Banking, Financial Services Regulatory Compliance Training - Live Webinars, Recordings & CDs

This unique and interactive workshop will analyze real time case studies from all components of the procure to pay (P2P) process that include: procurement, T&E, P-Card, AP, and disbursements. Attendees will have an opportunity to discuss what went wrong and will determine the key internal controls that were missing. The instructor will highlight the three critical corporate controls, the standards of internal control for P2P, and the top twenty controls for AP.

The webinar will cover what employers need to know about the workers’ compensation premium audit. Experience shows that more than 75 percent of premium audits are incorrect, most often to the detriment of the employer. At the end of the webinar, attendees will be armed with the knowledge they need to ensure that they pay only what exactly they owe for their workers’ compensation and not a penny more.

While breaking down the ACH Rules book, this webinar training will explore originator (i.e. business) obligations, help identify participants and transactions, and analyze important processing rules. The course will also discuss the benefits of ACH and the process flow, including debit and credit transactions.

This program will help attendees to understand the CCAR (Comprehensive Capital Analysis and Review) Program and the OCC’s DFAST Program (Dodd Frank Act Stress Test) work in practice and become familiar with the main concepts and methods of Capital Adequacy and Stress Test processes. And also attendees will learn the real Capital Adequacy and Stress Test situations that have arisen; and the decisions that had to made concerning them; and how certain key difficulties were resolved.

This program will help attendees understand the background to today’s AML and KYC compliance requirements; become familiar with the different aspects of Money Laundering; and be aware of the obligations of employees concerning AML and KYC.

This webinar will help attendees understand how to implement and maintain risk-based procedures to conduct ongoing customer due diligence (CDD), including understanding the nature and purpose of customer relationships, conducting ongoing monitoring to identify and report suspicious transactions, and maintaining and updating customer information.

Wire transfer fraud has often rendered businesses and financial institutions helpless despite their best efforts to combat the threat. This training program will identify the red flags of common forms of wire transfer fraud and help understand how you can isolate your organization and help combat fraud. The webinar instructor will also review sound risk assessment practices to help minimize exposure.

This training on Foreign Accounts Tax Compliance Act will teach the attendees best practices to ensure compliance with FATCA. Learn how to comply with your withholding and reporting obligations.

This training program will explore the operational implications of dealing with heightened-risk categories such as PEP screening at the heels of the Panama Papers controversy. The program will also discuss the current changes in the marketplace and expose the new faces of AML and examine areas of PEP regulation that pose present and future challenges for regulated businesses.

This program will help attendees to understand the background of rules and specific compliance obligations involved in providing protections specifically to serving military personnel and to veterans from Banks, Credit Unions and some other financial institutions.

The experience mod is the single most important factor when determining workers’ compensation premium. This training program will help employers understand how the experience mod works and how to utilize that knowledge to control your workers’ compensation costs.

Learn the most common and costly forms of ACH fraud, how to avoid it and the proper internal controls to have in place. The presenter will discuss the most current forms of specific ACH frauds.

This BSA webinar will discuss best practices of development, maintenance and auditing of the Bank Secrecy Act. Common and legal identifiers and red flags, the sources of audit evidence, steps of conducting internal investigation, elements to establish evidence of laundering.

This ACH training program will review common consumer issues and situations while handling ACH disputes. It will guide participants in deciding the appropriate course of action in given situations. Participants will also learn what to do when a customer/member won’t complete a WSUD.

This webinar will break down the Board’s role in effective cybersecurity oversight, the 12 questions a board member should be knowing to answer, key principles of oversight, tips and resources for board.

This webinar training analyzes critical components of a Cyber Incident Response Plan and provides recommendations on how to prepare all staff for the inevitable situations. From internal considerations to your external solution providers, get a realistic view of how a cyber-attack can quickly spiral a typical day into complete chaos and cause significant losses without preparation. Attendees will receive a Cyber Incident Response Plan checklist to help their Incident Response Team analyze or develop a Plan.

This webinar is designed to provide understanding of payment system risk policy, how to do risk assessment and mitigate risk, what can be an optimal organizational structure to manage payment strategy.

The objective of this training is to better understand the breadth of retail payments compliance issues and how to create a framework for reviewing both internal and third-party responsibilities for a successful audit.

This webinar will review current requirements of the Bank Secrecy Act, why to comply, how to comply, reporting techniques and current positions by the IRS and FinCEN.

This wire transfer fraud prevention webinar will discuss various methods to identify red flags, how to isolate your organization from it and what risk management practices to be deployed to minimize the exposure.