Banking, Financial Services Regulatory Compliance Training - Live Webinars, Recordings & CDs

This training program will cover the basics of how to craft an effective commercial loan write-up. Two standard commercial loan write-ups will be presented in order to illustrate the concepts.

This webinar training analyzes critical components of a Cyber Incident Response Plan and provides recommendations on how to prepare all staff for the inevitable situations. From internal considerations to your external solution providers, get a realistic view of how a cyber-attack can quickly spiral a typical day into complete chaos and cause significant losses without preparation. Attendees will receive a Cyber Incident Response Plan checklist to help their Incident Response Team analyze or develop a Plan.

This webinar is designed to provide understanding of payment system risk policy, how to do risk assessment and mitigate risk, what can be an optimal organizational structure to manage payment strategy.

Learn how to conduct a property condition assessment (PCA), schedule the field work, conduct the field work, and write the final report. The course will present techniques for developing cost estimates within a reasonable time frame. It will also discuss each of the components of ASTM E 2018 - 15 Standard Guide for Property Condition Assessments.

The objective of this training is to better understand the breadth of retail payments compliance issues and how to create a framework for reviewing both internal and third-party responsibilities for a successful audit.

This webinar will review current requirements of the Bank Secrecy Act, why to comply, how to comply, reporting techniques and current positions by the IRS and FinCEN.

This webinar will discuss the how to interpret cash conversion cycle formula which has direct impact on company’s liquidity, what and how to assess while acquiring inventory, collecting AR and paying AP efficiently. It will teach inventory accounting costing methods, how to finance inventory and control inventory costs.

Learn how to better collect “problem loans” through negotiations, technical and management tools and protect the rights of the bank in today’s market! The negotiation process will include the “human factors” while the technical skills will include “business law basics” (contract law and lender liability).

This wire transfer fraud prevention webinar will discuss various methods to identify red flags, how to isolate your organization from it and what risk management practices to be deployed to minimize the exposure.

This ACH and Reg. E webinar will discuss the areas where both the regulations do not always align or appear contradictory which cause an institution incompliance with one and out of compliance with the other and the recommendations for handling both to manage all obligations and avoid regulatory scrutiny.

This training program will engage attendees in a discussion on whether an expense reimbursement qualifies for exclusion from employee wages. It will offer stringent guidelines on what is required to substantiate various expenses and benefits under an accountable plan.

This webinar will discuss the fundamental working of virtual currencies, the regulation around it, how bankers might approach virtual currencies. How blockchain can help trace ultimate destination and prevent money laundering. Overall what virtual currencies mean to your institution.

This webinar will discuss practical information to ensure compliance with the myriad of changes made to Form 5500 filing requirements. The Instructor will discuss EFAST2 processes and Schedule C disclosures and review changes to the 2014 Form 5500 series reports and 2015 Form 5500-SUP draft instructions. Participants will understand audit requirements and how to handle late deposits.

This webinar is designed to help banks and credit unions get smart about opening online accounts (Covers both new consumer and business accounts) . It will evaluate practical risk management strategies institutions can use to build a program appropriate for their risk appetite, validation and verification strategies, due diligence. How to support online account development with the appropriate products, social marketing campaigns, and effective risk strategies.

This training on credit card surcharges compliance will discuss how the recent changes in law will affect end-user organizations. It will also provide attendees with the tools necessary to review and deal with any potential surcharge/checkout fee situations.

This AML compliance webinar will discuss recent developments in Bank Secrecy Act including various forms such as Currency Transaction Report (CTR), money log and Suspicious Activity Report (SAR).Attendees will learn best practices to ensure compliance with BSA regulations and avoid violations and fines.

This webinar will address the concerns within the financial services industry, and identify the recent cybersecurity regulations of China, Singapore, the EU, and the U.K. Attendees will gain an understanding of cybersecurity practices and how to create a cybersecurity report. Detail of some current issues with implementing cybersecurity programs. Current best practices in cybersecurity. The main area of cybersecurity and regulation will be discussed as well as methods to ensure compliance.

This webinar will discuss the challenges and opportunities involved in developing and implementing an operational risk appetite statement, which is supported by operational risk limits, and the determination of actual exposure against those limits.

This webinar training will explain the process of internal controls in account payable operation as per COSO framework, why it is required and how to effectively implement it across organisation. Participants will learn how to master internal AP controls : preventive and corrective, to mitigate risk, ensure information system security and prevent fraud.

This Payroll tax compliance webinar will discuss the tax obligations for an employer such as how to recognize employer’s income, employment tax withholding and reporting. The adequacy of internal controls to ensure tax withholding and reporting requirements. Review Form 941 and proper filing guidelines, the reconciliation process applied to the W-2's by the IRS and the Social Security Administration, processes for gathering withholding information from employees on Form W-4.