Banking, Financial Services Regulatory Compliance Training - Live Webinars, Recordings & CDs

This training on Foreign Accounts Tax Compliance Act will teach the attendees best practices to ensure compliance with FATCA. Learn how to comply with your withholding and reporting obligations.

This training program will explore the operational implications of dealing with heightened-risk categories such as PEP screening at the heels of the Panama Papers controversy. The program will also discuss the current changes in the marketplace and expose the new faces of AML and examine areas of PEP regulation that pose present and future challenges for regulated businesses.

This training program will help attendees to understand the financial modeling concepts to construct powerful & effective templates and Excel's linear regression analysis to model your firm's sales forecast, identifying key revenue and cost drivers and charting techniques for report forecasting results to top management.

This program will help attendees to understand the background of rules and specific compliance obligations involved in providing protections specifically to serving military personnel and to veterans from Banks, Credit Unions and some other financial institutions.

The experience mod is the single most important factor when determining workers’ compensation premium. This training program will help employers understand how the experience mod works and how to utilize that knowledge to control your workers’ compensation costs.

This training program will discuss various aspects of the IRS Form W-2 for 2019. The webinar will cover requirements for completing and filing the form including a box by box explanation. Best practices for completing and reconciling the form, and handling duplicate requests from employees will also be covered. The webinar training will further look at when to use the correction Form W-2c and the latest requirements for the Affordable Health Care Act as it relates to reporting requirements on the form.

Learn the most common and costly forms of ACH fraud, how to avoid it and the proper internal controls to have in place. The presenter will discuss the most current forms of specific ACH frauds.

This BSA webinar will discuss best practices of development, maintenance and auditing of the Bank Secrecy Act. Common and legal identifiers and red flags, the sources of audit evidence, steps of conducting internal investigation, elements to establish evidence of laundering.

The hallmark of an interactive, data-driven dashboard is the ability to see and understand data at the speed of thought. This training webinar will deliver the skills needed to design well-planned Excel dashboards that present answers to questions in real-time, render visually striking displays, turn insight into action, help accomplish your firm’s objectives and improve your Excel skills. Attendees will be able to define key performance indicators and build a dashboard in Excel to monitor them.

This ACH training program will review common consumer issues and situations while handling ACH disputes. It will guide participants in deciding the appropriate course of action in given situations. Participants will also learn what to do when a customer/member won’t complete a WSUD.

This webinar will break down the Board’s role in effective cybersecurity oversight, the 12 questions a board member should be knowing to answer, key principles of oversight, tips and resources for board.

This training program will cover the basics of how to craft an effective commercial loan write-up. Two standard commercial loan write-ups will be presented in order to illustrate the concepts.

This webinar training analyzes critical components of a Cyber Incident Response Plan and provides recommendations on how to prepare all staff for the inevitable situations. From internal considerations to your external solution providers, get a realistic view of how a cyber-attack can quickly spiral a typical day into complete chaos and cause significant losses without preparation. Attendees will receive a Cyber Incident Response Plan checklist to help their Incident Response Team analyze or develop a Plan.

This webinar is designed to provide understanding of payment system risk policy, how to do risk assessment and mitigate risk, what can be an optimal organizational structure to manage payment strategy.

Learn how to conduct a property condition assessment (PCA), schedule the field work, conduct the field work, and write the final report. The course will present techniques for developing cost estimates within a reasonable time frame. It will also discuss each of the components of ASTM E 2018 - 15 Standard Guide for Property Condition Assessments.

The objective of this training is to better understand the breadth of retail payments compliance issues and how to create a framework for reviewing both internal and third-party responsibilities for a successful audit.

This webinar will review current requirements of the Bank Secrecy Act, why to comply, how to comply, reporting techniques and current positions by the IRS and FinCEN.

This webinar will discuss the how to interpret cash conversion cycle formula which has direct impact on company’s liquidity, what and how to assess while acquiring inventory, collecting AR and paying AP efficiently. It will teach inventory accounting costing methods, how to finance inventory and control inventory costs.

Learn how to better collect “problem loans” through negotiations, technical and management tools and protect the rights of the bank in today’s market! The negotiation process will include the “human factors” while the technical skills will include “business law basics” (contract law and lender liability).

This wire transfer fraud prevention webinar will discuss various methods to identify red flags, how to isolate your organization from it and what risk management practices to be deployed to minimize the exposure.