Compliance Training Webinars for Regulated Industries

This training program will list the documents required for equipment qualification and process validation and discuss how to manage documents appropriately. Attendees will gain insight into best practices for writing and maintaining a Validation Master Plan (VMP). The course will also discuss best practices for writing and executing sound protocols for equipment qualification (IQ, OQ, PQ) and process validation.

This training program will discuss common forms of wire fraud such as: account takeover (consumer, corporate, and institution internal accounts); false invoices / money mules and advance fee frauds; business email compromise; and supply chain fraud. It will also discuss wire fraud detection, fraud mitigation, and sound business practices to thwart attempts.

Information technology assets and information need to be protected against unauthorized internal or external access and cyberattacks. These attacks may result in data destruction, alteration, unavailability or breach of confidentiality. This training program will discuss how developing and maintaining a cyber risk register is a fundamental step toward inventorying, assessing and addressing cyber risks threatening your organization.

This webinar training will discuss about the whistleblower claims and NO FEAR Act. The Instructor will discuss the types of whistleblower claims and new developments under the No FEAR Act. Participants will learn how to manage internal investigation and litigation issues.

A risk register, also known as a risk log, serves as a central repository for the organization's risk information. This training program will discuss its key function, i.e., to provide management, the board, and key stakeholders with significant information on the main risks faced by the organization. The program will also delve into designing and using your own ‘fit-for-purpose’ risk register.

This webinar will present a Lifecycle Risk Management System that meets FDA and ISO requirements. That risk management system (based on ISO 14971) creates a closed loop system that identifies risks, and uses field use feedback to adjust risks and to improve designs and processes. The objective evidence produced by a Lifecycle Risk Management Systems can be used to demonstrate risk management compliance to 21 CFR Part 820 and ISO 13485.

This webinar training will help you identify common ACH frauds. The instructor will discuss the sound business practices and easy to implement internal controls proven to reduce losses and how to review common financial institution offered solutions to further minimize exposure.

This webinar training will explain the process of preparing and reporting personal financial statements. The Instructor will discuss the key steps and authoritative guidance related to personal financial statements and how to interpret the guidance.

This webinar will discuss the FDA requirements for pharmacovigilance and complaint evaluation under GMP

This training program will cover the 2016 regulatory changes and updates for the FDA (US Food and Drug Administration) and the CFIA (Canadian Food Inspection Agency). The program will also discuss updated product code classifications, license requirements for SFCA/CFIA, Automated Import Reference System updates and latest product marking requirements.

In this webinar, participants will learn how cash flows interact with financial statements. The Instructor will help in understanding cash flows in funding strategic initiatives. They will also learn about the bank reconciliations for various types of transactions and preparation of banking relationships for a merger.

This training program will focus on the entire payments and settlements process: beginning with the making of a payment and ending with the payment being received by the beneficiary and settled in a manner that makes it final and irrevocable.

This training program will highlight the practices prohibited by the FCPA. It will help determine if your current travel and entertainment policy is in compliance and discuss what accounting and anti-bribery violations are covered.

This presentation will provide tax and compliance professionals with an understanding of the stages of an audit with potential criminal exposure. Panelists will discuss the sources of criminal tax cases and the evaluation and investigation involved in an “eggshell audit”. The panelists will also cover the coordination between the IRS civil team and IRS criminal investigation division.

This webinar highlights how one can identify red flags of frauds, asset misappropriation and corruption. Presented by the former Inspector General of the SEC, the webinar provides specific and concrete tips to identify potential red flags before there is significant exposure.

This webinar training will discuss the state insurance regulatory developments from 2008 through today regarding the (NAIC) Solvency Modernization Initiative (SMI). Participants who attend this webinar will receive a comprehensive, in-depth review of the various state insurance solvency modernization initiatives, along with a better understanding of how such initiatives will directly impact their daily operations.

This webinar training will provide an overall view of the current state and future of automation to help attendees make strategic decisions to prioritize their projects and understand technologies to invest in. The instructor will explain why automation is important, types of solutions available, and current gaps.

This webinar training will explore B2B ACH payments. The instructor will explain how to isolate benefits and risks and discuss various options including Credit Push vs. Debit, and analyze critical authorization provisions. He will also investigate sound business practices to successfully managing business to business ACH payments.

This webinar training will help you implement ISO standards in your Enterprise risk management (ERM) system and understand the benefits. This session will enable on how to integrate ISO 27001 in your organization as the main structure for information security management.

This webinar will offer guidelines on how organizations should take a short-, medium-, and long-term vision of their enterprise-wide contingency and business continuity plan preparation. It will also offer best practices to upgrade your Business Continuality Plan (BCP) to cope with a whole variety of new current and forecast threats, with uncertain times of occurrence, in a dynamic business and global threat panorama.