Banking, Financial Services Regulatory Compliance Training - Live Webinars, Recordings & CDs

This ACH and Reg. E webinar will discuss the areas where both the regulations do not always align or appear contradictory which cause an institution incompliance with one and out of compliance with the other and the recommendations for handling both to manage all obligations and avoid regulatory scrutiny.

This training program will engage attendees in a discussion on whether an expense reimbursement qualifies for exclusion from employee wages. It will offer stringent guidelines on what is required to substantiate various expenses and benefits under an accountable plan.

This webinar will discuss the fundamental working of virtual currencies, the regulation around it, how bankers might approach virtual currencies. How blockchain can help trace ultimate destination and prevent money laundering. Overall what virtual currencies mean to your institution.

This webinar will discuss practical information to ensure compliance with the myriad of changes made to Form 5500 filing requirements. The Instructor will discuss EFAST2 processes and Schedule C disclosures and review changes to the 2014 Form 5500 series reports and 2015 Form 5500-SUP draft instructions. Participants will understand audit requirements and how to handle late deposits.

This webinar is designed to help banks and credit unions get smart about opening online accounts (Covers both new consumer and business accounts) . It will evaluate practical risk management strategies institutions can use to build a program appropriate for their risk appetite, validation and verification strategies, due diligence. How to support online account development with the appropriate products, social marketing campaigns, and effective risk strategies.

This AML compliance webinar will discuss recent developments in Bank Secrecy Act including various forms such as Currency Transaction Report (CTR), money log and Suspicious Activity Report (SAR).Attendees will learn best practices to ensure compliance with BSA regulations and avoid violations and fines.

This webinar will address the concerns within the financial services industry, and identify the recent cybersecurity regulations of China, Singapore, the EU, and the U.K. Attendees will gain an understanding of cybersecurity practices and how to create a cybersecurity report. Detail of some current issues with implementing cybersecurity programs. Current best practices in cybersecurity. The main area of cybersecurity and regulation will be discussed as well as methods to ensure compliance.

This webinar will discuss the challenges and opportunities involved in developing and implementing an operational risk appetite statement, which is supported by operational risk limits, and the determination of actual exposure against those limits.

This webinar training will explain the process of internal controls in account payable operation as per COSO framework, why it is required and how to effectively implement it across organisation. Participants will learn how to master internal AP controls : preventive and corrective, to mitigate risk, ensure information system security and prevent fraud.

This Payroll tax compliance webinar will discuss the tax obligations for an employer such as how to recognize employer’s income, employment tax withholding and reporting. The adequacy of internal controls to ensure tax withholding and reporting requirements. Review Form 941 and proper filing guidelines, the reconciliation process applied to the W-2's by the IRS and the Social Security Administration, processes for gathering withholding information from employees on Form W-4.

This webinar will address the many risk issues related to AML compliance and how the Bank can address these risks.

This webinar discusses your responsibilities to federal govt if there is a deceased beneficiary still receiving benefits payments i.e. the requirements of the Green Book beyond the ACH Rules and how to Locate the appropriate Chapters of the Green Book for Reclamations and DNEs and how to Record imperative deadlines and obligations and appropriate actions.

This session will discuss enterprise-wide stress testing program, the complexity of CCAR, A state of the art review of CCAR stress test design, CCAR frameworks, Organizing and validating the transmission chain from macro to market shocks down to single position shocks and how to balance art and science in stress test design.

In this communication best practice webinar you will learn how to write high impact emails, letters, memos and social media posts which conveys the content and context in the best way to have high impact on target audience. Learn how to formulate message, correspondence based on relationships, tone in written form. Understand major email mistakes and write purposeful and reader-focused emails.

In this financial forecasting webinar learn how to use Excel’s powerful sensitivity tools and design efficient forecasting models. Application of scroll bars, goal seek, data tables, solver and scenario manager. Also received bonus material containing the demo model, complete with instructions for each of these tools!

This training on detecting and preventing accounts payable payment fraud will explain the several types of payment fraud that occur in today’s business environment. It will provide you the tools to safeguard your accounts payable process from potential fraud.

This webinar will provide the principles for writing an effective audit report. The audit report represents the end result of weeks of reviews, analyses, interviews and discussions. It is used to provide information to management on the areas you reviewed. And, more importantly, the report brings issues to their attention that needs to be addressed. How well you communicate that information is critical to getting the results you are seeking.

This training will provide the attendees simple but powerful tools and tips to conduct credible and thorough internal investigations. Attendees will learn how to perform effective witness interviews.

QuickBooks Online is an inexpensive and widely used bookkeeping program designed for entrepreneurs and small business owners to use themselves. Setting up your company file correctly is very important for record keeping, reconciliation, and creating financial statements, like Profit and Loss or Income Statements. Whether you plan to use QuickBooks Online yourself, have an in-house bookkeeper, or hire a professional accountant or CPA, knowing how to setup your file and get started using QuickBooks Online yourself is critical.

This training program is designed to ensure that businesses maximize the available deductions for travel and entertainment expenses. It is important to remain current on these regulations as the Internal Revenue Service focuses a fair amount of effort in this area during audits.