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Home › Online Training ›  Risk Management & Controls

Risk Management and Controls Regulatory Compliance Training - Live Webinars, Recordings & CDs

The risk management courses on this page are designed to help you strengthen your professional profile and add value to your organization. These courses will help you get insights associated with the numerous laws pertaining to risk management. You will learn how to manage business risks such as developing risks around competition, operational strategies, vendor risk management, establishing meaningful metrics, avoiding decision-making errors, and much more.
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Recorded/CD
FATCA - Implications, Changes and How to Implement in a Foreign Financial Institution

FATCA - Implications, Changes and How to Implement in a Foreign Financial Institution

  • Speaker: Jason Simpson
  • Product ID: 702989
  • Duration: 60 Min
This training on Foreign Account Tax Compliance Act (FATCA ) will highlight the evolution of the Act and its current regulations. It will also provide attendees practical and effective methods for solid FATCA implementation along with tools for identifying FATCA specific complexities in order to avoid enforcement actions.
CD/Recorded
$249
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Recorded/CD
Cyber Security : Dealing with Cyber Issues in Your Business Continuity Planning

Cyber Security : Dealing with Cyber Issues in Your Business Continuity Planning

  • Speaker: Michael C Redmond
  • Product ID: 704820
  • Duration:
This webinar training will discuss how to create, test and implement an effective cyber Incident program to counter cyber threat and malware attacks. The Instructor will explain how to measure an organisation’s susceptibility to a cyber attack and will outline critical action areas in such event.
CD/Recorded
$249
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Recorded/CD
Record Retention and Destruction Compliance

Record Retention and Destruction Compliance

  • Speaker: David Sanders
  • Product ID: 704445
  • Duration: 90 Min
This training program will offer attendees an understanding of record schedule defensibility and best practices to take steps toward improvements. The IRS states entities need to be fully informed of the code relating to Record Retention and Destruction to determine what records are necessary to stay in compliance or face fines. According to IRS and state statistics of the entities audited over the past three years, 82% could not supply adequate records to pass an audit - resulting in substantial fines for non-compliance.
CD/Recorded
$249
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Recorded/CD
EDD what are the auditors looking for?

EDD what are the auditors looking for?

  • Speaker: Vicki Landon
  • Product ID: 703455
  • Duration: 90 Min
This webinar will explain the concept of Enhanced Due Diligence (EDD), including EDD time tables and checklist. Attendees will learn how to conduct Enhanced Due Diligence (EDD) that will satisfy the auditors.
CD/Recorded
$249
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Recorded/CD
New Revenue Recognition Rules - Necessary Steps for a Transition

New Revenue Recognition Rules - Necessary Steps for a Transition

  • Speaker: David Sanders
  • Product ID: 704365
  • Duration: 90 Min
Revenue Recognition Rules are changing! Over the next three years companies will undergo a major change in recording revenue. This training program will help you to gain an understanding of the elements of New Revenue Recognition Rules, so you can prepare for this change by developing a program management team, updating business processes and internal controls, learning dependencies on data, and developing your revenue automation updates and IT involvement for the new standard.
CD/Recorded
$249
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Recorded/CD
U.S. Adverse Event Reporting Regulations for Drugs, Dietary Supplements and Cosmetics

U.S. Adverse Event Reporting Regulations for Drugs, Dietary Supplements and Cosmetics

  • Speaker: Norma Skolnik
  • Product ID: 704371
  • Duration: 60 Min
In order to market dietary supplements and OTC drugs in the U.S., reporting serious adverse events is required. It’s essential to understand these important FDA requirements to assure regulatory compliance and avoid an FDA warning letter or 483 audit issues.
CD/Recorded
$249
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Recorded/CD
New and Expected Guidance’s on Data Standards and Electronic Submissions for Drugs and Medical Products

New and Expected Guidance’s on Data Standards and Electronic Submissions for Drugs and Medical Products

  • Speaker: Angela Bazigos
  • Product ID: 704529
  • Duration: 90 Min
This training program will examine the approval process for drugs, biologics and devices and elaborate FDA submission requirements and guidances. It will also discuss electronic regulatory submission and gateway for FDA and FDA eCTD guidance and specifications.
CD/Recorded
$249
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Recorded/CD
AML Investigations and SAR Preparation

AML Investigations and SAR Preparation

  • Speaker: Armen Khachadourian
  • Product ID: 704406
  • Duration: 90 Min
This training program will provide guidance in recognizing, investigating and reporting suspicious activities. It will also discuss instructions on implementing and maintaining an enterprise wide compliance program to safeguard the financial system from illicit use and combat money laundering and promote national security through the collection, analysis, and dissemination of financial intelligence to the regulatory authorities.
CD/Recorded
$249
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Recorded/CD
BSA/AML - What is Old is New Again?

BSA/AML - What is Old is New Again?

  • Speaker: Armen Khachadourian
  • Product ID: 703352
  • Duration: 90 Min
This webinar will provide attendees a clear understanding of the compliance department of the future. Attendees will learn the best practices to ensure BSA and AML compliance and avoid failure and fines.
CD/Recorded
$249
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Recorded/CD
The Alarming State of Wire Transfer Fraud

The Alarming State of Wire Transfer Fraud

  • Speaker: Rayleen M Pirnie
  • Product ID: 705070
  • Duration: 90 Min
Wire transfer fraud has often rendered businesses and financial institutions helpless despite their best efforts to combat the threat. This training program will identify the red flags of common forms of wire transfer fraud and help understand how you can isolate your organization and help combat fraud. The webinar instructor will also review sound risk assessment practices to help minimize exposure.
CD/Recorded
$199
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Recorded/CD
Validation and Use of Excel® Spreadsheets in FDA Regulated Environments

Validation and Use of Excel® Spreadsheets in FDA Regulated Environments

  • Speaker: Dr. Ludwig Huber
  • Product ID: 701242
  • Duration: 75 Min
This excel validation training / webinar will demonstrate how to design spreadsheets for Part 11/GxP /SOX/HIPAA compliance. And how to document planning, specifications, installation, testing and changes to meet FDA requirements.
CD/Recorded
$189
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Recorded/CD
Panama Papers and PEP Screening - KYC and Sanctions Filtering

Panama Papers and PEP Screening - KYC and Sanctions Filtering

  • Speaker: Armen Khachadourian
  • Product ID: 704630
  • Duration: 90 Min
This training program will explore the operational implications of dealing with heightened-risk categories such as PEP screening at the heels of the Panama Papers controversy. The program will also discuss the current changes in the marketplace and expose the new faces of AML and examine areas of PEP regulation that pose present and future challenges for regulated businesses.
CD/Recorded
$249
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Recorded/CD
Effective Training Practices for FDA Compliance

Effective Training Practices for FDA Compliance

  • Speaker: Dr. Ludwig Huber
  • Product ID: 701243
  • Duration: 75 Min
This FDA compliance webinar will help the attendees develop an effective training program and training plans for an organization. Attendees will learn GxP training requirements in US and EU.
CD/Recorded
$249
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Recorded/CD
Handling Consumer ACH Disputes: Advanced ACH Sticky Situations

Handling Consumer ACH Disputes: Advanced ACH Sticky Situations

  • Speaker: Rayleen M Pirnie
  • Product ID: 705100
  • Duration: 90 Min
This ACH training program will review common consumer issues and situations while handling ACH disputes. It will guide participants in deciding the appropriate course of action in given situations. Participants will also learn what to do when a customer/member won’t complete a WSUD.
CD/Recorded
$179
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Recorded/CD
CMS Hospital Improvement Act Proposed Changes: Nursing, Medical Records, Infection Control, Antibiotic Stewardship Program, Restraints, QAPI

CMS Hospital Improvement Act Proposed Changes: Nursing, Medical Records, Infection Control, Antibiotic Stewardship Program, Restraints, QAPI

  • Speaker: Sue Dill Calloway
  • Product ID: 705197
  • Duration: 120 Min
This program is going to cover the proposed changes that CMS wants to make for all hospitals including critical access hospitals. These changes will affect many different departments of the hospital including nursing, QAPI, medical records, lab, restraint standards, discrimination, patient rights, and more.
CD/Recorded
$279
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Recorded/CD
The Board of Directors Role in Cybersecurity

The Board of Directors Role in Cybersecurity

  • Speaker: Rayleen M Pirnie
  • Product ID: 705117
  • Duration: 60 Min
This webinar will break down the Board’s role in effective cybersecurity oversight, the 12 questions a board member should be knowing to answer, key principles of oversight, tips and resources for board.
CD/Recorded
$179
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Recorded/CD
Cyber Incident Response Plans: Planning for the Inevitable

Cyber Incident Response Plans: Planning for the Inevitable

  • Speaker: Rayleen M Pirnie
  • Product ID: 704414
  • Duration: 90 Min
This webinar training analyzes critical components of a Cyber Incident Response Plan and provides recommendations on how to prepare all staff for the inevitable situations. From internal considerations to your external solution providers, get a realistic view of how a cyber-attack can quickly spiral a typical day into complete chaos and cause significant losses without preparation. Attendees will receive a Cyber Incident Response Plan checklist to help their Incident Response Team analyze or develop a Plan.
CD/Recorded
$199
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Recorded/CD
Extractables and Leachables in Early Phase Development

Extractables and Leachables in Early Phase Development

  • Speaker: Wayland Rushing
  • Product ID: 704517
  • Duration: 60 Min
This training program will offer insight into where extractables and leachables come from. Attendees will learn the regulatory expectations and trends for extractables and leachables in early phase development and learn which products may require E&L data in early phases. The program will also focus on how to design programs to meet the needs of early phase development – i.e. phase appropriate E&L programs.
CD/Recorded
$179
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Recorded/CD
Practical Risk Appetite and Risk Tolerance

Practical Risk Appetite and Risk Tolerance

  • Speaker: Mario Mosse
  • Product ID: 704949
  • Duration: 90 Min
This webinar will discuss how to implement and monitor risk policy. The instructor will explain the challenges and opportunities involved in developing and implementing an effective risk appetite statement, which is supported by risk limits, and the determination of actual exposure against those limits and risk tolerance.
CD/Recorded
$229
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Recorded/CD
How to Conduct a HIPAA Risk Assessment

How to Conduct a HIPAA Risk Assessment

  • Speaker: Brian Tuttle
  • Product ID: 704592
  • Duration: 60 Min
This training program will cover the proper methodologies of conducting a HIPAA risk assessment based on the formula used by federal auditors and based on the NIST (National Institute of Standard for Technologies) guidelines. The session will also cover the most important aspects to be aware of in terms of the federal auditing process as well as the new risks regarding patients suing for wrongful disclosures.
CD/Recorded
$249
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