ComplianceOnline
Join for Free
Signin
Welcome back! Please log in below to continue.
Forgot Password?
New customer? Free Signup
Your Shopping Cart
Contains 0 items
Total: $0.00
View Shopping Cart
Home › Online Training ›  Audit & Inspection-Role

Audit and Inspection Training - Live Webinars, Recordings & CDs

The courses on this page cover pre-audit preparations, during audit processes, post-audit processes, Dos and Don'ts, and more. The programs cover regulatory audits, internal audits, and other quality audits. Browse our wide range of courses designed to help you identify your strengths and problem areas, find solutions, and boost your morale.
Loading....
Recorded/CD
Mitigating and Conducting Very Effective Risk Assessments and Business Impact Analysis

Mitigating and Conducting Very Effective Risk Assessments and Business Impact Analysis

  • Speaker: Michael C Redmond
  • Product ID: 704823
  • Duration: 60 Min
This webinar training will explain project management principles to prepare your business to overcome risk and outage. The instructor will discuss how to conduct risk assessment and business impact analysis. He will also discuss how to test and document risk elements and the process or steps to be taken to combat it.
CD/Recorded
$0
View Details
Recorded/CD
Navigating the Maze of ADA and FMLA Compliance: Detour to Workers' Compensation - Part 3 of 4

Navigating the Maze of ADA and FMLA Compliance: Detour to Workers' Compensation - Part 3 of 4

  • Speaker: Cathleen M. Hampton
  • Product ID: 704825
  • Duration: 120 Min
When administering the ADA and FMLA it is important to consider the complexity of workers’ compensation in the mix. In this, the third training program in the series, the webinar instructor will discuss the EEOC’s general guidance regarding the term “disability” as it relates to an occupational injury.
CD/Recorded
$0
View Details
Recorded/CD
Investment Advisors' Investment Policy Statement (IPS) - Rules, Regulations and Best Practices

Investment Advisors' Investment Policy Statement (IPS) - Rules, Regulations and Best Practices

  • Speaker: Lisa Marsden
  • Product ID: 704521
  • Duration: 60 Min
This training program will analyze best practices for the investment policy statement (IPS), elements of the IPS, the significant areas of the firm that should be involved in the development of the IPS, creating and maintaining the IPS, and compliance testing of the IPS.
CD/Recorded
$249
View Details
Recorded/CD
Sexual Harassment in the Workplace

Sexual Harassment in the Workplace

  • Speaker: Gail Birks
  • Product ID: 704771
  • Duration: 60 Min
This training program is designed to heighten participant’s knowledge of the working definition of sexual harassment. It will also focus on other employment laws, and discuss state and federal laws on sexual harassment.
CD/Recorded
$249
View Details
Recorded/CD
Navigating the Maze of ADA and FMLA Compliance Series: The ADA Made Simple - Part 2 of 4

Navigating the Maze of ADA and FMLA Compliance Series: The ADA Made Simple - Part 2 of 4

  • Speaker: Cathleen M. Hampton
  • Product ID: 704814
  • Duration: 120 Min
The ADA and FMLA often interact and if organizational managers aren’t sure how to navigate these complex regulations, including the gray areas, your company may be at risk. In this second part training of the ADA and FMLA compliance series, we will review the fundamental aspects of The American with Disabilities Act (ADA) as it relates to employment, including best practices for accommodating employees with disabilities.
CD/Recorded
$0
View Details
Recorded/CD
Achieving Enterprise Information Security Goals - Creating Right Teams

Achieving Enterprise Information Security Goals - Creating Right Teams

  • Speaker: Rich Devlin,Joe Grannemon
  • Product ID: 704863
  • Duration: 60 Min
This webinar will involve a high-level discussion on how you can create effective teams for achieving your Information Security goals and addressing complex threats such as Ransomware. Learn how to create a Information Security plan and align your goals with objectives, strategies and tactics across teams.
CD/Recorded
$0
View Details
Recorded/CD
Dealing with the Weingarten Ruling (Interviewing Public Sector and Private Sector Union Employees)

Dealing with the Weingarten Ruling (Interviewing Public Sector and Private Sector Union Employees)

  • Speaker: John E Grimes
  • Product ID: 704777
  • Duration: 90 Min
This training program will explore the rationale behind the Weingarten Decision and other similar court decisions. It will also examine the union employee’s responsibilities when subject to an investigative interview and the union representative’s role in an investigative interview, along with sanctions and remedies for violation of Weingarten Rights.
CD/Recorded
$25
View Details
Recorded/CD
Protect Your Organization from the Growing Internal Cyber Threat

Protect Your Organization from the Growing Internal Cyber Threat

  • Speaker: Peter Goldmann
  • Product ID: 704817
  • Duration: 60 Min
With the constant tide of data breaches and hacker threats, cybersecurity is a critical element in an organization’s policies. This training program will explore the common and not-so-common insider threats to your organization’s information security and help identify the red flags of potential or actual insider cyber crime.
CD/Recorded
$179
View Details
Recorded/CD
Navigating the Maze of ADA and FMLA Compliance - Part 1 of 4: Understanding FMLA

Navigating the Maze of ADA and FMLA Compliance - Part 1 of 4: Understanding FMLA

  • Speaker: Cathleen M. Hampton
  • Product ID: 704800
  • Duration: 120 Min
Most employers assume that 12 weeks’ leave for employees ensures compliance with the FMLA, and that takes care of their obligation towards the employee as well. However, if the employee also is disabled, the employer’s duty under the ADA may be just beginning. The key to untangling ADA and FMLA is to understand the obligations under each statute. Therefore, it is crucial for employers to have a sound knowledge of the laws to apply them correctly and avoid litigation. This first training program of a four part series discuss the fundamental provisions of the FMLA.
CD/Recorded
$0
View Details
Recorded/CD
Conducting a Shrink Investigation - How to Determine the Source of Your Inventory Discrepancy

Conducting a Shrink Investigation - How to Determine the Source of Your Inventory Discrepancy

  • Speaker: John E Grimes
  • Product ID: 704802
  • Duration: 90 Min
Small business failures are particularly vulnerable to going out of business as a result of uncontrolled and unidentified losses. If you are small business retail owner, manager, or loss prevention consultant, this training program will teach you how to conduct a full shrink (loss) investigation. If you are contemplating opening a small retail business, this webinar will give you a head start on understanding the complexities and importance of controlling losses.
CD/Recorded
$0
View Details
Recorded/CD
Challenge your Worksite Wellness Policy - An overview of HIPAA, ADA, ACA, GINA, ERISA and more

Challenge your Worksite Wellness Policy - An overview of HIPAA, ADA, ACA, GINA, ERISA and more

  • Speaker: Janette Levey Frisch
  • Product ID: 704860
  • Duration: 75 Min
This webinar training with explain how to create an effective worksite wellness policy. The Instructor will discuss an overview of HIPAA, ADA, ACA, GINA, ERISA and more. He will also cover the EEOC’s new rules and how to be compliant while implementing wellness program at your workplace.
CD/Recorded
$179
View Details
Recorded/CD
Block Chain for Risk Management /Data Security | Emerging Technological Approach for KYC and Secure Transactions

Block Chain for Risk Management /Data Security | Emerging Technological Approach for KYC and Secure Transactions

  • Speaker: Shaun Miller
  • Product ID: 704808
  • Duration: 120 Min
A block chain is a transaction database shared by all nodes participating in a system based on the Bitcoin protocol. This course describes the Bitcoin concept, what Blockchain is and its financial applications to creating secure KYC and payment data sets. This course explains a Blockchain concept where the Blockchain itself is a shared single source of truth.
CD/Recorded
$249
View Details
Recorded/CD
Clinical Documentation: How to Avoid Documentation Pitfalls in the EMR

Clinical Documentation: How to Avoid Documentation Pitfalls in the EMR

  • Speaker: Dreama Sloan-Kelly
  • Product ID: 704852
  • Duration: 60 Min
This clinical documentation webinar will discuss how to appropriately document in the history, physical exams, and assessment and plan section of the EMR. It will also provide practical tips on designing templates, as well as avoiding common audit pitfalls.
CD/Recorded
$179
View Details
Recorded/CD
Preparation for GMP Inspections by Regulatory Agencies

Preparation for GMP Inspections by Regulatory Agencies

  • Speaker: Peggy Berry
  • Product ID: 704843
  • Duration: 90 Min
This GMP inspections webinar will review what to expect during the agency inspection and how to successfully and efficiently streamline and manage the inspection, including adequate follow-up during and after the inspection.
CD/Recorded
$0
View Details
Recorded/CD
Lyophilization: What you Need to Know, Validation and Regulatory Approaches

Lyophilization: What you Need to Know, Validation and Regulatory Approaches

  • Speaker: John R Godshalk
  • Product ID: 704845
  • Duration: 60 Min
In this webinar, attendees will learn how lyophilization cycles are developed, how lyophilizers work and how they are controlled and what is important to FDA and other regulatory bodies in the inspection of lyophilizers and in the validation process.
CD/Recorded
$0
View Details
Recorded/CD
Application for Investor Advisor Registration - ADV Part 1, Part 2A, Part 2B and More

Application for Investor Advisor Registration - ADV Part 1, Part 2A, Part 2B and More

  • Speaker: Lisa Marsden
  • Product ID: 704741
  • Duration: 60 Min
This training program will analyze ADV Part 1, ADV Part 2 A, ADV Part 2 B, and offer a breakdown of each section of the ADV. It will discuss annual filing requirements and offer best practices for reporting accurately.
CD/Recorded
$199
View Details
Recorded/CD
Institutional Review Boards (IRBs): The Changing Landscape and the Effect on the Conduct of Clinical Research

Institutional Review Boards (IRBs): The Changing Landscape and the Effect on the Conduct of Clinical Research

  • Speaker: Sarah Fowler Dixon
  • Product ID: 703400
  • Duration: 60 Min
This clinical research training will explain the Institutional Review Board (IRB) models. It will discuss the regulatory framework for IRB review including 21 CFR 50, 56 and 45 CFR 46.
CD/Recorded
$229
View Details
Recorded/CD
2016 Financial Regulator Priorities - SEC, FINRA, and State Regulators

2016 Financial Regulator Priorities - SEC, FINRA, and State Regulators

  • Speaker: Lisa Marsden
  • Product ID: 704765
  • Duration: 60 Min
In this training program, attendees will learn how to gain access to the financial regulators priorities and understand how to apply those priorities to their firm. The program will also discuss incorporating the priorities into your annual review and identifying priorities that need to become part of the compliance manual/code of ethics.
CD/Recorded
$249
View Details
Recorded/CD
Community Reinvestment Act (CRA) - Understanding High Risk Lending and Compliance Issues

Community Reinvestment Act (CRA) - Understanding High Risk Lending and Compliance Issues

  • Speaker: Vidia Ramdeen
  • Product ID: 704764
  • Duration: 60 Min
This training program will address important compliance issues and high risk lending issues of the Community Reinvestment Act (CRA). It will help attendees in understanding why community bank lending is important for achieving goals underlying successful community reinvestment and focus on the basics of risk management for community bank lending.
CD/Recorded
$0
View Details
Recorded/CD
SEC Examinations - Practical Tips on How to Defend Yourself

SEC Examinations - Practical Tips on How to Defend Yourself

  • Speaker: H. David Kotz
  • Product ID: 704605
  • Duration: 60 Min
This webinar provides practical information on how companies may defend themselves during SEC examinations. The webinar highlights the newest initiatives arising from the SEC’s examination program. Presented by the former Inspector General of the SEC, the webinar provides valuable insider information about SEC exams.
CD/Recorded
$0
View Details
Best Sellers
You Recently Viewed
    Loading
Copyright © 2026 ComplianceOnline.com
MetricStream
Our Policies: Terms of use | Privacy