ComplianceOnline

Documentation and Policy Management Training - Live Webinars, Recordings & CDs

Learn the standards for documentation and management, maintain consistency with common law, regulatory requirements, ethical and current best practice requirements. On this page, browse a broad range of courses specially designed for you.

Recorded/CD
Payroll Update Multi-State Taxation and Reporting

Payroll Update Multi-State Taxation and Reporting

  • Speaker: Miles Hutchinson
  • Product ID: 704229
  • Duration: 100 Min
This training program will offer a quick introduction of multi-state taxation and reporting and help ensure your company pays employees fairly and handles tax and other withholdings properly. If you are concerned about your company’s ability to comply with U.S. labor and payroll laws, this program will answer many questions on the subject.
CD/Recorded
$249
Recorded/CD
The Essentials of Third Party Sick Pay: What Payroll Must know to Tax and Report Correctly

The Essentials of Third Party Sick Pay: What Payroll Must know to Tax and Report Correctly

  • Speaker: Vicki M. Lambert
  • Product ID: 704992
  • Duration: 90 Min
This webinar will discuss proper taxation and reporting of the fringe benefit known as third party sick pay. It will discuss what is and is not third party sick pay, how the taxation is affected by the status of the provider (who is or is not the employer’s agent), when this type of payment is taxable and/or reportable, and who is responsible for this taxation and reporting.
CD/Recorded
$299
Recorded/CD
Data Analysis in QSR

Data Analysis in QSR

  • Speaker: Daniel O Leary
  • Product ID: 704990
  • Duration: 90 Min
Data analysis is one of the most powerful improvement tools because it can lead to cost reductions and preventive action. To use these techniques you need to know both the regulatory requirements and the analysis framework. This webinar gives you the tools and techniques to implement an effective data analysis program.
CD/Recorded
$0
Recorded/CD
Russia: Compliance Processes and Regulations

Russia: Compliance Processes and Regulations

  • Speaker: Robert J Russell
  • Product ID: 703870
  • Duration: 90 Min
This training course will provide a detailed overview of the regulatory requirements, local challenges and important cultural aspects of working with the lifecycle of life science products (pharmaceuticals, medical devices, biologics and combination products) as an importer or producer in Russia. It will offer a deeper understanding of cultural norms, and will discuss best practices for establishing relationships and protecting your intellectual property to be integrated into your company’s training and corporate business strategies.
CD/Recorded
$249
Recorded/CD
Creating a Good Design History File (DHF) for Audit Success

Creating a Good Design History File (DHF) for Audit Success

  • Speaker: Mercedes Massana
  • Product ID: 701978
  • Duration: 60 Min
This DHF regulatory compliance training will discuss the structure of a good Design History File, elements to look for when auditing a DHF and how to address issues. It will provide the information necessary to maintain a good DHF that will help manufacturers during a regulatory compliance audit.
CD/Recorded
$279
Recorded/CD
Wire Fraud - Detection and Prevention

Wire Fraud - Detection and Prevention

  • Speaker: Rayleen M Pirnie
  • Product ID: 704399
  • Duration: 90 Min
This training program will discuss common forms of wire fraud such as: account takeover (consumer, corporate, and institution internal accounts); false invoices / money mules and advance fee frauds; business email compromise; and supply chain fraud. It will also discuss wire fraud detection, fraud mitigation, and sound business practices to thwart attempts.
CD/Recorded
$179
Recorded/CD
Retaliation and Whistleblower Claims | No FEAR Act, Trends and Best Practices to Avoid Litigation

Retaliation and Whistleblower Claims | No FEAR Act, Trends and Best Practices to Avoid Litigation

  • Speaker: Susan Fahey Desmond
  • Product ID: 704903
  • Duration: 90 Min
This webinar training will discuss about the whistleblower claims and NO FEAR Act. The Instructor will discuss the types of whistleblower claims and new developments under the No FEAR Act. Participants will learn how to manage internal investigation and litigation issues.
CD/Recorded
$229
Recorded/CD
How to Develop an Effective Risk Register

How to Develop an Effective Risk Register

  • Speaker: Mario Mosse
  • Product ID: 704969
  • Duration: 90 Min
A risk register, also known as a risk log, serves as a central repository for the organization's risk information. This training program will discuss its key function, i.e., to provide management, the board, and key stakeholders with significant information on the main risks faced by the organization. The program will also delve into designing and using your own ‘fit-for-purpose’ risk register.
CD/Recorded
$229
Recorded/CD
Working With ELLA (Employment-Labor Law Audit): An HR Audit Model

Working With ELLA (Employment-Labor Law Audit): An HR Audit Model

  • Speaker: Ronald Adler
  • Product ID: 704968
  • Duration: 90 Min
This training program will discuss the use of Employment Labor Law Audit (ELLA®) as a core competency, review the role HR auditing plays in helping your organization make critical business decisions, and describe how ELLA® can help reduce employment practices liability risk exposure.
CD/Recorded
$229
Recorded/CD
A Primer on OFAC/Sanctions Compliance

A Primer on OFAC/Sanctions Compliance

  • Speaker: Joe Soniat
  • Product ID: 704998
  • Duration: 60 Min
This training program will detail the purpose of OFAC screening and OFAC risk assessment. It will define a politically exposed person (PEP). Further, the webinar will also offer best practices regarding the OFAC screening process and guide attendees on how to document the process of an OFAC case review.
CD/Recorded
$599
Recorded/CD
Employer's Continuing Obligation: Maintaining Accurate Records of Each Recordable Injury and Illness

Employer's Continuing Obligation: Maintaining Accurate Records of Each Recordable Injury and Illness

  • Speaker: Michael Aust
  • Product ID: 704982
  • Duration: 60 Min
This OSHA training program will discuss updated recordkeeping mandates set by OSHA and emphasize the importance of OSHA's recordkeeping regulations. The webinar will further detail why a failure to record a recordable illness or injury is a continuing violation and the D.C. circuit's decision in Volks II.
CD/Recorded
$0
Recorded/CD
Developing an Affirmative Action Plan in the Age of Inclusion-Title VII of Civil Rights ACT 1964

Developing an Affirmative Action Plan in the Age of Inclusion-Title VII of Civil Rights ACT 1964

  • Speaker: U Harold Levy
  • Product ID: 704925
  • Duration: 90 Min
This webinar discusses how and why the demographics of country are changing and the business impact of an inclusive business environment. The instructor will explain the federal and state laws and policy that provide for equal employment opportunity and affirmative action in employment. Participants will learn how to develop a fair and equitable Affirmative Action Plan that can withstand scrutiny.
CD/Recorded
$0
Recorded/CD
The Investigational Medicinal Product Dossier (IMPD): EU's CTA vs. FDA's IND

The Investigational Medicinal Product Dossier (IMPD): EU's CTA vs. FDA's IND

  • Speaker: Robert J Russell
  • Product ID: 702030
  • Duration: 90 Min
This 90 minute webinar will help you comprehensively understand the IMPD (Investigational Medicinal Product Dossier) and the structure and content differences between a EU CTA Application and an FDA IND Application.
CD/Recorded
$249
Recorded/CD
Planning and Managing Organizational Change: 10 Tips and Techniques

Planning and Managing Organizational Change: 10 Tips and Techniques

  • Speaker: Christopher R DeVany
  • Product ID: 704980
  • Duration: 90 Min
This training program will analyze the gaps that need to be addressed while implementing organizational changes. It will help attendees assess major issues involved in organizational readiness, help overcome intellectual challenges, help create effective communication plans, ensure all systems support, and finally, assess change management.
CD/Recorded
$0
Recorded/CD
Export Control Awareness: Apply and Understand Licensing Exceptions

Export Control Awareness: Apply and Understand Licensing Exceptions

  • Speaker: Matilda Vasquez
  • Product ID: 704963
  • Duration: 60 Min
This training program will review changes in the Foreign Trade Regulations, Export Administration Regulations, Office of Foreign Assets Controls, and the International Traffic in Arms Regulations. It will also offer an understanding of the basics of applying for an export license through the BIS.
CD/Recorded
$0
Recorded/CD
Preparing a Financial Industry Compliance Manual and Code of Ethics

Preparing a Financial Industry Compliance Manual and Code of Ethics

  • Speaker: Lisa Marsden
  • Product ID: 704962
  • Duration: 60 Min
This training program will detail developing a compliance manual and a code of ethics for the financial industry, with the intent of clarifying the requirements of the Advisers Act. The instructor will also guide attendees on testing the manual, effectively managing it, and keeping it constantly updated.
CD/Recorded
$0
Recorded/CD
Life Cycle Risk Management for 21 CFR 820 and ISO 13485

Life Cycle Risk Management for 21 CFR 820 and ISO 13485

  • Speaker: Russell Pizzuto
  • Product ID: 704964
  • Duration: 90 Min
This webinar will present a Lifecycle Risk Management System that meets FDA and ISO requirements. That risk management system (based on ISO 14971) creates a closed loop system that identifies risks, and uses field use feedback to adjust risks and to improve designs and processes. The objective evidence produced by a Lifecycle Risk Management Systems can be used to demonstrate risk management compliance to 21 CFR Part 820 and ISO 13485.
CD/Recorded
$0
Recorded/CD
Protecting Your Business from ACH Fraud | Developing the Internal Controls

Protecting Your Business from ACH Fraud | Developing the Internal Controls

  • Speaker: Rayleen M Pirnie
  • Product ID: 704921
  • Duration: 90 Min
This webinar training will help you identify common ACH frauds. The instructor will discuss the sound business practices and easy to implement internal controls proven to reduce losses and how to review common financial institution offered solutions to further minimize exposure.
CD/Recorded
$179
Recorded/CD
Preparing and Reporting on Personal Financial Statements

Preparing and Reporting on Personal Financial Statements

  • Speaker: Candace Leuck
  • Product ID: 704866
  • Duration: 120 Min
This webinar training will explain the process of preparing and reporting personal financial statements. The Instructor will discuss the key steps and authoritative guidance related to personal financial statements and how to interpret the guidance.
CD/Recorded
$25
Recorded/CD
Submitting FDA Electronic Regulatory Filings - Drug Establishment Registrations and Drug Listings

Submitting FDA Electronic Regulatory Filings - Drug Establishment Registrations and Drug Listings

  • Speaker: Camille Davis Thornton
  • Product ID: 703234
  • Duration: 60 Min
This webinar on FDA electronic filings will discuss and provide clarification on the process of submitting drug establishment registration and drug listing information to the FDA using its Electronic Submission Gateway (ESG).
CD/Recorded
$249
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