ComplianceOnline

Audit and Inspection Training - Live Webinars, Recordings & CDs

The courses on this page cover pre-audit preparations, during audit processes, post-audit processes, Dos and Don'ts, and more. The programs cover regulatory audits, internal audits, and other quality audits. Browse our wide range of courses designed to help you identify your strengths and problem areas, find solutions, and boost your morale.

Recorded/CD
Investment Performance Risk - Deep Dive into Leverage

Investment Performance Risk - Deep Dive into Leverage

  • Speaker: Robert Geary
  • Product ID: 704811
  • Duration: 60 Min
This training program will provide an in depth understanding of the management of investment performance risk as an individual investor and in the investment relationship of a money manager. Participants will learn to fully recognize and evaluate the use of leverage and establish the appropriateness of leverage in a portfolio or a single investment.
CD/Recorded
$0
Recorded/CD
Audits - Seven reasons they don't work

Audits - Seven reasons they don't work

  • Speaker: Susanne Manz
  • Product ID: 705042
  • Duration: 90 Min
Continuous Improvement starts with awareness of issues and opportunities. And without an effective internal audit program, management lacks awareness of the issues within their quality system. Management is blind to the gaps in the quality system and the risk that poses for the company. Even worse, management is blind to the impact on product quality and risk to the customer. This webinar will highlight red-flags and ways reduce compliance and quality risk.
CD/Recorded
$0
Recorded/CD
Phase I First-in-Man Studies: What is Special About How and Where These Trials are Conducted?

Phase I First-in-Man Studies: What is Special About How and Where These Trials are Conducted?

  • Speaker: Charles H Pierce
  • Product ID: 704842
  • Duration: 90 Min
This webinar will discuss the expectations of Phase 1 'First-in-Man' clinical studies, contrast the testing of pharmacokinetics and pharmacodynamics, differentiate safety testing in Phase 1 and 3 and describe the process of establishing the starting dose.
CD/Recorded
$50
Recorded/CD
OSHA Recordkeeping for 2017: Beyond the OSHA 300 Summary

OSHA Recordkeeping for 2017: Beyond the OSHA 300 Summary

  • Speaker: David A Casavant
  • Product ID: 703492
  • Duration: 90 Min
This webinar will focus on the OSHA recordkeeping requirements. Attendees will learn how to ensure compliance with these regulations and avoid OSHA citations and fines.
CD/Recorded
$149
Recorded/CD
OSHA's Famous Top 10 List of Citations: General Industry and Construction Industry Standards

OSHA's Famous Top 10 List of Citations: General Industry and Construction Industry Standards

  • Speaker: Michael Aust
  • Product ID: 704216
  • Duration: 60 Min
This training program will review OSHA’s top 10 list of citations for general industry (29CFR1910) and construction industry (29CFR1926) - FY 2015. It will explain best practices to stay ahead of OSHA enforcement actions.
CD/Recorded
$199
Recorded/CD
The Department of Labor's Fiduciary the New Final Rule - Best Practices for Conducting a Due Diligence and Reviewing the Best Interest Contract Exemption

The Department of Labor's Fiduciary the New Final Rule - Best Practices for Conducting a Due Diligence and Reviewing the Best Interest Contract Exemption

  • Speaker: Lisa Marsden
  • Product ID: 705021
  • Duration: 60 Min
This 60-minute training session will provide a detailed overview of the Department of Labor’s Final Fiduciary Rule including the history and on-going resistance to the rule. The session will delve into details on how the rule was established and who it will be applied to. The webinar instructor will discuss the summary of the details of the new final rule and what firms must do to comply.
CD/Recorded
$179
Recorded/CD
Precision Tools for Error Reduction: Strategies and Implementation Techniques

Precision Tools for Error Reduction: Strategies and Implementation Techniques

  • Speaker: Ginette M Collazo
  • Product ID: 704364
  • Duration: 90 Min
This training program will analyze the factors and causes behind human errors. It will define the process to manage human error deviations and participants will learn about human error measurement. The program will also discuss tools for measurement and Key Performance Indicators (KPIs).
CD/Recorded
$179
Recorded/CD
Not the Final Frontier: Developing Cultural Competence

Not the Final Frontier: Developing Cultural Competence

  • Speaker: Jacquiline M Wagner
  • Product ID: 704740
  • Duration: 60 Min
This training program will focus on the value of inviting different perspectives and world views into the workplace, to become culturally competent. It will also explore cultural competence development models and illustrate the U.S. Army’s approach to cultural competency as an example.
CD/Recorded
$0
Recorded/CD
Compliance with the New EU Clinical Trial Regulation

Compliance with the New EU Clinical Trial Regulation

  • Speaker: Laura Brown
  • Product ID: 705007
  • Duration: 60 Min
This webinar will provide an essential understanding to help with compliance with the new regulation and associated implementing acts and other texts for carrying out clinical trials in the EU.
CD/Recorded
$0
Recorded/CD
How to Manage Reputational Risk

How to Manage Reputational Risk

  • Speaker: Mario Mosse
  • Product ID: 705012
  • Duration: 90 Min
Reputation risk is the risk of loss resulting from damages to a firm's reputation, in lost revenue; increased operating, capital or regulatory costs; or destruction of shareholder value, due to an adverse or potentially criminal event even if the company is not found guilty. This training program will explore the hidden danger behind reputational risk that can pose a threat to the survival of the biggest and best-run companies, often wiping out millions or billions of dollars in market capitalization or future revenues and occasionally resulting in a change at the uppermost levels of management.
CD/Recorded
$179
Recorded/CD
The Overall Annual Compliance Review - Latest Advisers Act

The Overall Annual Compliance Review - Latest Advisers Act

  • Speaker: Lisa Marsden
  • Product ID: 705016
  • Duration: 60 Min
This webinar will focus on compliance requirements to prevent violations of the Advisers Act. The training program will also discuss how to design your firm’s annual review and effectively manage the review process.
CD/Recorded
$0
Recorded/CD
Cyber Security Risk Assessment

Cyber Security Risk Assessment

  • Speaker: Michael C Redmond
  • Product ID: 704523
  • Duration: 60 Min
This training program will examine strategic planning to prepare and review your cyber and information security risks, cyber risks and impact analysis, IT outsourcing, and other underlying risks. The program will help attendees identify, analyze and document the events and environmental surroundings that can adversely affect an organization.
CD/Recorded
$249
Recorded/CD
What are ACH Payments, How Do They Work and What Does That Mean - Essentials of ACH Payments

What are ACH Payments, How Do They Work and What Does That Mean - Essentials of ACH Payments

  • Speaker: Donna K Olheiser
  • Product ID: 704281
  • Duration: 90 Min
This training program will help attendees identify what is the ACH network and examples of ACH electronic payments. It will list the five basic participants in each electronic ACH transaction and describe the settlement process and the difference between a debit and a credit ACH transaction.
CD/Recorded
$179
Recorded/CD
Why I should test raw materials for microbial presence and what is the microbiological and business risk if I choose not to?

Why I should test raw materials for microbial presence and what is the microbiological and business risk if I choose not to?

  • Speaker: Henry Urbach
  • Product ID: 703058
  • Duration: 90 Min
This webinar on biopharmaceutical raw material testing will discuss how to implement processes for the control of microbial contamination, establish microbial limits and mitigate the risk of contamination.
CD/Recorded
$199
Recorded/CD
Navigating the variations in state food regulatory structure

Navigating the variations in state food regulatory structure

  • Speaker: Darin Detwiler
  • Product ID: 705006
  • Duration: 90 Min
This course is designed to bring food industry leaders up to speed with the latest research in states’ food regulatory characteristics. The goal is to enable industry leaders to better understand and navigate through the state-by-state nuances.
CD/Recorded
$0
Recorded/CD
Compliance with the New ICH GCP revised 2 Guidelines

Compliance with the New ICH GCP revised 2 Guidelines

  • Speaker: Laura Brown
  • Product ID: 704989
  • Duration: 60 Min
This New ICH GCP E6 Revision 2 changes will cover those new requirements for running clinical trials, evaluate the changes and discuss how to implement these for sponsors, CROs and study sites. This session will enable you to meet the new international GCP standard to ensure the acceptance of clinical trial data by the regulatory authorities internationally including the European Union (EU), Japan, the United States, Canada and Switzerland.
CD/Recorded
$0
Recorded/CD
Creating a Good Design History File (DHF) for Audit Success

Creating a Good Design History File (DHF) for Audit Success

  • Speaker: Mercedes Massana
  • Product ID: 701978
  • Duration: 60 Min
This DHF regulatory compliance training will discuss the structure of a good Design History File, elements to look for when auditing a DHF and how to address issues. It will provide the information necessary to maintain a good DHF that will help manufacturers during a regulatory compliance audit.
CD/Recorded
$279
Recorded/CD
Equipment Qualification Basics

Equipment Qualification Basics

  • Speaker: Joy McElroy
  • Product ID: 704403
  • Duration: 90 Min
This training program will list the documents required for equipment qualification and process validation and discuss how to manage documents appropriately. Attendees will gain insight into best practices for writing and maintaining a Validation Master Plan (VMP). The course will also discuss best practices for writing and executing sound protocols for equipment qualification (IQ, OQ, PQ) and process validation.
CD/Recorded
$159
Recorded/CD
Wire Fraud - Detection and Prevention

Wire Fraud - Detection and Prevention

  • Speaker: Rayleen M Pirnie
  • Product ID: 704399
  • Duration: 90 Min
This training program will discuss common forms of wire fraud such as: account takeover (consumer, corporate, and institution internal accounts); false invoices / money mules and advance fee frauds; business email compromise; and supply chain fraud. It will also discuss wire fraud detection, fraud mitigation, and sound business practices to thwart attempts.
CD/Recorded
$179
Recorded/CD
Cyber Risk Register: The Cornerstone for Understanding and Managing Cyber Risk

Cyber Risk Register: The Cornerstone for Understanding and Managing Cyber Risk

  • Speaker: Mario Mosse
  • Product ID: 704977
  • Duration: 90 Min
Information technology assets and information need to be protected against unauthorized internal or external access and cyberattacks. These attacks may result in data destruction, alteration, unavailability or breach of confidentiality. This training program will discuss how developing and maintaining a cyber risk register is a fundamental step toward inventorying, assessing and addressing cyber risks threatening your organization.
CD/Recorded
$179
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