Compliance Training Webinars for Regulated Industries

This training on fraud investigation will explain how to deal effectively with allegations of fraud and how to conduct internal investigations. It will provide the attendees tips on how to gather evidence in a fraud investigation.

This webinar will discuss the significance, nature and types of KRIs. The instructor will discuss how to develop, evaluate and implement KRIs in accordance with organization’s risk culture and create strategies for effective reporting of risk indicators that lead to management action.

Attend this webinar to understand the best ways to maintain annual compliance with DFS cybersecurity requirements through a strategic transformation of IT security monitoring to proactive cyber risk management; and to learn how a human-centric security orchestration model with people, process and technology will save and make you money.

Risk matrices are used during risk assessment to define the various levels of risk as the product of the probability and impact categories. This webinar training will focus on this simple but powerful mechanism to increase visibility of risks and assist management decision making. Risk matrices are one of the most widespread tools for risk evaluation.

This webinar will help you how to improve the effectiveness of recalls and enhance consumer safety, as well as protecting the company’s reputation.

Learn how best to identify, mitigate and make accurate disclosures of conflicts of interest.

This webinar will focus on the effective crisis communication strategies. Attendees will learn best practices to protect their organization’s brand in the time of crisis.

Learn an effective approach to practice risk management process that is proactive, strategic and top-down in nature to anticipate, avoid and mitigate potential losses from threats and risks that are present in the real world regardless of any organization’s wishes.

FinCEN is issuing final rules under the Bank Secrecy Act to clarify and strengthen customer due diligence requirements for: banks; brokers or dealers in securities; mutual funds; and futures commission merchants and introducing brokers in commodities. The rules contain explicit customer due diligence requirements and include a new requirement to identify and verify the identity of beneficial owners of legal entity customers, subject to certain exclusions and exemptions. This training program will walk attendees through the new rules and how to implement them.

Learn corporate policy definition and assignment with ramifications for both. We'll discuss how to identify and document management review controls, why a fine tuned policy and procedure are critical to business operations and how to obtain the real root cause of cyber security incidents effectively.

This webinar will untangle the complexities of UCC4A and how it applies to ACH payments. It will discuss legal and compliance risks presented by UCC4A and provisions impacting potential liability.

Gain a better understanding of cyber security incident management that is proactive versus reactive, learn methods to minimize business disruption and damages, and the impact and urgency on customers and the business for risk and costs.

This webinar will explain tools and tips for conducting internal investigations. Attendees will learn how to conduct effective witness interviews, how to draft comprehensive investigative reports and how to report evidence of fraud to law-enforcement authorities.

This CMS compliance training will address the key changes in the new Conditions of Participations (CoPs) that will be effective July 13, 2017. It will focus on the change processes and policies for patient rights, aide services, evolving plan of care, infection control, emergency preparedness program, QAPI and more.

This webinar will highlight BSA/AML/OFAC risk assessments and evaluation compliance program. It will discuss BSA definitions, OFAC rules, Currency Transaction Reporting (CTR), Suspicious Activity Reporting (SAR) including additional requirements, such as 314(a), PEPs, and Pouch activities and much more.

Learn how effective AML analytics, algorithms, machine learning and data science can strengthen your compliance program. This session will also discuss using analytics to help BSA/AML investigations, how you can use the CDD data gathered along with analytics, model validation and BSA/AML.

This training program will review a few ways to ensure that a financial institution reviews things from the start and consistently, in setting up a risk management framework that allows the bank to focus on its strategy rather than mere compliance.

This training program will offer attendees an in-depth understanding of specific Unfair Claims Settlement Practices under California Law. It will further offer them an understanding of the regulations governing Unfair Claims Settlement Practices created by the California Department of Insurance.

This webinar will enhance participants’ knowledge by detailing the elements of internal controls. Internal controls are a key part of any organization's continued growth, performance and success. With fraud at an all-time high, a well-designed internal control structure will enhance operations by improving your department's over all security and effectiveness.

This webinar will explain Unfair, Deceptive, and Abusive Act or Practices (UDAAP), including different standards for advertising over the internet and social media. It will also provide practical solutions for avoiding the pitfalls and still create meaningful advertisements.