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Home › Online Training ›  Audit & Inspection-Role

Audit and Inspection Training - Live Webinars, Recordings & CDs

The courses on this page cover pre-audit preparations, during audit processes, post-audit processes, Dos and Don'ts, and more. The programs cover regulatory audits, internal audits, and other quality audits. Browse our wide range of courses designed to help you identify your strengths and problem areas, find solutions, and boost your morale.
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Recorded/CD
Institutional Review Boards (IRBs): The Changing Landscape and the Effect on the Conduct of Clinical Research

Institutional Review Boards (IRBs): The Changing Landscape and the Effect on the Conduct of Clinical Research

  • Speaker: Sarah Fowler Dixon
  • Product ID: 703400
  • Duration: 60 Min
This clinical research training will explain the Institutional Review Board (IRB) models. It will discuss the regulatory framework for IRB review including 21 CFR 50, 56 and 45 CFR 46.
CD/Recorded
$229
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Recorded/CD
"I Work Alone": Limiting Liability Concerning Independent Contractor Status

"I Work Alone": Limiting Liability Concerning Independent Contractor Status

  • Speaker: Jacquiline M Wagner
  • Product ID: 704772
  • Duration: 90 Min
This training program will explain how we ascertain the difference between circumstances in which a service provider is an employee (and a principal is an employer) and circumstances in which the service provider is an independent contractor (and the principal is a client).
CD/Recorded
$0
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Recorded/CD
OSHA Required Training Topics for General Industry

OSHA Required Training Topics for General Industry

  • Speaker: Michael Aust
  • Product ID: 704555
  • Duration: 60 Min
This webinar will help you identify required, minimum safety training requirements under OSHA and 29 CFR 1910 for General Industry organizations. Participants will understand trainer requirements for providing instruction on safety topics. The Instructor will discuss the frequency of training topics required and will explain the training matrix.
CD/Recorded
$0
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Recorded/CD
2016 Financial Regulator Priorities - SEC, FINRA, and State Regulators

2016 Financial Regulator Priorities - SEC, FINRA, and State Regulators

  • Speaker: Lisa Marsden
  • Product ID: 704765
  • Duration: 60 Min
In this training program, attendees will learn how to gain access to the financial regulators priorities and understand how to apply those priorities to their firm. The program will also discuss incorporating the priorities into your annual review and identifying priorities that need to become part of the compliance manual/code of ethics.
CD/Recorded
$249
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Recorded/CD
Community Reinvestment Act (CRA) - Understanding High Risk Lending and Compliance Issues

Community Reinvestment Act (CRA) - Understanding High Risk Lending and Compliance Issues

  • Speaker: Vidia Ramdeen
  • Product ID: 704764
  • Duration: 60 Min
This training program will address important compliance issues and high risk lending issues of the Community Reinvestment Act (CRA). It will help attendees in understanding why community bank lending is important for achieving goals underlying successful community reinvestment and focus on the basics of risk management for community bank lending.
CD/Recorded
$0
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Recorded/CD
SEC Examinations - Practical Tips on How to Defend Yourself

SEC Examinations - Practical Tips on How to Defend Yourself

  • Speaker: H. David Kotz
  • Product ID: 704605
  • Duration: 60 Min
This webinar provides practical information on how companies may defend themselves during SEC examinations. The webinar highlights the newest initiatives arising from the SEC’s examination program. Presented by the former Inspector General of the SEC, the webinar provides valuable insider information about SEC exams.
CD/Recorded
$0
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Recorded/CD
Designing Effective Controls, Security Safeguards and Governance by a Risk-Based Methodology

Designing Effective Controls, Security Safeguards and Governance by a Risk-Based Methodology

  • Speaker: Javier Kuong
  • Product ID: 704656
  • Duration: 120 Min
This training program will provide a practical and structured methodology for the design of governance, controls and security provisions. The methodology can be applied to participants’ real work environment immediately. Participants will also benefit from comparing their present governance and controls design practices with the structured, risk-based methodology presented in the webinar.
CD/Recorded
$0
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Recorded/CD
FMLA, ADA & Workers Comp - Crafting Policies and Procedures for Managing Employee Leave

FMLA, ADA & Workers Comp - Crafting Policies and Procedures for Managing Employee Leave

  • Speaker: Janette Levey Frisch
  • Product ID: 704425
  • Duration: 90 Min
This webinar will decrypt the complexity of FMLA, ADA, workers comp & state employee leave laws. Participants will learn the critical components, difference and laws governing them in order to craft effective leave policies and manage leave abuse.
CD/Recorded
$149
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Recorded/CD
Patient Access of Records under HIPAA - New HHS Guidance, New Focus for HIPAA Audits

Patient Access of Records under HIPAA - New HHS Guidance, New Focus for HIPAA Audits

  • Speaker: Jim Sheldon-Dean
  • Product ID: 704757
  • Duration: 90 Min
This training program will help health information professionals understand what they have to do, and when, and what to keep in mind as they move forward, in order to be in compliance with the new HHS guidance. It will provide a comprehensive look at the guidance and the changes in the HIPAA rules on access and prepare attendees for the process of incorporating the guidance and the changes in how they do business in their facilities.
CD/Recorded
$179
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Recorded/CD
3-Hr Virtual Seminar - Understanding DFAR and Developing Compliance - DCAA Audit, Labor Records, Penalties, Policies & Procedures

3-Hr Virtual Seminar - Understanding DFAR and Developing Compliance - DCAA Audit, Labor Records, Penalties, Policies & Procedures

  • Speaker: JeFreda Brown
  • Product ID: 704619
  • Duration: 3 hrs
This training program will demonstrate why companies planning to do business with the government should be prepared to be audited by the Defense Contract Audit Agency (DCAA). DCAA performs all needed contract audits for the Department of Defense (DoD). The focus of this program is to offer attendees a strong knowledge of DFARS (Defense Federal Acquisition Regulation Supplement) and help understand what is required when pricing proposals, developing a compliant accounting system, and maintaining contracts.
CD/Recorded
$349
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Recorded/CD
ISO 14001:2015 - Understanding Documenting and Auditing - Module 3

ISO 14001:2015 - Understanding Documenting and Auditing - Module 3

  • Speaker: Michael Aust
  • Product ID: 704748
  • Duration: 60 Min
This final training program in the series will help identify how the environment impacts your organization under the new ISO 14001:2015 standard. It will detail how to properly develop an audit schedule and plan for internal and external audits. The session will also describe the next steps to get compliant with the new standard, while preparing for audit and proper documentation.
CD/Recorded
$0
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Recorded/CD
Structuring and Implementing Hospital-Physician Medical Director and Administrative Arrangements: Key Legal Considerations for Health Systems, Hospitals and Medical Groups - Part I

Structuring and Implementing Hospital-Physician Medical Director and Administrative Arrangements: Key Legal Considerations for Health Systems, Hospitals and Medical Groups - Part I

  • Speaker: Joseph Wolfe
  • Product ID: 704742
  • Duration: 60 Min
Given the substantial awards and settlements in recent enforcement actions, Stark Law compliance has become more than just a compliance issue: it is an enterprise risk management issue. As medical groups, hospitals, and health systems transition to more innovative compensation structures, this training program will focus on managing compliance and enterprise risk by ensuring their medical director and administrative arrangements are defensible under the Stark Law.
CD/Recorded
$179
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Recorded/CD
Dos & Don'ts Related to Information Security and Data Privacy

Dos & Don'ts Related to Information Security and Data Privacy

  • Speaker: Marc Perl
  • Product ID: 704736
  • Duration: 60 Min
This training program will prepare your organization to understand the need for data security, the steps that can be taken to institute or augment your data security policies/procedures, and the implementation of the needed controls. This webinar will introduce attendees to a set of known and respected data security standards that can be employed by your organization to improve your security. Attendees will walk away with ideas to leverage the curriculum with their existing security infrastructure.
CD/Recorded
$249
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Recorded/CD
FDA Pre-Approval Inspection Readiness: Actionable Steps to Prepare for a BIMO Inspection

FDA Pre-Approval Inspection Readiness: Actionable Steps to Prepare for a BIMO Inspection

  • Speaker: Nicole Tesar
  • Product ID: 704640
  • Duration: 60 Min
This 60-minute training program is designed for those working in the field of clinical research either as a sponsor (pharmaceutical/biotech company) or a research site. The session will discuss key FDA inspection terminology, types of BIMO inspections, site inspection procedures, and sponsor inspection procedures. Attendees will understand when an inspection is likely to be scheduled and the current trends in findings.
CD/Recorded
$0
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Recorded/CD
Hazwoper Training: Tips to Hazardous Waste Cleanup per OSHA’s Guidance

Hazwoper Training: Tips to Hazardous Waste Cleanup per OSHA’s Guidance

  • Speaker: Sheldon Primus
  • Product ID: 704602
  • Duration: 60 Min
This training program will focus on helping attendees identify the hazards of chemical spill cleanup, understand the steps to properly clean up hazardous chemical spills, and gain a basic knowledge of the Resource Conservation and Recovery Act and Process Safety Management.
CD/Recorded
$0
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Recorded/CD
ISO 14001:2015 - Advanced Overview - Module 2

ISO 14001:2015 - Advanced Overview - Module 2

  • Speaker: Michael Aust
  • Product ID: 704728
  • Duration: 60 Min
ISO 14001 is the world's best-known environmental management system standard, and it provides a systematic framework to help organizations protect the environment through balanced socio-economic means. This training program in the two-part series will offer an advanced overview of ISO 14001:2015 and what the updates mean for your business.
CD/Recorded
$0
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Recorded/CD
How to Establish & Review Your Risk Metrics Effectively

How to Establish & Review Your Risk Metrics Effectively

  • Speaker: Robert Geary
  • Product ID: 704709
  • Duration: 90 Min
This webinar training provides an in depth understanding and applicability of the risk metrics. The instructor helps in establishing the purpose they serve and reviewing the methodology for creating a set of risk metrics. He will also discuss the sampling of forms of risk metrics to be employed and review the risk metric management process.
CD/Recorded
$0
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Recorded/CD
Detecting and Preventing Corporate Card Fraud - Travel and Entertainment Expenses

Detecting and Preventing Corporate Card Fraud - Travel and Entertainment Expenses

  • Speaker: Chris Doxey
  • Product ID: 704707
  • Duration: 90 Min
This webcast will discuss the policies, procedures, and controls that will help your company detect and prevent corporate card fraud. The Instructor will discuss the type of corporate credit cards and best practices for developing your travel and entertainment expense (T&E) policy. Participants will learn the T&E standards of internal control and how to automate their T&E Process.
CD/Recorded
$179
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Recorded/CD
Life Science or Non-Life Science - Oh My! FMLA, ADA and Workers' Comp Overlap Guidance for all Employers

Life Science or Non-Life Science - Oh My! FMLA, ADA and Workers' Comp Overlap Guidance for all Employers

  • Speaker: Janette Levey Frisch
  • Product ID: 704344
  • Duration: 120 Min
This training program will analyze these three seemingly different bodies of law that often overlap leading to ambiguity and confusion. What are the eligibility/coverage criteria under the FMLA and the ADA/ADAAA and workers comp? When might an extended leave be a reasonable accommodation? When might it be an undue hardship? Undue hardship can mean different things to different employers. If you are in healthcare, pharma, banking and finance, to name a few examples, accommodations of leave requests that may be feasible for many other employers, might, for you, be an undue hardship. If it’s not deemed an undue hardship are there steps you can take to mitigate the burden? What are the notice requirements? In this webinar, participants will get answers to these and many other questions.
CD/Recorded
$249
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Recorded/CD
Process Validation Guidance Requirements, FDA, EU Annex 15; Qualification and Validation

Process Validation Guidance Requirements, FDA, EU Annex 15; Qualification and Validation

  • Speaker: Joy McElroy
  • Product ID: 704737
  • Duration: 4 hrs
This training program will illustrate how these two different concepts are integrated (Phase 1, 2, and 3 vs. Stages 1, 2, and 3) and where do they merge. Attendees will learn if they exist independently of each other or do they complement each other to enhance, build and provide a product.
CD/Recorded
$0
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