Compliance Training Webinars for Regulated Industries

This webinar training is designed to address the import record-keeping and audit compliance procedures that will emphasize the importer obligation to maintain and assess internal and external records that are related to their international trade transactions. It focuses on the role of the import compliance manager, and record-keeping compliance procedures, and the approved standard import and customs forms that will fulfill specific legal requirements in the global logistics environment.

Many financial scandals and significant operational losses can be traced back to poorly designed or improperly implemented products. Other problems arise from faulty legal and operational processes that lead to improper documentation and other issues. This training program will address risks and corresponding mitigating strategies involved in the new product development process. It will also discuss risk assessment protocol and product monitoring.

This is the third training session in the 3-part series on Exception Processing. It’s not just about return entries – exceptions are anything that is out of the ordinary ACH processing day-to-day (such as Direct Deposits and Direct Payments via ACH). Reinitiation of Entries and the Reversal process are anything but ordinary; they require knowing what the specifics are and ensuring a financial institution is in compliance with the NACHA Operating Rules.

This training program will help attendees understand how policies created to help keep costs low and net earnings up could create a disparate impact situation in your organization. Attendees will also learn the nuances with notification requirements especially related to incomplete applications.

This webinar will cover US FDA and Customs legal import requirements including discussion on FDA product codes, Custom's Harmonized Tariff Schedule (HTS) and Affirmation of Compliance (AOC). It will also provide information on FDA's software screening program, PREDICT, and U.S. Custom's ACE program.

This webinar will provide valuable assistance to all regulated companies; a CAPA program is a requirement across the Medical Device, Diagnostic, Pharmaceutical, and Biologics fields.

This training program will focus on current DOL/ETA prevailing wage policy guidance (H-1B and PERM), DOL/WHD wage “leveling” authority in enforcement investigations, the “safe harbor” rule, and more.

This webinar will focus on most trustworthy open access resources. It will also provide tips on how to gain access to hard-to-find materials by paying high subscription or membership fees.

This webinar can prepare small businesses to be compliant with current and new regulations that can cost fines, penalties and criminal sanction. Violations of these regulations can cripple businesses financially and can even be the cause of businesses shutting down. Be prepared to reduce your risk by learning how to prepare your company by increasing your knowledge of workplace laws and using the resources and tools from this webinar to protect your company.

This training program will discuss why it is in your interest to conduct a criminal background check, the EEOC’s position on criminal background checks, Ban the Box laws, and how they impact the hiring process.

This training program will address export audit compliance procedures that will emphasize appropriate documentation that are often required in the country market system. The program will also focus on product competitiveness research methods for conducting trade transactions. It will help identify customers, such as the end users, distributors, and sales agents and examine the compliance procedures within foreign law justification. Finally, it will address sales documentation and other record-keeping compliance procedures that should be used by the exporter when dealing with customs for a particular goods requirements for foreign business environment.

Learn how effective AML analytics, algorithms, machine learning and data science can strengthen your compliance program. This session will also discuss using analytics to help BSA/AML investigations, how you can use the CDD data gathered along with analytics, model validation and BSA/AML.

Attend this proactive webinar and receive a thorough overview of commercial lending requirements from a loan structure, documentation, and compliance perspective. The webinar will be summarized through a comprehensive case study.

This training program will examine the process for imposing monetary penalties for breaches of financial sanctions. It will also deconstruct the process for imposing monetary penalties for breaches of financial sanctions: consultation, operating within counter-terrorism legislation.

This training program will review a few ways to ensure that a financial institution reviews things from the start and consistently, in setting up a risk management framework that allows the bank to focus on its strategy rather than mere compliance.

This webinar discusses the genesis of RFIs and their development and the use and abuse of RFIs on construction projects including ways to mitigate the potential adverse impact of RFIs. Speaker discusses a number of contractual mechanisms to control the RFI process and mitigate potential impact damage claims based on the number of RFIs. The webinar also sets forth best management practices concerning the RFI process.

The new IRS partnership audit rules require all partnership and LLCs taxed as partnerships to amend their partnership agreement and take action now. In this training program, attendees will learn how these rules impact your business and your clients. The session will discuss IRS issues with TEFRA (Tax Equity and Fiscal Responsibility Act) and detail the concepts and terms in the Bipartisan Budget Act.

This California leave of absence compliance training program will guide attendees with effective administration of leave of absence and help identify and prevent employee abuse of leave. Understand the essential elements and legal developments behind FMLA, pregnancy disability, and military leave laws.

This webinar will provide an understanding of the organizational hierarchy of FDA and Health Canada, your regulatory and quality compliance obligations and the implications of the interactions between these two agencies on your organization.

The Americans with Disabilities Act requires employers to provide reasonable accommodations to qualified individuals with disabilities, including those with psychiatric impairments that substantially limit their major life activities. This webinar will discuss an employer’s responsibilities in the workplace and help you take your first steps toward preventing tragedy, ensuring a productive, engaged workforce and safe workplace, and that you are protected against legal liability.