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Home › Online Training ›  Compliance & Ethics

Compliance and Ethics Training - Live Webinars, Recordings & CDs

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The Alarming State of Wire Transfer Fraud
20
/ Feb
Wednesday-2019

The Alarming State of Wire Transfer Fraud

  • Speaker: Rayleen M Pirnie
  • Product ID: 705070
  • Duration: 90 Min
Wire transfer fraud has often rendered businesses and financial institutions helpless despite their best efforts to combat the threat. This training program will identify the red flags of common forms of wire transfer fraud and help understand how you can isolate your organization and help combat fraud. The webinar instructor will also review sound risk assessment practices to help minimize exposure.
* Per Attendee
$199
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Guidelines for Performing a Corporate Wide Internal Audit Risk Assessment
21
/ Feb
Thursday-2019

Guidelines for Performing a Corporate Wide Internal Audit Risk Assessment

  • Speaker: Marna Steuart
  • Product ID: 703775
  • Duration: 100 Min
Performing a corporate wide risk assessment is doable, and can provide internal audit and its organization a roadmap for the upcoming audit year. In this webinar, participants will learn how to maximize the time spent on the risk assessment process on an annual basis.
* Per Attendee
$199
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Travel and Expense Policy Development and Automation
22
/ Feb
Friday-2019

Travel and Expense Policy Development and Automation

  • Speaker: Brian G Rosenberg
  • Product ID: 704880
  • Duration: 60 Min
In this webinar training, you will learn how to create, maintain, and enforce a T&E policy for your organization. The Instructors will discuss the key components and best practices for policies.
* Per Attendee
$179
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Developing an Effective Fraud Risk Management Program
4
/ Mar
Monday-2019

Developing an Effective Fraud Risk Management Program

  • Speaker: Craig M Taggart
  • Product ID: 703862
  • Duration: 90 Min
The risk of fraud is just one of the many types of risks to be managed by an organization. But to let this risk fall out of focus can bring catastrophic results. Building an effective fraud risk management program to combat organizational fraud requires solid understanding of how and why fraud is perpetrated. This course will discuss the components of a fraudulent act, different types of fraud schemes and the impact fraud has on organizations. It will also analyze why individuals commit fraud and why the threat of punishment alone doesn’t deter potential fraudsters.
* Per Attendee
$199
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Writing an Effective SAR Narrative
5
/ Mar
Tuesday-2019

Writing an Effective SAR Narrative

  • Speaker: Doug Keipper
  • Product ID: 702993
  • Duration: 60 Min
This BSA compliance training on Suspicious Activity Reporting (SAR) will provide details on how to prepare a SAR (Suspicious Activity Reporting) narrative that meets examiner scrutiny and provides necessary detail for law enforcement.
* Per Attendee
$149
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Preparing for a BSA/OFAC Regulatory Examination
12
/ Mar
Tuesday-2019

Preparing for a BSA/OFAC Regulatory Examination

  • Speaker: Vicki Landon
  • Product ID: 703554
  • Duration: 60 Min
This webinar will address steps a company can take in advance to optimize the progress of a BSA/OFAC regulatory examination. It will provide guidelines for positively and accurately representing your AML and OFAC programs to regulators for the most efficacious outcome.
* Per Attendee
$149
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Critical Anti-Fraud Audits under Procurement and Accounts Payable
14
/ Mar
Thursday-2019

Critical Anti-Fraud Audits under Procurement and Accounts Payable

  • Speaker: Marna Steuart
  • Product ID: 703533
  • Duration: 100 Min
This webinar will explain how to perform anti-fraud audits in the purchasing/accounts payable cycle. It will discuss the use of Audit Control Language (ACL) and how this tool and other tools like it (IDEA) are helpful in the analysis of accounts payable and purchasing data.
* Per Attendee
$199
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BSA/AML Compliance Checklists
19
/ Mar
Tuesday-2019

BSA/AML Compliance Checklists

  • Speaker: Gina Lowdermilk
  • Product ID: 703178
  • Duration: 60 Min
This training on the Bank Secrecy Act will highlight the development and implementation of BSA/AML Compliance Checklists. Attendees will learn the best practices to avoid BSA violations.
* Per Attendee
$199
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Procure to Pay (P2P) Fraud: Critical Controls, Risk Mitigation and Case Studies for Analyzing What Went Wrong
20
/ Mar
Wednesday-2019

Procure to Pay (P2P) Fraud: Critical Controls, Risk Mitigation and Case Studies for Analyzing What Went Wrong

  • Speaker: Chris Doxey
  • Product ID: 703859
  • Duration: 60 Min
This unique and interactive workshop will analyze real time case studies from all components of the procure to pay (P2P) process that include: procurement, T&E, P-Card, AP, and disbursements. Attendees will have an opportunity to discuss what went wrong and will determine the key internal controls that were missing. The instructor will highlight the three critical corporate controls, the standards of internal control for P2P, and the top twenty controls for AP.
* Per Attendee
$199
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Chief Compliance Officer: What does it take to do the job? The Organization's and CCO's Responsibilities
21
/ Mar
Thursday-2019

Chief Compliance Officer: What does it take to do the job? The Organization's and CCO's Responsibilities

  • Speaker: Laura S Hargraves
  • Product ID: 703303
  • Duration: 60 Min
This webinar will explain how to select an effective Chief Compliance Officer (CCO) or Chief Risk Officer (CRO) best suited to the position. It will also review the skills needed to communicate the essence and structure behind a good compliance program.
* Per Attendee
$199
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Human Error Reduction in GMP Related Environments
21
/ Mar
Thursday-2019

Human Error Reduction in GMP Related Environments

  • Speaker: Ginette M Collazo
  • Product ID: 704107
  • Duration: 90 Min
This training program will offer attendees an understanding of human errors in GMP related environments, factors and causes, and control measures to be put in place to reduce the same.
* Per Attendee
$199
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BSA/AML - What is Old is New Again?
25
/ Mar
Monday-2019

BSA/AML - What is Old is New Again?

  • Speaker: Armen Khachadourian
  • Product ID: 703352
  • Duration: 90 Min
This webinar will provide attendees a clear understanding of the compliance department of the future. Attendees will learn the best practices to ensure BSA and AML compliance and avoid failure and fines.
* Per Attendee
$199
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Accounts Payable Fraud - Detecting and Preventing AP Fraud
27
/ Mar
Wednesday-2019

Accounts Payable Fraud - Detecting and Preventing AP Fraud

  • Speaker: Peter Goldmann
  • Product ID: 702441
  • Duration: 100 Min
This webinar will guide you through the critical steps in ensuring strong controls for the accounts payable (AP) function and provide practical 'how to' guidance for minimizing your organization’s exposure to AP fraudsters.
* Per Attendee
$199
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Challenging the Complexity of Title V Air Permitting: Best Practices
3
/ Apr
Wednesday-2019

Challenging the Complexity of Title V Air Permitting: Best Practices

  • Speaker: Joe Keenan
  • Product ID: 705189
  • Duration: 90 Min
Navigating the complexities of a Title V Air Permit can be complex and overwhelming to any organization, especially if you are a new Environmental Health and Safety (EHS) Professional assigned to this role. The purpose of this webinar training will be to give an introduction and a general overview of the Environmental Protection Agency (EPA) mandated Title V Air Permits required at facilities.
* Per Attendee
$149
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An Update on Discharge Planning Rules and Regulations for 2019
4
/ Apr
Thursday-2019

An Update on Discharge Planning Rules and Regulations for 2019

  • Speaker: Toni Cesta
  • Product ID: 705120
  • Duration: 60 Min
Discharge planning has become more than just the movement of the patient out of the hospital. It is a “process” that starts at the point of admission and follows the patient beyond discharge. The Centers for Medicare and Medicaid Services (CMS) have recently added more “teeth” to the process as it is outlined in the Conditions of Participation for Discharge Planning. Discharge planning is no longer a destination but a process that starts before the patient is admitted to the hospital and continues after they are discharged.
* Per Attendee
$199
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Recorded/CD
EDD what are the auditors looking for?

EDD what are the auditors looking for?

  • Speaker: Vicki Landon
  • Product ID: 703455
  • Duration: 90 Min
This webinar will explain the concept of Enhanced Due Diligence (EDD), including EDD time tables and checklist. Attendees will learn how to conduct Enhanced Due Diligence (EDD) that will satisfy the auditors.
CD/Recorded
$249
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Recorded/CD
Implementing P-Card Policies, Procedures, and Internal Controls Best Practices

Implementing P-Card Policies, Procedures, and Internal Controls Best Practices

  • Speaker: Chris Doxey
  • Product ID: 703920
  • Duration: 60 Min
This training program will discuss how purchasing cards (P Cards) provide a means for streamlining the procure-to-pay process, allowing organizations to procure goods and services in a timely manner, reduce transaction costs, track expenses, take advantage of supplier discounts, reduce or redirect staff in the purchasing and/or accounts payable departments, reduce or eliminate petty cash, and more. It will also illustrate how a P-Card program can create additional fraud risk and requires robust policies, procedures, and internal controls.
CD/Recorded
$249
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Recorded/CD
Tax Evasion and Tax Fraud - What it means to you when monitoring BSA and filing SARs

Tax Evasion and Tax Fraud - What it means to you when monitoring BSA and filing SARs

  • Speaker: Doug Keipper
  • Product ID: 703110
  • Duration: 60 Min
This training on BSA compliance will help you understand the concept of tax evasion and tax fraud and the difference between the two. Learn the best practices to identify tax fraud and how to report suspicious activity.
CD/Recorded
$249
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Recorded/CD
The SEC's New Whistleblower Rules: Implications for Your Company's Compliance and Fraud Program

The SEC's New Whistleblower Rules: Implications for Your Company's Compliance and Fraud Program

  • Speaker: Craig M Taggart
  • Product ID: 703916
  • Duration: 90 Min
This training program on the SEC’s new whistleblower rules will detail a fraud examiner’s role in whistleblowing and offer guidance for potential whistleblowers. The regulations the SEC issued governing the whistleblower program are dense, virtually incomprehensible to non-lawyers, and full of legal traps to gaining an award. This course will offer attendees a clear understanding of the regulations as they stand now.
CD/Recorded
$249
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Recorded/CD
New 2019 NACHA Operating Rules

New 2019 NACHA Operating Rules

  • Speaker: Donna K Olheiser
  • Product ID: 705048
  • Duration: 90 Min
The NACHA Operating Rules need to be followed by all financial institutions who process ACH transactions. This webinar will provide all the details necessary to help them stay in compliance with all the changes coming in 2019.
CD/Recorded
$249
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