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Home › Online Training ›  Audit & Inspection-Role

Audit and Inspection Training - Live Webinars, Recordings & CDs

The courses on this page cover pre-audit preparations, during audit processes, post-audit processes, Dos and Don'ts, and more. The programs cover regulatory audits, internal audits, and other quality audits. Browse our wide range of courses designed to help you identify your strengths and problem areas, find solutions, and boost your morale.
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Recorded/CD
Advanced Consumer Lending - Process, Best Practices, 6Cs of Credit, Loan Structuring and Pricing

Advanced Consumer Lending - Process, Best Practices, 6Cs of Credit, Loan Structuring and Pricing

  • Speaker: Robert D Hawkins
  • Product ID: 704502
  • Duration: 60 Min
This training program will introduce the consumer lending process from the initial application to closing and documentation. Proper analysis of consumer loan requests is more important today than any time in the history of banking as a result of the current economic environment worldwide which has left many consumers in a weaker financial condition than in the past. For this reason and the need for banks to continue growing the consumer loan portfolio safely, it is important for bankers to adjust their lending practices to insure the next consumer applicant is not becoming overextended and unable to meet their obligations.
CD/Recorded
$50
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Recorded/CD
Effective Credit Memo - Reporting Effectively in the Credit Memorandum

Effective Credit Memo - Reporting Effectively in the Credit Memorandum

  • Speaker: Robert D Hawkins
  • Product ID: 704504
  • Duration: 60 Min
This training program will explore the underwriting and reporting on commercial real estate, construction loans, acquisition and development loans and multi-family unit loans. In doing so, several samples of proven credit memos will be examined to insure bankers are covering the areas required by the banking regulators.
CD/Recorded
$149
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Recorded/CD
Successful Deviation Investigations

Successful Deviation Investigations

  • Speaker: Danielle DeLucy
  • Product ID: 704596
  • Duration: 60 Min
This training program will help attendees understand the fundamental steps of a deviation investigation with focus on using facts and objective evidence to arrive at root cause and CAPA. This webinar will focus on how to avoid the pitfalls that may occur during FDA inspections and help eliminate 483 observations. Attendees will learn how to identify and avoid potential pitfalls during deviation investigations.
CD/Recorded
$0
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Recorded/CD
Best Practices in Being ‘On Call’ for FDA Submission Audits in the CDISC Programming Environment

Best Practices in Being ‘On Call’ for FDA Submission Audits in the CDISC Programming Environment

  • Speaker: Sunil Gupta
  • Product ID: 704594
  • Duration: 75 Min
This training program will assist anyone directly or indirectly responsible for the creation, content or validation of SDTMs, ADaMs, tables, and data lists used to support research, drug or medical device efficacy and safety in a regulatory submission. It will help attendees in determining how well your company is positioned to defend your FDA submission.
CD/Recorded
$0
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Recorded/CD
Creating FDA-compliant cGMP Training Program

Creating FDA-compliant cGMP Training Program

  • Speaker: Henry Urbach
  • Product ID: 703401
  • Duration: 60 Min
This webinar will explain how to implement an effective and FDA compliant GMP training program. It will discuss regulatory requirements and expectations for a well-trained workforce.
CD/Recorded
$179
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Recorded/CD
3-hr Virtual Seminar: Auditing the Human Resource Function

3-hr Virtual Seminar: Auditing the Human Resource Function

  • Speaker: Marna Hayden
  • Product ID: 702347
  • Duration: 180 Min
This 3-hr virtual seminar will cover areas where human resources should be especially vigilant in times of complex labor laws, changing environments and reorganization of the workforce. We will discuss “hot spots” and specific areas at risk to be sure they are addressed as well as new laws which must be followed, giving added advice to anticipate future needs and obligations.
CD/Recorded
$149
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Recorded/CD
From Chaos to Organized: Whip Those Physician Contracts into Shape

From Chaos to Organized: Whip Those Physician Contracts into Shape

  • Speaker: Nicole Huff
  • Product ID: 703487
  • Duration: 60 Min
This healthcare compliance training will explain how to organize and negotiate physician financial arrangements in order to be ready for internal and external audits. Attendees will learn how to comply with regulatory requirements of Stark Law, the Anti-kickback statute, the False Claims Act (FCA), and IRS tax-exemption code related to physician arrangements.
CD/Recorded
$229
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Recorded/CD
Defending FCPA Claims and Minimizing FCPA Exposure

Defending FCPA Claims and Minimizing FCPA Exposure

  • Speaker: H. David Kotz
  • Product ID: 704556
  • Duration: 60 Min
This training program will highlight how one can effectively manage risks resulting from Foreign Corrupt Practices Act (FCPA) claims. Presented by the former Inspector General of the SEC, who served in senior-level positions in several federal agencies, the webinar will provide practical lessons on how to manage FCPA claims, devise effective compliance programs, conduct internal investigations and achieve a culture of compliance in an organization.
CD/Recorded
$0
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Recorded/CD
10 Best Practices to Improve Your Fiscal Closing Process

10 Best Practices to Improve Your Fiscal Closing Process

  • Speaker: Chris Doxey
  • Product ID: 704580
  • Duration: 90 Min
Regardless of company size or complexity, all successful financial close processes require continuous communication, comprehensive documentation and a flexible, responsive organization. This training program will focus on 10 critical methods that you can use to dramatically improve your Record to Report (R2R) process. The R2R or Financial Closing Process is the centerpiece of the controllership function. This program will examine the process that ranges from transaction processing through internal and external reporting, and it incorporates everything from internal controls, the corporate organizational hierarchy - its people, processes, and technology.
CD/Recorded
$0
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Recorded/CD
Seven Habits of an Effective Loan Committee

Seven Habits of an Effective Loan Committee

  • Speaker: Robert D Hawkins
  • Product ID: 704570
  • Duration: 60 Min
This training program will list and discuss documents required to complete the five steps in the documentation process. On completion of the program, attendees will be able to provide a broad overview of the loan documents’ provisions to borrowers and loan processing management techniques.
CD/Recorded
$0
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Recorded/CD
How to Plan for the Proposed Changes to the Fair Labor Standards Act (FLSA) - Part 1

How to Plan for the Proposed Changes to the Fair Labor Standards Act (FLSA) - Part 1

  • Speaker: Bob McKenzie
  • Product ID: 704581
  • Duration: 60 Min
This training program will offer best practices for staying in compliance with the Fair Labor Standards Act when the proposed regulations are released while exploring the critical nature of the right communications. It will be followed-up by a 60 minutes complimentary Q&A Session(Series2)on Monday, May 9th 2016.
CD/Recorded
$149
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Recorded/CD
Foreign Exchange Hedging for Corporations

Foreign Exchange Hedging for Corporations

  • Speaker: Jonathan Wetreich
  • Product ID: 704133
  • Duration: 90 Min
In this training program, attendees will learn the types of FX hedge programs typically utilized by corporations and the hedge instruments typically used by corporate hedgers such as forwards and collars. They will also gain an understanding of the concept of view-neutral hedging.
CD/Recorded
$149
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Recorded/CD
How to Create Effective Employee Newsletters

How to Create Effective Employee Newsletters

  • Speaker: Randall A Olson
  • Product ID: 704564
  • Duration: 60 Min
This training program will help you determine if an employee newsletter is right for your company. Attendees will further learn best practices for newsletter content, design and distribution, and how to create and oversee the development and production of employee newsletters.
CD/Recorded
$25
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Recorded/CD
Food Defense - Is your organization safe?

Food Defense - Is your organization safe?

  • Speaker: Jason Teliszczak
  • Product ID: 703271
  • Duration: 60 Min
This food defense webinar will detail what an organization needs to have in place in order to safely manufacture, package, and or handle food products. It will cover a broad range of production types, facilities, and the transportation of goods. This webinar will highlight key areas of the organization that need to be controlled to ensure that intentional contaminants do not enter the product by potential threats.
CD/Recorded
$199
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Recorded/CD
HIPAA Privacy Rule, Patient Access, and Communications - New Guidance, New Issues, and New Threats to Compliance

HIPAA Privacy Rule, Patient Access, and Communications - New Guidance, New Issues, and New Threats to Compliance

  • Speaker: Jim Sheldon-Dean
  • Product ID: 704472
  • Duration: 4 hrs
This training program will review why all HIPAA-covered providers need to review their HIPAA compliance, policies, and procedures to see if they are prepared to be in full compliance and meet the requirements of the changes in the rules. Compliance is required and violations for willful neglect of the rules begin at $10,000.
CD/Recorded
$0
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Recorded/CD
ATM & POS Skimming Fraud Losses - Detection and Prevention

ATM & POS Skimming Fraud Losses - Detection and Prevention

  • Speaker: Rayleen M Pirnie
  • Product ID: 704512
  • Duration: 90 Min
This training program will classify common forms of ATM skimming fraud, POS skimmers, and POS malware, and also identify appropriate mitigation strategies. The course will further analyze why EMV will not stop ATM fraud and POS skimming fraud.
CD/Recorded
$0
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Recorded/CD
US, EU, Japan GMP Requirements: Practical ICH Area Differences, Healthcare Authority Inspection Focus

US, EU, Japan GMP Requirements: Practical ICH Area Differences, Healthcare Authority Inspection Focus

  • Speaker: Robert J Russell
  • Product ID: 704587
  • Duration: 90 Min
This 90-minute webinar will help you gain a comprehensive understanding of ICH GMPs and the nuances and differences between requirements in the US, EU and Japan. It will prepare you for regulatory inspections in these countries.
CD/Recorded
$229
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Recorded/CD
International Background Checks: Global Due Diligence and Legal Compliance

International Background Checks: Global Due Diligence and Legal Compliance

  • Speaker: Lester S Rosen
  • Product ID: 704554
  • Duration: 75 Min
Employers have long recognized that conducting due diligence on new hires is a mission critical task. This training program will focus on why firms cannot afford to ignore employee-related problems such as workplace violence, theft, false resumes, embezzlement, harassment or trumped-up injury claims. Employers can be the subject of lawsuits for negligent hiring if they hire someone that they should have known, through the exercise of due diligence, was dangerous, unfit or unqualified.
CD/Recorded
$0
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Recorded/CD
Cyber Incident Response: The Payments Perspective - Threat Intelligence and Best Practices to Manage Threats

Cyber Incident Response: The Payments Perspective - Threat Intelligence and Best Practices to Manage Threats

  • Speaker: Rayleen M Pirnie
  • Product ID: 704443
  • Duration: 90 Min
This training program will discuss how cyber-attacks affect payment processing. It will highlight to attendees how best to record appropriate sound business practices for managing operational risk due to a cyber-attack. Attendees will also learn to identify critical operational communications, from internal staff to customers and institutions to vendor support.
CD/Recorded
$149
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Recorded/CD
Strategies to Pass the Certified Internal Auditor's (CIA) Exam

Strategies to Pass the Certified Internal Auditor's (CIA) Exam

  • Speaker: Jonnie T Keith
  • Product ID: 704487
  • Duration: 90 Min
This training program will discuss the many advantages in obtaining a CIA designation. In addition to the vast audit and business knowledge you are exposed to, it can lead to promotions and pay increases. You become a valuable asset to your organization. And while the test is difficult, it is not impossible. It is meant to make sure that when you carry the CIA designation, people know that you have an excellent grasp of audit and business knowledge.
CD/Recorded
$0
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