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Home › Online Training ›  Finance, Sox & Internal control

Finance, SOX and Internal Controls Regulatory Compliance Training - Live Webinars, Recordings & CDs

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Tax Evasion and Tax Fraud - What it means to you when monitoring BSA and filing SARs
28
/ Jan
Tuesday-2020

Tax Evasion and Tax Fraud - What it means to you when monitoring BSA and filing SARs

  • Speaker: Doug Keipper
  • Product ID: 703110
  • Duration: 60 Min
This training on BSA compliance will help you understand the concept of tax evasion and tax fraud and the difference between the two. Learn the best practices to identify tax fraud and how to report suspicious activity.
* Per Attendee
$199
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Non Resident Alien Payee (1042-S, W-8) - How to Handle the Information Reporting and Backup Withholding Requirements of the IRS
29
/ Jan
Wednesday-2020

Non Resident Alien Payee (1042-S, W-8) - How to Handle the Information Reporting and Backup Withholding Requirements of the IRS

  • Speaker: Miles Hutchinson
  • Product ID: 703855
  • Duration: 120 Min
In this training program attendees will learn how to manage nonresident alien payee' tax issues in compliance with IRS information reporting and backup withholding requirements for NRAs. Also attendees will learn the five variations of forms W-8 including the new W-8BEN-E just released in Q1-2014. It will help attendees establish which W-8 to provide NRAs working for them.
* Per Attendee
$229
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Advanced Cash Flow Analysis-EBITDA, UCA Cash Flow, Cash Basis Cash Flow, Fixed-Charge Coverage and Free Cash Flow
31
/ Jan
Friday-2020

Advanced Cash Flow Analysis-EBITDA, UCA Cash Flow, Cash Basis Cash Flow, Fixed-Charge Coverage and Free Cash Flow

  • Speaker: David L Osburn
  • Product ID: 705340
  • Duration: 90 Min
This webinar training will explore multiple models of both business and personal (business owner) cash flow analyses. Various cash flow projections and sensitivity analyses will also be explored. The webinar will conclude with commercial real estate (CRE) cash flow analysis and other related real estate investment cash flow models.
* Per Attendee
$199
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Key Ratio Analysis - Calculating and Interpreting the Numbers Correctly
3
/ Feb
Monday-2020

Key Ratio Analysis - Calculating and Interpreting the Numbers Correctly

  • Speaker: David L Osburn
  • Product ID: 704967
  • Duration: 90 Min
This training program will provide financial professionals guidance on key ratio analysis. It will also detail a five-step analysis plan to calculate the key ratios covering liquidity, activity, leverage, operating performance, and cash flow analysis.
* Per Attendee
$199
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Compliance Requirements for Unauthorized Returns with recently Approved Changes to the Rules
5
/ Feb
Wednesday-2020

Compliance Requirements for Unauthorized Returns with recently Approved Changes to the Rules

  • Speaker: Donna K Olheiser
  • Product ID: 705282
  • Duration: 60 Min
In this 60-minute session, the trainer will cover all the recently approved changes and details for returning an unauthorized transaction, including when to use a R10 or an R11 Return Reason Code. Examples used throughout the session will outline these changes, describe their effect on you as a participant in the ACH network, whether you are an RDFI or an ODFI.
* Per Attendee
$199
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How to Conduct High Quality Risk Assessments
5
/ Feb
Wednesday-2020

How to Conduct High Quality Risk Assessments

  • Speaker: Mario Mosse
  • Product ID: 704994
  • Duration: 90 Min
This training program will help articulate your business objectives and define the scope of your risk assessment. It will guide attendees in identifying the most appropriate risk assessment technique and plan and facilitate a risk assessment. Further, the session will help tailor a risk matrix to enable you to rate your risks.
* Per Attendee
$199
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AML Model Validation: A Critical Need in the New Regulatory Environment
5
/ Feb
Wednesday-2020

AML Model Validation: A Critical Need in the New Regulatory Environment

  • Speaker: Dr. Frank Masi
  • Product ID: 704227
  • Duration: 60 Min
This training program will discuss the history and origin of a model validation. It will also discuss the requirements by the OCC for a model validation, and what exactly a model validation should include. The session will also analyze the elements of a model validation to know what to look for in an RFP, and detail the requirements included in Final Rule 504.
* Per Attendee
$199
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Analyzing IFRS Financial Statements - What’s the Difference?
5
/ Feb
Wednesday-2020

Analyzing IFRS Financial Statements - What’s the Difference?

  • Speaker: Mike Morley
  • Product ID: 704558
  • Duration: 60 Min
This training program will answer questions related to IFRS financial statements and compare them to GAAP based statements using numbers from examples that come from every-day life. The course will also analyze the four key principles of IFRS and the cash flow statement, and discuss using financial statement notes to decode the numbers.
* Per Attendee
$199
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Anti-Fraud Controls in Payroll: Prevent Before It's Too Late
7
/ Feb
Friday-2020

Anti-Fraud Controls in Payroll: Prevent Before It's Too Late

  • Speaker: Peter Goldmann
  • Product ID: 705257
  • Duration: 90 Min
This 90-minute webinar will help attendees discover the various types of payroll scams, how to recognize key signs of fraud, and ways to prevent and eliminate payroll fraud. It will further offer best practices to use in payroll audits to defend against fraud and negligence.
* Per Attendee
$199
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Identity Issues in Banking - 26 Red Flags and More
11
/ Feb
Tuesday-2020

Identity Issues in Banking - 26 Red Flags and More

  • Speaker: Jim George
  • Product ID: 704664
  • Duration: 60 Min
This webinar training helps attendees understand the 26 Red flags released by federal regulators in regards to identity fraud. The instructor will discuss how to create and implement the fraud control program and Identity solutions to combat ID theft and reduce future losses. Participants will also learn strategies on fraud prevention, detection and investigation.
* Per Attendee
$199
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Travel and Expense Policy Development and Automation
12
/ Feb
Wednesday-2020

Travel and Expense Policy Development and Automation

  • Speaker: Brian G Rosenberg
  • Product ID: 704880
  • Duration: 60 Min
In this webinar training, you will learn how to create, maintain, and enforce a T&E policy for your organization. The Instructors will discuss the key components and best practices for policies.
* Per Attendee
$179
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Digital Payments 2020 - The future of Payments
19
/ Feb
Wednesday-2020

Digital Payments 2020 - The future of Payments

  • Speaker: Stanley Epstein
  • Product ID: 704753
  • Duration: 90 Min
This digital payment training program will examines the current state of the payments industry - from the complexity of the current payments landscape, the growing range of bank and non-bank participants, the ever-increasing range of payments methods, interfaces and systems, open banking, regulation and the future payments scene.
* Per Attendee
$199
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Critical Anti-Fraud Audits under Procurement and Accounts Payable
19
/ Feb
Wednesday-2020

Critical Anti-Fraud Audits under Procurement and Accounts Payable

  • Speaker: Marna Steuart
  • Product ID: 703533
  • Duration: 100 Min
This webinar will explain how to perform anti-fraud audits in the purchasing/accounts payable cycle. It will discuss the use of Audit Control Language (ACL) and how this tool and other tools like it (IDEA) are helpful in the analysis of accounts payable and purchasing data.
* Per Attendee
$199
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Employee Fraud Detection and Prevention
20
/ Feb
Thursday-2020

Employee Fraud Detection and Prevention

  • Speaker: Peter Goldmann
  • Product ID: 704040
  • Duration: 90 Min
This fraud training program will focus on understanding the fraud problem and what propels employees to commit fraud. The course will also offer essential fraud detection tools and techniques and highlight best practices for developing and implementing anti-fraud controls.
* Per Attendee
$199
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Streamlining Your Internal Auditing Process
26
/ Feb
Wednesday-2020

Streamlining Your Internal Auditing Process

  • Speaker: Betty Lane
  • Product ID: 703448
  • Duration: 60 Min
This webinar will cover creating of a value-added internal auditing program that is compliant to FDA cGMP/ Quality System Regulation and ISO 13485. It will include how to set up and manage the auditing system as well as how to conduct an internal audit and document the results and any nonconformities. It will discuss the value of a good internal auditing program.
* Per Attendee
$199
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Recorded/CD
Supply Chain and Product Compliance Using RoHS, REACH, and Conflict Minerals

Supply Chain and Product Compliance Using RoHS, REACH, and Conflict Minerals

  • Speaker: Kelly Eisenhardt
  • Product ID: 703871
  • Duration: 60 Min
This training program will offer an in-depth look at three important product regulations focused on materials compliance and ethical sourcing, along with the tools and policies needed to implement them.
CD/Recorded
$179
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Recorded/CD
How to Prepare an Effective Audit Manual for an Internal Audit Department

How to Prepare an Effective Audit Manual for an Internal Audit Department

  • Speaker: Marna Steuart
  • Product ID: 703684
  • Duration: 90 Min
This webinar will instruct attendees on how to develop an internal audit manual and offer start to finish instructions and templates on how to perform different types of audits given the project description. Audit fieldwork, audit reporting and follow-up, work-paper filing, and project closure are some of the other areas the webinar will cover.
CD/Recorded
$249
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Recorded/CD
Bank Secrecy Act Reporting Expectations - CTRs and SARs

Bank Secrecy Act Reporting Expectations - CTRs and SARs

  • Speaker: John F Reynolds
  • Product ID: 705443
  • Duration: 60 Min
This webinar will focus on the BSA reports and regulatory expectations including the requirements to file CTRs and SARs. Attendees will learn best practices to ensure AML compliance.
CD/Recorded
$179
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Recorded/CD
Challenges, Opportunities and Compliance Requirements for Same Day ACH (SDA)

Challenges, Opportunities and Compliance Requirements for Same Day ACH (SDA)

  • Speaker: Donna K Olheiser
  • Product ID: 704019
  • Duration: 60 Min
This training program will detail what just happened with the adoption of the new Same Day ACH Rule and what will it do for the ACH payments network. It will also help identify the impact on financial institutions (ODFIs and RDFIs), including their originators.
CD/Recorded
$229
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Recorded/CD
SR Letter 11-7 - Supervisory Guidance on Model Risk Management

SR Letter 11-7 - Supervisory Guidance on Model Risk Management

  • Speaker: Mario Mosse
  • Product ID: 703995
  • Duration: 90 Min
This training program will detail why SR Letter 11-7 has become the gold standard for model risk management, with its principle being adopted not only by banks but also virtually all U.S. financial institutions.
CD/Recorded
$249
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