assessments required to demonstrate safety.
CD/Recorded
$0
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