ComplianceOnline

Security-Based Swap Reporting – SEC Proposes Regulation SBSR

  • Date: November 27, 2010
  • Source: Admin
Webinar All Access Pass Subscription Abstract:

The Securities & Exchange Commission is to propose new rules on the modus operandi of reporting and publicly disseminating security-based swap transactions. Security-based swaps are swaps based on a single security or loan or a narrow-based group or index of securities or events relating to a single issuer or issuers of securities in a narrow-based security index.

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