ComplianceOnline

Documentation and Policy Management Training - Live Webinars, Recordings & CDs

Learn the standards for documentation and management, maintain consistency with common law, regulatory requirements, ethical and current best practice requirements. On this page, browse a broad range of courses specially designed for you.

Recorded/CD
Achieving Enterprise Information Security Goals - Creating Right Teams

Achieving Enterprise Information Security Goals - Creating Right Teams

  • Speaker: Rich Devlin,Joe Grannemon
  • Product ID: 704863
  • Duration: 60 Min
This webinar will involve a high-level discussion on how you can create effective teams for achieving your Information Security goals and addressing complex threats such as Ransomware. Learn how to create a Information Security plan and align your goals with objectives, strategies and tactics across teams.
CD/Recorded
$0
Recorded/CD
Dealing with the Weingarten Ruling (Interviewing Public Sector and Private Sector Union Employees)

Dealing with the Weingarten Ruling (Interviewing Public Sector and Private Sector Union Employees)

  • Speaker: John E Grimes
  • Product ID: 704777
  • Duration: 90 Min
This training program will explore the rationale behind the Weingarten Decision and other similar court decisions. It will also examine the union employee’s responsibilities when subject to an investigative interview and the union representative’s role in an investigative interview, along with sanctions and remedies for violation of Weingarten Rights.
CD/Recorded
$25
Recorded/CD
Protect Your Organization from the Growing Internal Cyber Threat

Protect Your Organization from the Growing Internal Cyber Threat

  • Speaker: Peter Goldmann
  • Product ID: 704817
  • Duration: 60 Min
With the constant tide of data breaches and hacker threats, cybersecurity is a critical element in an organization’s policies. This training program will explore the common and not-so-common insider threats to your organization’s information security and help identify the red flags of potential or actual insider cyber crime.
CD/Recorded
$179
Recorded/CD
A2Z of ACH - Pre-Notifications, Returns and Reversals - Part 3

A2Z of ACH - Pre-Notifications, Returns and Reversals - Part 3

  • Speaker: Rayleen M Pirnie
  • Product ID: 704573
  • Duration: 90 Min
This three-part webinar series is designed specifically for businesses who either currently process ACH credits and/or debits, or those exploring the network for use in the future. Each session will focus on niche areas of ACH essentials. This course in the series will explore ACH pre-notifications, returns and reversals from the perspective of how each affects a business originator.
CD/Recorded
$179
Recorded/CD
Navigating the Maze of ADA and FMLA Compliance - Part 1 of 4: Understanding FMLA

Navigating the Maze of ADA and FMLA Compliance - Part 1 of 4: Understanding FMLA

  • Speaker: Cathleen M. Hampton
  • Product ID: 704800
  • Duration: 120 Min
Most employers assume that 12 weeks’ leave for employees ensures compliance with the FMLA, and that takes care of their obligation towards the employee as well. However, if the employee also is disabled, the employer’s duty under the ADA may be just beginning. The key to untangling ADA and FMLA is to understand the obligations under each statute. Therefore, it is crucial for employers to have a sound knowledge of the laws to apply them correctly and avoid litigation. This first training program of a four part series discuss the fundamental provisions of the FMLA.
CD/Recorded
$0
Recorded/CD
Conducting a Shrink Investigation - How to Determine the Source of Your Inventory Discrepancy

Conducting a Shrink Investigation - How to Determine the Source of Your Inventory Discrepancy

  • Speaker: John E Grimes
  • Product ID: 704802
  • Duration: 90 Min
Small business failures are particularly vulnerable to going out of business as a result of uncontrolled and unidentified losses. If you are small business retail owner, manager, or loss prevention consultant, this training program will teach you how to conduct a full shrink (loss) investigation. If you are contemplating opening a small retail business, this webinar will give you a head start on understanding the complexities and importance of controlling losses.
CD/Recorded
$0
Recorded/CD
US Export Controls: Awareness Training of US Export Controls and Its Extraterritorial Reach (in Spanish)

US Export Controls: Awareness Training of US Export Controls and Its Extraterritorial Reach (in Spanish)

  • Speaker: John Armonda
  • Product ID: 704804
  • Duration: 60 Min
El programa esta disenado para empleados en los Estados Unidos de habla hispana y para empresas en latino america que toman parte en programas "ITAR" y/o posesion de articulos y su informacion tecnica de articulos de Doble-Use bajo el EAR.
CD/Recorded
$0
Recorded/CD
Challenge your Worksite Wellness Policy - An overview of HIPAA, ADA, ACA, GINA, ERISA and more

Challenge your Worksite Wellness Policy - An overview of HIPAA, ADA, ACA, GINA, ERISA and more

  • Speaker: Janette Levey Frisch
  • Product ID: 704860
  • Duration: 75 Min
This webinar training with explain how to create an effective worksite wellness policy. The Instructor will discuss an overview of HIPAA, ADA, ACA, GINA, ERISA and more. He will also cover the EEOC’s new rules and how to be compliant while implementing wellness program at your workplace.
CD/Recorded
$179
Recorded/CD
Block Chain for Risk Management /Data Security | Emerging Technological Approach for KYC and Secure Transactions

Block Chain for Risk Management /Data Security | Emerging Technological Approach for KYC and Secure Transactions

  • Speaker: Shaun Miller
  • Product ID: 704808
  • Duration: 120 Min
A block chain is a transaction database shared by all nodes participating in a system based on the Bitcoin protocol. This course describes the Bitcoin concept, what Blockchain is and its financial applications to creating secure KYC and payment data sets. This course explains a Blockchain concept where the Blockchain itself is a shared single source of truth.
CD/Recorded
$249
Recorded/CD
US Export Controls: Awareness Training of US Export Controls and Its Extraterritorial Reach (for Australia)

US Export Controls: Awareness Training of US Export Controls and Its Extraterritorial Reach (for Australia)

  • Speaker: John Armonda
  • Product ID: 704793
  • Duration: 60 Min
This training program will offer an awareness of US export regulations, state their requirements, and emphasize the importance of internal controls. It will also highlight the importance of transactional compliance.
CD/Recorded
$0
Recorded/CD
Managing SOP Compliance per FDA Regulations

Managing SOP Compliance per FDA Regulations

  • Speaker: Danielle DeLucy
  • Product ID: 704797
  • Duration: 60 Min
This training program will discuss formatting SOPs, FDA expectations for written documents and regulatory requirements, and the roles and responsibilities of authors and reviewers of SOPs. The program will also overview how to ensure a system for the control, archival, and disposal of written procedures.
CD/Recorded
$0
Recorded/CD
DMR & DHR - What Is Really Required

DMR & DHR - What Is Really Required

  • Speaker: Daniel O Leary
  • Product ID: 701861
  • Duration: 90 Min
This 90-minute training will discuss the FDA's QSR requirements for a Device Master Record (DMR) and how you can use it to build your Device History Record (DHR). You will learn what to keep in each record and organize them to help you lower cost in the QMS and provide valuable information when you need to investigate a problem and take corrective action.
CD/Recorded
$249
Recorded/CD
Successful 3PL Relationships - Managing with Service Level Agreements and Key Performance Indicators

Successful 3PL Relationships - Managing with Service Level Agreements and Key Performance Indicators

  • Speaker: Joe Lynch
  • Product ID: 704783
  • Duration: 60 Min
This training program will explore how using service level agreements along with key performance properly will enable a shipper to drive continuous improvement in their supply chain. SLAs and KPIs will also ensure that agreed to, objective measurements are being used to judge 3PL performance. An SLA along with the proper KPIs will allow shippers to create incentives, disincentives and exit clauses based on performance.
CD/Recorded
$199
Recorded/CD
Application for Investor Advisor Registration - ADV Part 1, Part 2A, Part 2B and More

Application for Investor Advisor Registration - ADV Part 1, Part 2A, Part 2B and More

  • Speaker: Lisa Marsden
  • Product ID: 704741
  • Duration: 60 Min
This training program will analyze ADV Part 1, ADV Part 2 A, ADV Part 2 B, and offer a breakdown of each section of the ADV. It will discuss annual filing requirements and offer best practices for reporting accurately.
CD/Recorded
$199
Recorded/CD
2-hr Common Misconceptions in OSHA Recordkeeping

2-hr Common Misconceptions in OSHA Recordkeeping

  • Speaker: William Principe
  • Product ID: 701763
  • Duration: 120 Min
This OSHA Recordkeeping training will address the concepts that are most frequently misunderstood and that lead to errors in OSHA recordkeeping.
CD/Recorded
$299
Recorded/CD
2016 Financial Regulator Priorities - SEC, FINRA, and State Regulators

2016 Financial Regulator Priorities - SEC, FINRA, and State Regulators

  • Speaker: Lisa Marsden
  • Product ID: 704765
  • Duration: 60 Min
In this training program, attendees will learn how to gain access to the financial regulators priorities and understand how to apply those priorities to their firm. The program will also discuss incorporating the priorities into your annual review and identifying priorities that need to become part of the compliance manual/code of ethics.
CD/Recorded
$249
Recorded/CD
Community Reinvestment Act (CRA) - Understanding High Risk Lending and Compliance Issues

Community Reinvestment Act (CRA) - Understanding High Risk Lending and Compliance Issues

  • Speaker: Vidia Ramdeen
  • Product ID: 704764
  • Duration: 60 Min
This training program will address important compliance issues and high risk lending issues of the Community Reinvestment Act (CRA). It will help attendees in understanding why community bank lending is important for achieving goals underlying successful community reinvestment and focus on the basics of risk management for community bank lending.
CD/Recorded
$0
Recorded/CD
Food Safety Modernization Act for Transportation and Logistics Professionals

Food Safety Modernization Act for Transportation and Logistics Professionals

  • Speaker: Joe Lynch
  • Product ID: 704769
  • Duration: 60 Min
This training program will help attendees prepare to work within Food Safety Modernization Act guidelines and understand how they will be impacted, and how to adapt. The program will also offer best practices to make your supply chains meet the rising demands of consumers.
CD/Recorded
$0
Recorded/CD
SEC Examinations - Practical Tips on How to Defend Yourself

SEC Examinations - Practical Tips on How to Defend Yourself

  • Speaker: H. David Kotz
  • Product ID: 704605
  • Duration: 60 Min
This webinar provides practical information on how companies may defend themselves during SEC examinations. The webinar highlights the newest initiatives arising from the SEC’s examination program. Presented by the former Inspector General of the SEC, the webinar provides valuable insider information about SEC exams.
CD/Recorded
$0
Recorded/CD
3-Hr Virtual Seminar - Understanding DFAR and Developing Compliance - DCAA Audit, Labor Records, Penalties, Policies & Procedures

3-Hr Virtual Seminar - Understanding DFAR and Developing Compliance - DCAA Audit, Labor Records, Penalties, Policies & Procedures

  • Speaker: JeFreda Brown
  • Product ID: 704619
  • Duration: 3 hrs
This training program will demonstrate why companies planning to do business with the government should be prepared to be audited by the Defense Contract Audit Agency (DCAA). DCAA performs all needed contract audits for the Department of Defense (DoD). The focus of this program is to offer attendees a strong knowledge of DFARS (Defense Federal Acquisition Regulation Supplement) and help understand what is required when pricing proposals, developing a compliant accounting system, and maintaining contracts.
CD/Recorded
$349
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