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Home › Online Training ›  Finance, Sox & Internal control

Finance, SOX and Internal Controls Regulatory Compliance Training - Live Webinars, Recordings & CDs

Help your staff understand the basic regulatory requirements and also the small details which if overlooked could potentially have a big impact on your business. Ensure that your teams are knowledgeable about how the SOX compliance processes should be aligned with the relevant frameworks. Explore our wide range of training programs for Finance, SOX, and Internal Controls Regulatory Compliance.
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Recorded/CD
Sarbanes-Oxley, IT and Segregation of Duties

Sarbanes-Oxley, IT and Segregation of Duties

  • Speaker: George Spafford
  • Product ID: 700112
  • Duration: 60 Min
This segregation of duties (SOD) training/webinar in Sarbanes-Oxley and IT will provide an overview of the current interpretation of Sarbanes-Oxley and will talk about what risks that Sarbanes-Oxley is especially concerned with when it comes to segregation of duties.
CD/Recorded
$99
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Recorded/CD
New SEC Guidance on Sarbanes-Oxley Section 404

New SEC Guidance on Sarbanes-Oxley Section 404

  • Speaker: Bob Benoit
  • Product ID: 700538
  • Duration: 60 Min
This Sarbanes-Oxley Section 404 compliance training will discussed recent developments in the SEC guidance.
CD/Recorded
$149
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Recorded/CD
Virtual SOX Compliance

Virtual SOX Compliance

  • Speaker: Bob Benoit
  • Product ID: 700405
  • Duration: 60 Min
Virtual SOX is one of the first open doors to effective and efficient sox compliance pathway. Using technology and local administrative talent we can gather backup documents, scan, upload and observe access controls. The concept of performing a Section 404 effort completely remote requires us to have a very different paradigm shift.
CD/Recorded
$199
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Recorded/CD
What Every Firm Should Know About Business Continuity Compliance

What Every Firm Should Know About Business Continuity Compliance

  • Speaker: Henry Theberge
  • Product ID: 700251
  • Duration: 60 Min
This Corporate governance training will provide a basic understanding of business continuity, discuss why business continuity is important, for compliance with rule 466 and others, clarify what to look for during audits.
CD/Recorded
$249
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Recorded/CD
IT Governance and Controls for FDA & SOX compliance: The single solution

IT Governance and Controls for FDA & SOX compliance: The single solution

  • Speaker: James Robertson
  • Product ID: 700188
  • Duration: 60 Min
How a common COBIT-based IT control solution can satisfy multiple regulatory and business requirements. This seminar will show you that a common IT control solution should be available to satisfy multiple regulatory and business requirements.
CD/Recorded
$249
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Recorded/CD
10 Pre-SOX Tips for Smaller Public Companies

10 Pre-SOX Tips for Smaller Public Companies

  • Speaker: Bob Benoit
  • Product ID: 700133
  • Duration: 60 Min
In this SOX compliance training emphasis will be placed on key controls and company level controls that significantly influence the control structure in smaller organizations.
CD/Recorded
$249
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Recorded/CD
A Review of Sarbanes-Oxley's Impact on IT in Year Three

A Review of Sarbanes-Oxley's Impact on IT in Year Three

  • Speaker: George Spafford
  • Product ID: 700111
  • Duration: 60 Min
This SOX compliance training will benefit public companies who are either embarking on their Sarbanes-Oxley compliance journey or are struggling with sustaining their current control environment.
CD/Recorded
$249
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Recorded/CD
Reduce the cost of Sarbanes Oxley Compliance using Control Automation

Reduce the cost of Sarbanes Oxley Compliance using Control Automation

  • Speaker: Arthur Stewart
  • Product ID: 700068
  • Duration: 60 Min
This Sarbanes Oxley Compliance (SOX) training is targeted at compliance and risk managers who are looking to leverage leading technology to increase quality and reduce the costs of compliance and process management.
CD/Recorded
$199
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Recorded/CD
How to Establish an Effective IT Governance, Risk and Compliance (GRC) Framework - Organization and Responsibilities

How to Establish an Effective IT Governance, Risk and Compliance (GRC) Framework - Organization and Responsibilities

  • Speaker: Michael C Redmond
  • Product ID: 704991
  • Duration:
This training program will discuss how to develop a great GRC program that ensures proper governance, risk management and compliance management of all IT systems and processes that support the business operations.
CD/Recorded
$0
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Recorded/CD
Auditing Business Continuity Plans According to ISO 22301

Auditing Business Continuity Plans According to ISO 22301

  • Speaker: Michael C Redmond
  • Product ID: 704410
  • Duration:

This training will cover the best practices for implementing and auditing a Business Continuity Plan. The speaker will discuss the lifecycle of a BCP program with specific emphasis on Risk Assessment and Business Impact Analysis, Designing a living BCP & Testing & Maintenance. The program will also detail the various standards from FFIEC to ISO. Participants will understand what’s involved in a full BCP program and have insights based upon field experience that can be applied to Internal Audit work and BCP. The session will provide you with tools that you can bring back to your company to improve upon BCP programs & ability to audit them to provide targeted recommendations.
CD/Recorded
$0
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Recorded/CD
COMPLIMENTARY WEBINAR - How to Take Control of your Credit Card Processing Fees and Save Money Without Switching Processors

COMPLIMENTARY WEBINAR - How to Take Control of your Credit Card Processing Fees and Save Money Without Switching Processors

  • Speaker: Jeremy Layton
  • Product ID: 705207
  • Duration:
If your company processes over $50,000 in credit card volume per month, this webinar will explain certain strategies that will help reduce the processing fees you are charged.
CD/Recorded
$0
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Recorded/CD
Implementing and Auditing Business Continuity Plans

Implementing and Auditing Business Continuity Plans

  • Speaker: Michael C Redmond
  • Product ID: 704821
  • Duration:
This training program will provide an overview on how to create a business continuity audit plan that is effective and in line with the company's objectives. It will help attendees understand regulations, standards and requirements pertinent to business continuity audits as well. The webinar will define the risks or threats to the success of an audit plan and train attendees on how to test the controls in place to determine whether or not those risks are acceptable.
CD/Recorded
$249
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Recorded/CD
Developing a Highly Effective Enterprise Risk Management Program

Developing a Highly Effective Enterprise Risk Management Program

  • Speaker: Michael C Redmond
  • Product ID: 704827
  • Duration:
This webinar highlights the importance of an effective ERM program in project management and risk assessment. Attendees will learn how to implement a viable ERM program including documenting and testing it.
CD/Recorded
$0
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