ComplianceOnline

Corporate Governance Regulatory Compliance Training - Live Webinars, Recordings & CDs

If you are seeking to learn how to manage the complex Governance, Regulatory, and Compliance challenges, ComplianceOnline is the right platform. Our training programs help you comply with corporate governance standards and uphold robust compliance management systems with greater levels of transparency, objectivity, and professionalism. Explore our range of courses that cover new laws and regulations, standards, and best practices.

Recorded/CD
5-Hour Virtual Seminar: P2P Standards of Internal Controls -  Preapproved by the American Purchasing Society

5-Hour Virtual Seminar: P2P Standards of Internal Controls - Preapproved by the American Purchasing Society

  • Speaker: Chris Doxey
  • Product ID: 704195
  • Duration: 5 hrs
This two-part five-hour certificate program focuses on internal controls leading practices and standards for the Procure to Pay (P2P) process. Attendees will learn about internal controls best practices by focusing on the Internal Controls Questionnaires (ICQ) for each component of the P2P process. Participants in this program will obtain a certificate in Procure to Pay (P2P) Standards of Internal Controls from the American Purchasing Society (APS).
CD/Recorded
$499
Recorded/CD
The Core of Program Management Across Sectors

The Core of Program Management Across Sectors

  • Speaker: Samir Penkar
  • Product ID: 704402
  • Duration: 60 Min
This training program will lay emphasis on industry trends shaping the program management world. Course participants will learn the top three core program management concepts needed to shape and update your programs.
CD/Recorded
$149
Recorded/CD
3-Hour Virtual Training: Guidelines for Performing a Corporate Wide Internal Audit Risk Assessment

3-Hour Virtual Training: Guidelines for Performing a Corporate Wide Internal Audit Risk Assessment

  • Speaker: Marna Steuart
  • Product ID: 704386
  • Duration: 180 Min
This training program will detail key components of a risk assessment and management program, and include a fraud risk assessment discussion. Other training points in the program include analyzing the methodology for successful risk assessment process, understanding the steps involved in the risk assessment process, and fraud risk assessment.
CD/Recorded
$199
Recorded/CD
Driver Performance-Based Budgeting and Rolling Financial Forecasts

Driver Performance-Based Budgeting and Rolling Financial Forecasts

  • Speaker: Gary Cokins
  • Product ID: 704391
  • Duration: 90 Min
This training program will help attendees understand the deficiencies with the traditional annual budget. Attendees will also learn how to apply unit-level consumption rates with forecasts to project operational expenses and how to include strategic projects and risk mitigation projects in expense projections.
CD/Recorded
$50
Recorded/CD
Regulation V - Fair Credit Reporting Act

Regulation V - Fair Credit Reporting Act

  • Speaker: Kara Lamphere
  • Product ID: 704290
  • Duration: 60 Min
This webinar will discuss the Regulation V – Fair Credit Reporting Act(FCRA) in details and explain attendees what types of marketing are allowed, requirements of affiliate marketing, and disclosures required with regard to consumer credit report. Speaker will discuss about consumer credit report alerts and identity theft protections, as well as what an institution must do with these alerts.
CD/Recorded
$249
Recorded/CD
Out in the Open: Protecting Your Privacy and Identity in the Digital Age on the Internet

Out in the Open: Protecting Your Privacy and Identity in the Digital Age on the Internet

  • Speaker: Joseph Rosner
  • Product ID: 704256
  • Duration: 60 Min
This privacy protection in the digital age training program will detail what the Internet of Things is and how it collects data and tracks you. It will further examine the risks attached to personal information and more.
CD/Recorded
$0
Recorded/CD
Vendor Management - Building a Strong Questionnaire

Vendor Management - Building a Strong Questionnaire

  • Speaker: Michael D King
  • Product ID: 704119
  • Duration: 60 Min
This training program will highlight why a vendor questionnaire is the keystone your vendor management program is built on. The course will help ensure attendees get the whole picture and determine appropriate controls for information security and privacy.
CD/Recorded
$0
Recorded/CD
ISO/IEC 27001:2013 - Breaking It Down to Understand and Implement

ISO/IEC 27001:2013 - Breaking It Down to Understand and Implement

  • Speaker: Michael C Redmond
  • Product ID: 703977
  • Duration: 90 Min
This training program will guide attendees in implementing and complying with the requirements of ISO 27001:2013. ISO 27001 is an international standard published by the International Standardization Organization (ISO), and it describes how to manage information security in a company. The latest revision of this standard was published in 2013, and its full title now is ISO/IEC 27001:2013.
CD/Recorded
$0
Recorded/CD
How to Develop a Successful ERM Program Ensuring Synergy, Transparency and System Solutions

How to Develop a Successful ERM Program Ensuring Synergy, Transparency and System Solutions

  • Speaker: Michael C Redmond
  • Product ID: 703580
  • Duration: 60 Min
This webinar highlights the importance of an effective ERM program in project management and risk assessment. Attendees will learn how to implement a viable ERM program including documenting and testing it.
CD/Recorded
$0
Recorded/CD
The Role of the Board in Oversight of Enterprise Risk

The Role of the Board in Oversight of Enterprise Risk

  • Speaker: Douglas Webster
  • Product ID: 702708
  • Duration: 90 Min
This webinar highlights the evolution of Enterprise Risk Management (ERM), the importance of ERM in meeting board fiduciary responsibilities, and the rationale and mechanisms for ensuring effective risk management through the board.
CD/Recorded
$449
Recorded/CD
Managing Corporate Risks with ISO 31000

Managing Corporate Risks with ISO 31000

  • Speaker: Kelly Eisenhardt
  • Product ID: 705083
  • Duration: 60 Min
ISO 31000 is a standard developed by the International Organization for Standardization (ISO) which provides a basic guideline and principles for the application of risk management. Companies that use risk management processes vary across industries in scope and magnitude and address a wide variety of challenges. This training program will offer an in depth look into the key components of the ISO 31000 guideline and best practices to implement and support a corporate risk management strategy or program.
CD/Recorded
$0
Recorded/CD
Essentials of Successful Fraud Risk Management

Essentials of Successful Fraud Risk Management

  • Speaker: Daniel Clark
  • Product ID: 706984
  • Duration: 60 Min
"Essentials of Successful Fraud Risk Management" is a session all about fraud. We begin by defining exactly what fraud looks like and provide a brief history of frauds impact to financial services.
CD/Recorded
$249
Recorded/CD
The Evolving Landscape for Management of Third Party Service Providers

The Evolving Landscape for Management of Third Party Service Providers

  • Speaker: Daniel Clark
  • Product ID: 706980
  • Duration: 60 Min
Third Party Risk Management is all about managing service providers. For several years, businesses have been increasing reliance on third parties. While this reliance has many upsides, there are risks that should be recognized and managed. This session highlights those risks and provides alternatives to best manage them.
CD/Recorded
$249
Recorded/CD
Legal & Ethical Challenges for Employers:  An Increase In Burnout, Stress, & Mental Illness

Legal & Ethical Challenges for Employers: An Increase In Burnout, Stress, & Mental Illness

  • Speaker: Dr. Susan Strauss
  • Product ID: 706946
  • Duration: 90 Min
Employers are seeing more mental health issues in their workforce than ever before. Long COVID has enhanced mental health concerns even more. Each year 1 in 5 adults is stricken with a mental illness (National Institute of Mental health), making mental illness an everyday reality for many of your employees. Yet only 1 in 3 people seek help with their illness. The ADA, HIPPA, FMLA and most states’ human/civil rights department dictate how employers deal with employees with mental health problems and could charge employers with civil rights liability. Privacy laws create challenges for employers to determine how serious a situation is and whether an employee poses a danger (though those with a mental illness pose no more risk of violence than those without a mental illness). Two thirds of employees would take a pay cut for a job that supports mental health – do you? As a manager, what can you do to better recognize and take care of your employees’ mental health? Seventy percent of employees could do more to support their employees’ mental health according to the Society of Human Rights Management (SHRM, February 15, 2023).
CD/Recorded
$0
Recorded/CD
Introduction to disaster/emergency management and business continuity programs

Introduction to disaster/emergency management and business continuity programs

  • Speaker: Bill Greulich
  • Product ID: 701337
  • Duration: 60 Min
This Risk management training module will describe a common set of criteria for disaster/emergency management and business continuity programs.
CD/Recorded
$199
Recorded/CD
Guidelines for Performing a Corporate Wide Internal Audit Risk Assessment

Guidelines for Performing a Corporate Wide Internal Audit Risk Assessment

  • Speaker: Marna Steuart
  • Product ID: 703775
  • Duration: 75 Min
Performing a corporate wide risk assessment is doable, and can provide internal audit and its organization a roadmap for the upcoming audit year. In this webinar, participants will learn how to maximize the time spent on the risk assessment process on an annual basis.
CD/Recorded
$0
Recorded/CD
Monitoring High Risk Transactions

Monitoring High Risk Transactions

  • Speaker: Doug Keipper
  • Product ID: 703001
  • Duration: 60 Min
This BSA/AML (Bank Secrecy Act/ Anti Money Laundering) compliance training will help attendees understand, identify and mitigate the risks associated with high risk transactions.
CD/Recorded
$0
Recorded/CD
Risk Compliance Matrix for Internal Audit and SOX Operations - Active and Engaged Risk Management Activities

Risk Compliance Matrix for Internal Audit and SOX Operations - Active and Engaged Risk Management Activities

  • Speaker: Marna Steuart
  • Product ID: 704809
  • Duration: 75 Min
21st century business organizations require active and engaged risk management activities. Today's risk and compliance process is rather complex and dynamic, therefore it requires governance, risk and compliance professionals to possess certain skills in order to effectively complete their duties and responsibilities. The days of using staid audit programs are over. This training program will engage participants in evaluating each business process using a risk-based approach and in preparing risk and compliance documentation for each engagement.
CD/Recorded
$0
Recorded/CD
Evaluating the Effectiveness of your ERM Program: Linking shareholder value with superior governance and ERM

Evaluating the Effectiveness of your ERM Program: Linking shareholder value with superior governance and ERM

  • Speaker: David R Koenig,Dr. Robert Mark
  • Product ID: 701231
  • Duration: 60 Min
This Enterprise Risk Management training (ERM) will provide a framework for evaluating the effectiveness of risk management based on an inventory of questions an effective ERM program should be able to answer.
CD/Recorded
$249
Recorded/CD
International Financial Reporting Standards: The Basics

International Financial Reporting Standards: The Basics

  • Speaker: Mike Morley
  • Product ID: 701161
  • Duration: 60 Min
This SOX compliance training will help you become acquainted with the latest information regarding IFRS and will include an opportunity to practice applying these standards.
CD/Recorded
$0
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