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Home › Online Training ›  Risk Management & Controls

Risk Management and Controls Regulatory Compliance Training - Live Webinars, Recordings & CDs

The risk management courses on this page are designed to help you strengthen your professional profile and add value to your organization. These courses will help you get insights associated with the numerous laws pertaining to risk management. You will learn how to manage business risks such as developing risks around competition, operational strategies, vendor risk management, establishing meaningful metrics, avoiding decision-making errors, and much more.
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Recorded/CD
Designing and Using KPI's and Performance Dashboard

Designing and Using KPI's and Performance Dashboard

  • Speaker: Miles Hutchinson
  • Product ID: 703405
  • Duration: 90 Min
This webinar will explain how to design, implement and monitor critical Key Performance Indicators (KPIs) using powerful performance dashboards.
CD/Recorded
$0
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Recorded/CD
New Paradigm in Risk Management and Compliance: How to Anticipate and Prepare for More Regulatory Scrutiny

New Paradigm in Risk Management and Compliance: How to Anticipate and Prepare for More Regulatory Scrutiny

  • Speaker: Fred Vacelet
  • Product ID: 705183
  • Duration: 60 Min
Understand the paradigm shift in credit risk, market risk and risk regulation. In this webinar training, we will prescribe an antidote against the dust of old risk management thinking, and submit views on what the post-crisis risk management ideas may be.
CD/Recorded
$0
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Recorded/CD
Surviving an FDA Sponsor Inspection - Training for Success

Surviving an FDA Sponsor Inspection - Training for Success

  • Speaker: Stephen Schwartz
  • Product ID: 704516
  • Duration: 105 Min
This training program will review a case study derived from actual inspections wherein FDA performed a sponsor site inspection having already audited three of the investigator sites. FDA was aware from these site audits of potential serious noncompliance issues. The course will also discuss Sponsor/CRO/investigator relationship issues from these three site audits.
CD/Recorded
$199
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Recorded/CD
Analyzing IFRS Financial Statements - What’s the Difference?

Analyzing IFRS Financial Statements - What’s the Difference?

  • Speaker: Mike Morley
  • Product ID: 704558
  • Duration: 60 Min
This training program will answer questions related to IFRS financial statements and compare them to GAAP based statements using numbers from examples that come from every-day life. The course will also analyze the four key principles of IFRS and the cash flow statement, and discuss using financial statement notes to decode the numbers.
CD/Recorded
$159
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Recorded/CD
Operational Risk for Financial Institutions, Beyond Regulatory Constraints

Operational Risk for Financial Institutions, Beyond Regulatory Constraints

  • Speaker: Fred Vacelet
  • Product ID: 703260
  • Duration: 90 Min
This banking regulatory compliance training will help you understand operational risks in your organization and their impact on an organization’s efficiency. By attending this webinar you will learn the tools and techniques for managing the most important risks.
CD/Recorded
$0
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Recorded/CD
4-hr Virtual Seminar: Financial Controller Job - Roles, Responsibilities and Skills for Success

4-hr Virtual Seminar: Financial Controller Job - Roles, Responsibilities and Skills for Success

  • Speaker: Miles Hutchinson
  • Product ID: 704024
  • Duration: 4 hrs
This training program will guide attendees on what it takes to become a successful controller. The program will help identify the primary functions and responsibilities of the controller and how your role will change as you move into this position.
CD/Recorded
$379
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Recorded/CD
Procurement Cards (P-Cards) - Fraud Detection, Prevention, and Deterrence

Procurement Cards (P-Cards) - Fraud Detection, Prevention, and Deterrence

  • Speaker: Chris Doxey
  • Product ID: 702646
  • Duration: 60 Min
This webinar on procurement cards fraud prevention will help you identify the ‘red flags' of P-Card fraud and will provide a practical internal controls toolkit that will help reduce the potential for fraud and mitigate risk within the process.
CD/Recorded
$199
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Recorded/CD
How to Build and Use a Risk Bow Tie

How to Build and Use a Risk Bow Tie

  • Speaker: Mario Mosse
  • Product ID: 705009
  • Duration: 90 Min
This training program will define and discuss the bowtie risk assessment method used to analyze and establish causal relationships in high risk scenarios. Named after the shape of the diagram created, bowties provide an excellent visual representation of the potential causes and consequences of a risk scenario and help ensure that all relevant information is identified and properly assessed.
CD/Recorded
$169
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Recorded/CD
The Fraud Risk Mitigation Cycle: Powerful Detection and Prevention Framework

The Fraud Risk Mitigation Cycle: Powerful Detection and Prevention Framework

  • Speaker: Peter Goldmann
  • Product ID: 703154
  • Duration: 90 Min
This training program will facilitate participants’ understanding of fraud risks, detecting fraud indicators, gathering evidence to substantiate suspicions of actual wrongdoing and eliminating control weaknesses in all pertinent business functions.
CD/Recorded
$149
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Recorded/CD
Generational Divide: What's Behind Generational Differences in the Workplace?

Generational Divide: What's Behind Generational Differences in the Workplace?

  • Speaker: Mary Gormandy White
  • Product ID: 704362
  • Duration: 60 Min
In this training program, participants will learn how and why the generations differ in terms of how they approach work - focused on understanding the unique perspectives, contributions and value of each generation. Supervisors will also learn practical best practice tips and suggestions they can apply to effectively manage employees outside their own generation - both older and younger.
CD/Recorded
$149
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Recorded/CD
Understanding International ACH Transaction

Understanding International ACH Transaction

  • Speaker: Jane Hennessy
  • Product ID: 703432
  • Duration: 60 Min
This webinar will explain concept of ACH, how it works, rationale for choosing it and how it differs from US domestic ACH. It will also discuss what International Payments Framework Association (IPFA) is and how does it address International ACH issues. Instructor will cover the relevance of Customer benefits and value proposition regarding ACH and why it should be preferred over wire transfers.
CD/Recorded
$179
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Recorded/CD
Appraisal Function: What Many Banks Get Wrong

Appraisal Function: What Many Banks Get Wrong

  • Speaker: Heidi Lee
  • Product ID: 705168
  • Duration: 90 Min
This training program will focus on the most important elements of the appraisal regulations that foster safety and improves financial institutions’ regulatory compliance. It will also discuss best practices for integration of the Interagency Appraisal and Evaluation Guidelines into an institution’s appraisal policy and practices, and outline the importance of a risk-based decision process within the appraisal function that is uninfluenced by other departments.
CD/Recorded
$189
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Recorded/CD
Fair Debt Collection Practices Act - FDCPA, FCRA, Easily-Broken HIPAA, Civil Liability, Bad Check Laws, Promissory Notes, Mini-Miranda Warning

Fair Debt Collection Practices Act - FDCPA, FCRA, Easily-Broken HIPAA, Civil Liability, Bad Check Laws, Promissory Notes, Mini-Miranda Warning

  • Speaker: David Sanders
  • Product ID: 704686
  • Duration: 90 Min
In this fast-paced and informative training program, attendees will learn exactly what violates the Fair Debt Collection Practices Act (FDCPA) and other laws that lead to costly fines and judgments. The program will also overview consumer vs. commercial bankruptcy and the differences between Chapter 7, 11 and 13.
CD/Recorded
$179
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Recorded/CD
Implementing Financial Dashboards: Moving Beyond Metrics

Implementing Financial Dashboards: Moving Beyond Metrics

  • Speaker: Chris Doxey
  • Product ID: 704501
  • Duration: 60 Min
This training program will explore how the initiatives that have the most value and result in true continuous improvement efforts are often the ones that are developed by a specific operational area such as accounts payable. If a metrics program is developed by the business owner of an operation, the results will be well defined and will represent the process components very well and will help to drive results. With a real time dashboard, actions can be immediately taken based on the results.
CD/Recorded
$159
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Recorded/CD
Quality Risk Management Overview for Pharma, Biopharma and Combination Products - ICH Q9/ISO 14971

Quality Risk Management Overview for Pharma, Biopharma and Combination Products - ICH Q9/ISO 14971

  • Speaker: Tanvir Mahmud
  • Product ID: 702422
  • Duration: 90 Min
This 90-minute webinar will cover principles and provide examples of tools for quality risk management that can be applied to different aspects of pharmaceutical quality. It will provide you with the knowledge and understanding needed to improve patient safety and also to prepare your organization for regulatory inspections.
CD/Recorded
$189
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Recorded/CD
Failure Mode Effects Analysis

Failure Mode Effects Analysis

  • Speaker: Michael Abitz
  • Product ID: 705333
  • Duration: 60 Min
This webinar will explain how to create Failure Mode Effects Analysis (FMEA) by combining Effective Information Collection (EIC), Process Reliability Modeling (PRM) and Failure Mode Effect Criticality Analysis (FMECA). It will also cover the methods for determining root causes of process problems and effective tools for repair of ineffective processes.
CD/Recorded
$189
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Recorded/CD
BSA/ AML - Following the Money, the Difference between Money Laundering and Terrorist Financing and How to Combat Both

BSA/ AML - Following the Money, the Difference between Money Laundering and Terrorist Financing and How to Combat Both

  • Speaker: Jason Simpson
  • Product ID: 703055
  • Duration: 60 Min
This AML training will provide you the tools to identify the differences between money laundering and terrorist financing and how to protect your financial institute against potential criminal activity. It will also highlight the complexities of modern day proactive compliance departments.
CD/Recorded
$189
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Recorded/CD
Red Flags and EDD for Non-Bank Financial Institutions

Red Flags and EDD for Non-Bank Financial Institutions

  • Speaker: Vicki Landon
  • Product ID: 703536
  • Duration: 60 Min
This webinar will address the red flags that may indicate money laundering and fraud in non-bank financial institutions. It will also provide guidelines for conducting enhanced due diligence (EDD).
CD/Recorded
$189
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Recorded/CD
Sarbanes-Oxley Act Section 404: How to Establish an Effective Internal Controls System

Sarbanes-Oxley Act Section 404: How to Establish an Effective Internal Controls System

  • Speaker: David Sanders
  • Product ID: 704395
  • Duration: 90 Min
This webinar will enhance your knowledge of SOX Section 404 (Sarbanes-Oxley Act Section 404) by helping you understand the elements of an internal controls system. Internal controls are a key part of any organization's continued growth, performance and success. With fraud at an all-time high, a well-designed internal control structure will enhance operations by improving your department's overall security and effectiveness. SOX Section 404 mandates that all publicly-traded companies must establish internal controls and procedures for financial reporting and must document, test and maintain those controls and procedures to ensure their effectiveness.
CD/Recorded
$249
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Recorded/CD
Understanding Aseptic Technique and Cleanroom Behavior

Understanding Aseptic Technique and Cleanroom Behavior

  • Speaker: Danielle DeLucy
  • Product ID: 704429
  • Duration: 60 Min
This training program will discuss how, in sterile compounding, aseptic technique is contributing to the prevention of microbiological contamination. It provides sterility, safety, and efficacy to the sterile product, especially various injections for patients. In this course, cleaning, gowning and proper methods of contamination control will be reviewed along with why clean rooms are designed the way they are.
CD/Recorded
$299
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