Risk Management Training

This webinar on procurement cards fraud prevention will help you identify the ‘red flags' of P-Card fraud and will provide a practical internal controls toolkit that will help reduce the potential for fraud and mitigate risk within the process.

This training program will define and discuss the bowtie risk assessment method used to analyze and establish causal relationships in high risk scenarios. Named after the shape of the diagram created, bowties provide an excellent visual representation of the potential causes and consequences of a risk scenario and help ensure that all relevant information is identified and properly assessed.

This training program will facilitate participants’ understanding of fraud risks, detecting fraud indicators, gathering evidence to substantiate suspicions of actual wrongdoing and eliminating control weaknesses in all pertinent business functions.

This webinar will explain concept of ACH, how it works, rationale for choosing it and how it differs from US domestic ACH. It will also discuss what International Payments Framework Association (IPFA) is and how does it address International ACH issues. Instructor will cover the relevance of Customer benefits and value proposition regarding ACH and why it should be preferred over wire transfers.

This training program will focus on the most important elements of the appraisal regulations that foster safety and improves financial institutions’ regulatory compliance. It will also discuss best practices for integration of the Interagency Appraisal and Evaluation Guidelines into an institution’s appraisal policy and practices, and outline the importance of a risk-based decision process within the appraisal function that is uninfluenced by other departments.

In this fast-paced and informative training program, attendees will learn exactly what violates the Fair Debt Collection Practices Act (FDCPA) and other laws that lead to costly fines and judgments. The program will also overview consumer vs. commercial bankruptcy and the differences between Chapter 7, 11 and 13.

This training program will explore how the initiatives that have the most value and result in true continuous improvement efforts are often the ones that are developed by a specific operational area such as accounts payable. If a metrics program is developed by the business owner of an operation, the results will be well defined and will represent the process components very well and will help to drive results. With a real time dashboard, actions can be immediately taken based on the results.

This 90-minute webinar will cover principles and provide examples of tools for quality risk management that can be applied to different aspects of pharmaceutical quality. It will provide you with the knowledge and understanding needed to improve patient safety and also to prepare your organization for regulatory inspections.

In this webinar, get step-by-step instructions on creating your 2020 strategy utilizing agile principles. It is a simple straightforward process you and your team can execute with ease. Begin with a 360-degree analysis of your stakeholders, high light priorities, align to the larger organization goals, identify risks & roadblocks, create meaningful measurements, and develop the 2020 roadmap.

This training program will highlight common issues that occur over time with material compliance programs, and demonstrate how to address them. This can result in a more effective and responsive material compliance effort for your company.

Information Technology (IT) is a critical enabler of business. Assuring an enterprise's governance, including risk management and control processes, requires auditors to understand the role of IT within their organizations and to develop adequate knowledge and skills to audit IT systems as the line separating "IT" and "non-IT" audits are beginning to disappear, except in the very technical IT domains. This course is designed to give non-IT auditors and beginning information security professionals an overview of the various considerations and aides in audit planning to gain a greater understanding of how to evaluate defined audit areas.

Given the global business environment, IT deployments are indispensable for enabling information reliability, processing efficiency, and communication expediency to acquire and maintain a competitive advantage. Because the information has measurable value, data collection, processing, storage, and transmission by organizational employees need appropriate safeguarding. Safeguarding information mandates addressing cybersecurity protection to ensure managerial due care and due diligence. Through Dr. Davis’ discussions, security professionals will acquire an appreciation for the complexities associated with ensuring an effective cybersecurity program.

This AML training will provide you the tools to identify the differences between money laundering and terrorist financing and how to protect your financial institute against potential criminal activity. It will also highlight the complexities of modern day proactive compliance departments.

This webinar will address the red flags that may indicate money laundering and fraud in non-bank financial institutions. It will also provide guidelines for conducting enhanced due diligence (EDD).

This webinar will enhance your knowledge of SOX Section 404 (Sarbanes-Oxley Act Section 404) by helping you understand the elements of an internal controls system. Internal controls are a key part of any organization's continued growth, performance and success. With fraud at an all-time high, a well-designed internal control structure will enhance operations by improving your department's overall security and effectiveness. SOX Section 404 mandates that all publicly-traded companies must establish internal controls and procedures for financial reporting and must document, test and maintain those controls and procedures to ensure their effectiveness.

Some of the many challenges in the corporate payments sector include fragmented banking products and relationships, stringent and paper-based processes, lack of transparency in payments, costs of complying with new regulations and problems related to cross-border transactions. This webinar will shed light on how to control your payment process with current best practices.

This training on Foreign Account Tax Compliance Act (FATCA ) will highlight the evolution of the Act and its current regulations. It will also provide attendees practical and effective methods for solid FATCA implementation along with tools for identifying FATCA specific complexities in order to avoid enforcement actions.

Cost effective strategies should be designed to prevent, detect and/or mitigate the impact of potential crises. Reducing system vulnerabilities is typically accomplished by delineating then remediating single as well as combined configuration failure points. In this webinar, get an overview of Business Continuity and what an audit encompasses. It will discuss primary business continuity audit program considerations.

This webinar training will discuss how to create, test and implement an effective cyber Incident program to counter cyber threat and malware attacks. The Instructor will explain how to measure an organisation’s susceptibility to a cyber attack and will outline critical action areas in such event.

This training program will offer attendees an understanding of record schedule defensibility and best practices to take steps toward improvements. The IRS states entities need to be fully informed of the code relating to Record Retention and Destruction to determine what records are necessary to stay in compliance or face fines. According to IRS and state statistics of the entities audited over the past three years, 82% could not supply adequate records to pass an audit - resulting in substantial fines for non-compliance.