Banking, Financial Services Regulatory Compliance Training - Live Webinars, Recordings & CDs

This course provides the opportunity to gain a deep understanding of the fundamental principles behind blockchain technology and its practical applications in the accounting profession. Also Participants will gain insights into the benefits, challenges, and potential risks associated with blockchain technology, and develop skills to evaluate its impact on the future of the accountancy profession.

This course covers the basic concepts of Enterprise Risk Management and key elements that finance executives and personnel need to be aware of when implementing ERM across their organizations.

This BSA/AML compliance training will help attendees to understand, identify and mitigate the risks associated with high-risk customers as well as high risk transactions.

Continued massive data exposures have put the spotlight on fraud risks to banks, merchants, and personal banking customers. Fraudsters are always looking for new opportunities and new weaknesses. The availability of customer data on the black-market gives them new power tools to use to enrich themselves. A bank has responsibilities to its shareholders and customers to protect them from these ever-changing threats.

Sales tax? Use tax? What’s the difference? Must I charge tax on my internet sales? Will I owe taxes in more than one state for the same sale? Why is my drop shipper charging me tax? Why did I receive a NEXUS Questionnaire and what if I don’t respond to it? I just received a notice that I have to conduct a self-audit and report my findings to the state – is this for real? I need help!

This webinar uses actual case studies to look at what leads to compliance failures, and how to handle them. In each case. What were the specifics of the situation? Why was there a failure? How was it identified? What did it take to fix it? How could it have been avoided? (Lessons learned). It concludes with a summary of the evident patterns and learnings.

This webinar is intended to raise auditors’ abilities within the sphere of forensic auditing through a combination of lecture and case-study.

Corporations are facing more risks in the expanded environment of business. This webinar will provide auditors and audit management with advanced approaches to risk management and internal risk assessment at a corporate level.

What are the rules regarding how you may contact a debtor? They are so complex and confusing! There are many issues involved, such as what questions you may and may not ask someone other than the debtor and restrictions on what you can leave in voicemail or send in an email, and the best ways to handle suspected deadbeats. What is the best practice for postings to open accounts when the debtor may file bankruptcy? Did you know that medical collections must be treated with more care than consumer collections? Learn the answers to all of these issues and your own questions when you attend this detailed presentation of the FDCPA.

Understanding Tokenization and its Supporting Technologies - A Guide to Converting Real-World Assets into Digital Tokens on Blockchain Web3 tokenization is a revolutionary concept that converts real-world assets or rights into digital tokens on a blockchain, allowing for secure and decentralized ownership, access, and value transfer. Unlike simple digital currencies, Web3 tokens can represent physical assets, intellectual property, or utility and governance rights within decentralized applications (dApps). This enables fractional ownership of assets, like real estate, and enhances investment opportunities without traditional intermediaries. As a key driver of the decentralized economy, Web3 tokenization is reshaping asset management and participation in digital ecosystems.

As payments continue to evolve, so does the ACH Network. In an effort to continually update the Nacha Operating Rules, Nacha had put out a RFC (Request for Comment) on adding a fourth window of opportunity for SDA (Same Day ACH) payments to allow more functionality with Same Day payments in all time zones.

States are tense. They need more revenue. Millions of dollars of internet sales occur daily without tax. The states want their money. In just 90 minutes, learn the different ways your company triggers nexus on itself and what it must do to comply with state regs.

When it comes to AML, there are a lot of different components. For staff it's really important to not only know how the rules impact their role, but understanding the different types of red flags. In this webinar, we will discuss the background of AML and also the types of red flags you may encounter during your day to day roles.

This BSA/AML (Bank Secrecy Act/ Anti Money Laundering) compliance training will help attendees understand, identify and mitigate the risks associated with high risk transactions.

This webinar shows how to build and use a rolling 12-month budget and forecast to support real business decisions. You’ll learn how to move beyond static annual budgets and create forward-looking financial models that adjust as conditions change. The session focuses on practical forecasting you can use immediately.

21st century business organizations require active and engaged risk management activities. Today's risk and compliance process is rather complex and dynamic, therefore it requires governance, risk and compliance professionals to possess certain skills in order to effectively complete their duties and responsibilities. The days of using staid audit programs are over. This training program will engage participants in evaluating each business process using a risk-based approach and in preparing risk and compliance documentation for each engagement.

This webinar will prepare your staff for this filing year, improve your employee reporting set-up and maintenance practices, and reduce your risk of complaints from the IRS. Learn the latest updates on Form W-4 and Form W-2 wage and withholding reporting.

In this training attendees will learn how Power Pivot provides business Intelligence functionality and reporting within the familiar environment of Excel with practical examples. This webinar will discuss best practices for importing data into Excel from external sources, creating relationships in Power Pivot, Power Query data sources, and more.

This webinar explains how cash flow really works and why profitable businesses still run out of money. It breaks down how to track, forecast, and manage cash so leaders can make confident operating and growth decisions. You’ll learn how to move from accounting profits to real, usable liquidity.

This Enterprise Risk Management training (ERM) will provide a framework for evaluating the effectiveness of risk management based on an inventory of questions an effective ERM program should be able to answer.